Spruce Power Files 8-K: Confirms NYSE Listing & Admin Details
Ticker: SPRU · Form: 8-K · Filed: Jan 22, 2024 · CIK: 1772720
Complexity: simple
Sentiment: neutral
Topics: administrative, compliance, corporate-governance
TL;DR
**Spruce Power (SPRU) filed a routine 8-K confirming its NYSE listing and corporate info, no major news.**
AI Summary
Spruce Power Holding Corporation filed an 8-K on January 22, 2024, reporting an event that occurred on January 18, 2024. This filing primarily serves to update administrative information, confirming its registration on the New York Stock Exchange under the trading symbol SPRU and its business address in Denver, CO. For investors, this filing is a routine update, indicating no immediate operational or financial changes, but it confirms the company's continued compliance with SEC reporting requirements and its listing status.
Why It Matters
This filing is a standard administrative update, confirming Spruce Power's listing on the NYSE and its corporate details, which is important for maintaining transparency and investor confidence.
Risk Assessment
Risk Level: low — This filing is purely administrative and does not contain any information that would indicate a change in the company's financial or operational risk.
Analyst Insight
A smart investor would note this as a routine compliance filing, confirming basic company information, and would not expect any immediate market reaction. It's a good reminder to check for more substantive filings for operational or financial updates.
Key Numbers
- $0.0001 — par value per share (par value of Spruce Power's common stock)
Key Players & Entities
- SPRUCE POWER HOLDING CORPORATION (company) — the registrant filing the 8-K
- New York Stock Exchange (company) — the exchange where Spruce Power's common stock is registered
- SPRU (company) — the trading symbol for Spruce Power's common stock
- January 18, 2024 (date) — date of the earliest event reported
- January 22, 2024 (date) — date the 8-K was filed
- 2000 S Colorado Blvd , Suite 2-825 Denver , CO 80202 (location) — principal executive offices address
- Delaware (location) — state of incorporation
FAQ
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant as specified in its charter is SPRUCE POWER HOLDING CORPORATION.
On what date was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on January 18, 2024.
What is the trading symbol and the exchange where Spruce Power Holding Corporation's common stock is registered?
The trading symbol is SPRU, and the common stock is registered on the New York Stock Exchange.
What is the state of incorporation for Spruce Power Holding Corporation?
Spruce Power Holding Corporation is incorporated in Delaware.
What is the current business address listed for Spruce Power Holding Corporation?
The current business address is 2000 S Colorado Blvd, Suite 2-825, Denver, CO 80202.
Filing Stats: 944 words · 4 min read · ~3 pages · Grade level 13.2 · Accepted 2024-01-22 17:28:03
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share SPRU New York Stock Excha
- $19.5 million — t, the Company will pay an aggregate of $19.5 million to a settlement fund to settle all clai
- $4 million — expected to directly fund approximately $4 million of the settlement fund. The Company wil
- $15.5 million — rectly fund the remaining approximately $15.5 million. As communicated on November 9, 2023, i
Filing Documents
- ea191983-8k_sprucepower.htm (8-K) — 31KB
- ea191983ex99-1_sprucepower.htm (EX-99.1) — 150KB
- 0001213900-24-005375.txt ( ) — 387KB
- spru-20240118.xsd (EX-101.SCH) — 3KB
- spru-20240118_lab.xml (EX-101.LAB) — 33KB
- spru-20240118_pre.xml (EX-101.PRE) — 22KB
- ea191983-8k_sprucepower_htm.xml (XML) — 3KB
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 99.1 Stipulation and Agreement of Settlement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: January 22, 2024 By: /s/ Jonathan Norling Name: Jonathan Norling Title: General Counsel 2