Sound Point Meridian Capital, INC. (SPME) — SEC Filings

Q: What are the key financial highlights for Sound Point Meridian Capital, INC.?

Key financial highlights for Sound Point Meridian Capital, INC. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Sound Point Meridian Capital, INC.?

Key executives at Sound Point Meridian Capital, INC. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Sound Point Meridian Capital, INC. stock?

Risk factors for Sound Point Meridian Capital, INC. (SPME) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Sound Point Meridian Capital, INC.?

Forward-looking statements and predictions from Sound Point Meridian Capital, INC. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Sound Point Meridian Capital, INC.. Recent 8-K filing on Dec 8, 2025. AI-decoded analysis of earnings, risk factors, and insider tra

View Sound Point Meridian Capital, INC. on SEC EDGAR

Overview

Sound Point Meridian Capital, INC. (SPME) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Nov 21, 2025: Sound Point Meridian Capital, Inc. (SPME) is holding its 2025 Annual Meeting on December 17, 2025, to elect two directors. Ujjaval Desai, the current Chief Executive Officer, is nominated as a Class II Director, to be elected by preferred stockholders, serving until the 2026 annual meeting. Douglas

Sentiment Summary

Across 33 filings, the sentiment breakdown is: 33 neutral. The dominant filing sentiment for Sound Point Meridian Capital, INC. is neutral.

Filing Type Overview

Sound Point Meridian Capital, INC. (SPME) has filed 30 8-K, 1 DEF 14A, 2 SC 13G with the SEC between Jul 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (33)

8-K Filing — 8-K · Dec 8, 2025
SPME Seeks Shareholder Approval for Two Director Nominees — DEF 14A · Nov 21, 2025 Risk: low
Sound Point Meridian Capital, Inc. (SPME) is holding its 2025 Annual Meeting on December 17, 2025, to elect two directors. Ujjaval Desai, the current Chief Exec
8-K Filing — 8-K · Nov 13, 2025
8-K Filing — 8-K · Nov 12, 2025
Sound Point Meridian Capital Files 8-K — 8-K · Nov 6, 2025 Risk: low
On November 5, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits
Sound Point Meridian Capital Files 8-K — 8-K · Oct 8, 2025 Risk: low
On October 7, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report detailing other events. The company, incorporated in Delaware with its principal exec
Sound Point Meridian Capital Enters Material Agreement — 8-K · Oct 7, 2025 Risk: medium
On October 6, 2025, Sound Point Meridian Capital, Inc. entered into a material definitive agreement. The filing also includes financial statements and exhibits
Sound Point Meridian Capital Files 8-K on Preferred Stock — 8-K · Sep 8, 2025 Risk: low
On September 8, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns the company's capital structure, specifically mentio
Sound Point Meridian Capital Files 8-K — 8-K · Aug 12, 2025 Risk: low
On August 12, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns financial statements and exhibits, with no specific ma
Sound Point Meridian Capital Enters Material Agreement — 8-K · Aug 11, 2025 Risk: medium
On August 6, 2025, Sound Point Meridian Capital, Inc. entered into a material definitive agreement. The filing also includes financial statements and exhibits r
Sound Point Meridian Capital Files 8-K on Capital Stock — 8-K · Aug 7, 2025 Risk: low
On August 7, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns the company's capital structure, specifically mentionin
Sound Point Meridian Capital Files 8-K — 8-K · Aug 5, 2025 Risk: low
On August 5, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns financial statements and exhibits, with no specific mat
Sound Point Meridian Capital Files 8-K on Securities — 8-K · Jul 17, 2025 Risk: medium
On July 8, 2025, Sound Point Meridian Capital, Inc. entered into a material definitive agreement related to its Series A and Series B Preferred Stock due 2030.
Sound Point Meridian Capital Files 8-K — 8-K · Jul 9, 2025 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on July 9, 2025, reporting an event on July 8, 2025. The filing pertains to "Other Events" and includes details
Sound Point Meridian Capital Files 8-K — 8-K · Jun 6, 2025 Risk: low
On June 6, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing indicates that the company's principal executive offices are located at 375
Sound Point Meridian Capital Files 8-K — 8-K · May 29, 2025 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on May 29, 2025, reporting on other events and financial statements. The filing details the company's incorporat
Sound Point Meridian Capital Files 8-K — 8-K · May 12, 2025 Risk: low
On May 12, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report detailing "Other Events." The filing does not contain specific financial transactions or
Sound Point Meridian Capital, Inc. Files 8-K — 8-K · Apr 7, 2025 Risk: low
On April 7, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing indicates changes related to its Series Preferred Stock Due 2029, specifica
Sound Point Meridian Capital Files 8-K — 8-K · Mar 7, 2025 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on March 7, 2025, reporting "Other Events." The filing details the company's incorporation in Delaware, its prin
Sound Point Meridian Capital Files 8-K — 8-K · Feb 12, 2025 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on February 12, 2025, reporting other events and financial statements. The filing details the company's structur
Sound Point Meridian Capital Files 8-K — 8-K · Feb 10, 2025 Risk: low
On February 10, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing indicates the company's principal executive offices are located at 375
Sound Point Meridian Capital Files 8-K on Other Events — 8-K · Feb 5, 2025 Risk: low
On February 5, 2025, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and includes details about the company
Sound Point Meridian Capital Files 8-K — 8-K · Jan 8, 2025 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on January 8, 2025, reporting events as of December 31, 2024. The filing details the company's capital structure
Sound Point Meridian Capital Files 8-K — 8-K · Dec 11, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on December 11, 2024, reporting an event that occurred on November 30, 2024. The filing is under the 'Other Even
SC 13G Filing — SC 13G · Dec 6, 2024
Sound Point Meridian Capital Files 8-K — 8-K · Nov 13, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on November 13, 2024, reporting under "Other Events" and "Financial Statements and Exhibits." The filing details
Sound Point Meridian Capital Files 8-K — 8-K · Nov 12, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on November 12, 2024, reporting an event on October 11, 2024. The filing is categorized under 'Other Events' and
Sound Point Meridian Capital Files 8-K — 8-K · Oct 15, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on October 15, 2024, reporting an event that occurred on October 11, 2024. The filing pertains to 'Other Events'
Sound Point Meridian Capital Files 8-K on Officer/Director Changes — 8-K · Aug 30, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on August 30, 2024, reporting on the departure of directors or certain officers, the election of directors, and
Sound Point Meridian Capital Files 8-K — 8-K · Aug 15, 2024 Risk: low
On August 15, 2024, Sound Point Meridian Capital, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits.
Sound Point Meridian Capital Reports Director/Officer Changes — 8-K · Jul 26, 2024 Risk: medium
Sound Point Meridian Capital, Inc. filed an 8-K on July 26, 2024, reporting changes related to its directors and officers. Specifically, the filing details the
Sound Point Meridian Capital Files 8-K — 8-K · Jul 11, 2024 Risk: low
Sound Point Meridian Capital, Inc. filed an 8-K on July 11, 2024, reporting a material definitive agreement entered into on July 8, 2024. The filing also includ
SC 13G Filing — SC 13G · Jul 3, 2024

Risk Profile

Risk Assessment: Of SPME's 28 recent filings, 0 were flagged as high-risk, 4 as medium-risk, and 24 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Key Executives

Ujjaval Desai
Douglas T. Healy
Andrea Sayago
Stephen J. Ketchum
Lana Lewin-Ross
Matthew Forstenhausler

Industry Context

Sound Point Meridian Capital operates within the alternative investment management sector, focusing on credit strategies. This industry is characterized by increasing demand for specialized investment solutions, regulatory scrutiny, and a competitive landscape driven by performance and asset flows. The firm's structure, with distinct preferred and common stock classes, suggests a potentially complex capital structure common in private equity or credit funds.

Top Tags

8-K (8) · corporate-filing (8) · 8-k (6) · preferred-stock (4) · material-agreement (3) · disclosure (3) · filing (3) · filing-update (2) · capital-structure (2) · financial-statements (2)

Key Numbers

Filing Date: 2025-11-21T00:00:00.000Z — Date the DEF 14A was filed
Annual Meeting Date and Time: 2025-12-17T10:00:00.000Z — Date and time of the 2025 Annual Meeting of Stockholders
Record Date: 2025-11-05T00:00:00.000Z — Date for determining stockholders entitled to vote at the Meeting
Common Stock Shares Outstanding: 20,496,910 — Number of common stock shares issued and outstanding as of the Record Date
Series A Preferred Shares Outstanding: 2,300,000 — Number of Series A Preferred Shares issued and outstanding as of the Record Date
Series B Preferred Shares Outstanding: 2,300,000 — Number of Series B Preferred Shares issued and outstanding as of the Record Date
Total Directors: 5 — Current number of directors on the Board
Independent Directors: 3 — Number of independent directors on the Board
Term Expiration for Healy: 2028 — Year Douglas T. Healy's term would expire if re-elected
Term Expiration for Desai: 2026 — Year Ujjaval Desai's term would expire if elected
SEC File Number: 811-23881 — Identifies the company's filing history with the SEC.
IRS Employer Identification No.: 88-2315951 — Company's tax identification number.
Commission File Number: 811-23881 — Regulatory identifier for Sound Point Meridian Capital, Inc.
Maturity Year: 2030 — Series A and Series B Preferred Stock maturity
Common Stock Par Value: 0.001 — Par value per share for common stock.

Frequently Asked Questions

What are the latest SEC filings for Sound Point Meridian Capital, INC. (SPME)?

Sound Point Meridian Capital, INC. has 33 recent SEC filings from Jul 2024 to Dec 2025, including 30 8-K, 2 SC 13G, 1 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of SPME filings?

Across 33 filings, the sentiment breakdown is: 33 neutral. The dominant sentiment is neutral.

Where can I find Sound Point Meridian Capital, INC. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Sound Point Meridian Capital, INC. (SPME) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Sound Point Meridian Capital, INC.?

Financial highlights for Sound Point Meridian Capital, INC. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.

What is the investment thesis for SPME?

The investment thesis for SPME includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Sound Point Meridian Capital, INC.?

Key executives identified across Sound Point Meridian Capital, INC.'s filings include Ujjaval Desai, Douglas T. Healy, Andrea Sayago, Stephen J. Ketchum, Lana Lewin-Ross and 1 others.

What are the main risk factors for Sound Point Meridian Capital, INC. stock?

Of SPME's 28 assessed filings, 0 were flagged high-risk, 4 medium-risk, and 24 low-risk.

What are recent predictions and forward guidance from Sound Point Meridian Capital, INC.?

Forward guidance and predictions for Sound Point Meridian Capital, INC. are extracted from SEC filings as they are enriched.