SC 13G: Sound Point Meridian Capital, Inc.

AI Summary

SC 13G filing by Sound Point Meridian Capital, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — me of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 83617

Filing Documents

• ea0208839-13gassured_sound.htm (SC 13G) — 42KB
• 0001213900-24-059034.txt ( ) — 43KB

(a) Name of Issuer

Item 1(a) Name of Issuer. Sound Point Meridian Capital, Inc.

(b) Address of Issuer ’ s

Item 1(b) Address of Issuer ’ s Principal Executive Offices. 375 Park Avenue, 34 th Floor New York, NY 10152

(a) Name of Person Filing

Item 2(a) Name of Person Filing. Assured Guaranty Ltd.

(b) Address or Principal Business Office

Item 2(b) Address or Principal Business Office or, if None, Residence. 30 Woodbourne Ave, 5 th Floor Hamilton HM 08 Bermuda

(c) Citizenship or Place of Organization

Item 2(c) Citizenship or Place of Organization. Bermuda

(d) Title of Class of Securities

Item 2(d) Title of Class of Securities. Common Stock, par value $0.001 per share

(e) CUSIP Number

Item 2(e) CUSIP Number. 83617A108

If this statement is filed pursuant

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); and (k) Group, in accordance with §240.13d-1(b)(1)(ii)(J). 2

Ownership

Item 4. Ownership. (a) Amount beneficially owned: 5,297,083 (b) Percent of class: 26.5% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 5,297,083 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 5,297,083 (iv) Shared power to dispose or to direct the disposition of : 0

Ownership of 5 Percent or Less of a

Item 5. Ownership of 5 Percent or Less of a Class. Not applicable

Ownership of More than 5 Percent on

Item 6. Ownership of More than 5 Percent on Behalf of Another Person. This Schedule 13G is filed by Assured Guaranty Ltd., the ultimate parent of the subsidiary entities listed on Exhibit A . Each such entity may be deemed to beneficially own the securities to which this Schedule 13G applies.

Identification and Classification of

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Assured Guaranty Ltd. is filing this Schedule 13G pursuant to Rule 13d-1(b)(1)(ii)(G) as the ultimate parent of its wholly owned subsidiaries listed on Exhibit A hereto.

Identification and Classification of

Item 8. Identification and Classification of Members of the Group. Not applicable

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable

Certifications

Item 10. Certifications. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. 3 Signature. After reasonable inquiry and to the best of the signatory’s knowledge and belief, the signatory certifies that the information set forth in this statement is true, complete and correct. Dated: July 3, 2024 ASSURED GUARANTY LTD. By: /s/ Ling Chow Name: Ling Chow Title: General Counsel & Secretary 4 Exhibit A This Schedule 13G is filed by Assured Guaranty Ltd. pursuant to Rule 13d-1(b)(1)(ii)(G) as the ultimate parent of the following entities, each of which is a direct or indirect subsidiary of Assured Guaranty Ltd. AG Asset Strategies LLC Address: 1633 Broadway, 23 rd Floor, New York, NY 10019

Classification: Insurance Company

Item 3 Classification: Insurance Company Assured Guaranty Municipal Corp. Address: 1633 Broadway, 23 rd Floor, New York, NY 10019

Classification: Insurance Company

Item 3 Classification: Insurance Company Assured Guaranty Inc. Address: 1633 Broadway, 23 rd Floor, New York, NY 10019

Classification: Insurance Company

Item 3 Classification: Insurance Company Assured Guaranty Municipal Holdings, Inc.* Address: 1633 Broadway, 23 rd Floor, New York, NY 10019

Classification: Parent Holding Company

Item 3 Classification: Parent Holding Company or Control Person Assured Guaranty US Holdings, Inc.** Address: 1633 Broadway, 23 rd Floor, New York, NY 10019

Classification: Parent Holding Company

Item 3 Classification: Parent Holding Company or Control Person * As parent company, directly or indirectly, to Assured Guaranty Municipal Corp. and AG Asset Strategies LLC. ** As parent company, directly or indirectly, to Assured Guaranty Municipal Holdings Inc., Assured Guaranty Inc., Assured Guaranty Municipal Corp. and AG Asset Strategies LLC. 5

View Full Filing

View this SC 13G filing on SEC EDGAR