Smith Micro Software Files Proxy Statement for Special Meeting

TL;DR

Smith Micro Software (SMSI) filed its proxy statement for a special meeting. Shareholders vote soon.

AI Summary

Smith Micro Software, Inc. filed a Definitive Proxy Statement (DEF 14A) on October 21, 2024, for a special meeting. The filing concerns the company's proxy statement and proxy card for a Fall 2024 special meeting. The company is incorporated in Delaware and its fiscal year ends on December 31st.

Why It Matters

This filing is crucial for shareholders as it outlines the agenda and proposals for an upcoming special meeting, allowing them to make informed voting decisions.

Risk Assessment

Risk Level: low — This is a routine proxy filing and does not contain new financial information or significant corporate actions that would immediately impact stock price.

Key Players & Entities

• SMITH MICRO SOFTWARE, INC. (company) — Registrant
• 0000948708-24-000031 (filing_id) — Accession Number
• 20241021 (date) — Filing Date
• 20241112 (date) — Conformed Period of Report

FAQ

Key Financial Figures

• $0.001 — ares of Company common stock, par value $0.001 per share (the "Common Stock") that wou
• $16,500 — e expect to pay Georgeson approximately $16,500, plus expenses, for its services. Dead
• $1.165 — Common Warrants) at a purchase price of $1.165 per share in a private placement offeri
• $1.04 — mmon Warrants have an exercise price of $1.04 per share, will become exercisable at a

Filing Documents

• proxystatementspecialmeetia.htm (DEF 14A) — 537KB
• a041xxc_smithxmicroxsoft001.jpg (GRAPHIC) — 183KB
• a041xxc_smithxmicroxsoft002.jpg (GRAPHIC) — 139KB
• image_0.jpg (GRAPHIC) — 20KB
• 0000948708-24-000031.txt ( ) — 1010KB

Security ownership of certain beneficial owners and management 12

Security ownership of certain beneficial owners and management 12 Householding of Proxy Materials 14 Other Matters 14 Where You Can Find Additional Information 14 Form of Securities Purchase Agreement Appendix A

Forward-Looking Statements

Forward-Looking Statements This proxy statement (this "Proxy Statement") contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this Proxy Statement that do not relate to matters of historical fact should be considered forward-looking statements, including without limitation statements regarding the Company's use of the proceeds from that certain Securities Purchase Agreement, dated October 1, 2024 (the "Purchase Agreement") by and between the Company and the accredited investor party signatory thereto, and our ability to comply with applicable Nasdaq listing requirements. These statements are based on management's current assumptions and are neither promises nor guarantees, but involve known and unknown risks, uncertainties and other important factors that may cause the Company's actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements, including that the issuance of Common Stock upon the exercise of the warrants contemplated in Proposal 1 (the "Nasdaq Proposal") may not be approved by the Company's stockholders. For other important factors that could cause actual results to differ materially from the forward-looking statements in this Proxy Statement, please see the risks and uncertainties identified under the heading "Risk Factors" in our Annual Report on Form 10-K for the year ended December 31, 2023 which is available on the Company's Investor Relations website at httpwww.smithmicro.com and on the SEC website at www.sec.gov . All forward-looking statements reflect the Company's beliefs and assumptions only as of the date of this Proxy Statement. The Company undertakes no obligation to update forward-looking statements to reflect future events or circumstances. Capitalized terms shall have the meanings ascribed to such terms in the Proxy Statement. Table

View Full Filing

View this DEF 14A filing on SEC EDGAR