Stem, Inc. (STEM) — SEC Filings
Stem, Inc. (STEM) — 50 SEC filings. Latest: DEFA14A (Apr 27, 2026). Includes 31 8-K, 6 10-Q, 5 8-K/A.
Overview
Stem, Inc. (STEM) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEFA14A filed on Apr 27, 2026: Stem, Inc. filed a DEFA14A on April 27, 2026, which contains additional definitive proxy soliciting materials. The filing includes interactive data and graphic files, with the primary document being the DEFA14A itself, totaling 13985 bytes. The company's mailing and business address is 1400 Post Oak
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 1 bearish, 47 neutral, 2 mixed. The dominant filing sentiment for Stem, Inc. is neutral.
Filing Type Overview
Stem, Inc. (STEM) has filed 3 DEFA14A, 31 8-K, 6 10-Q, 5 8-K/A, 1 DEF 14A, 1 10-K, 1 SC 13G, 2 SC 13G/A with the SEC between Mar 2024 to Apr 2026.
Filings by Year
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of STEM's 47 recent filings, 1 were flagged as high-risk, 26 as medium-risk, and 20 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $109.1M |
| Net Income | $153.7M |
| EPS | N/A |
| Debt-to-Equity | N/A |
| Cash Position | $43.1M |
| Operating Margin | N/A |
| Total Assets | $362.6M |
| Total Debt | $597.7M |
Key Executives
- Matthew Tappin
- John D. Harris II
- David L. Miller
- David Buzby
- John Carrington
- Robert T. Smith
- John D. Grassi, Jr.
- Michael J. Morgan
- Michelle Harris
- David M. Johnson
- John A. Harrington
- Robert L. Foster
- Robert T. Johnson
- Michael E. Smith
- David A. Miller
Industry Context
STEM, INC. operates in the rapidly evolving energy storage sector, a critical component of the transition to renewable energy. The industry is characterized by increasing demand driven by grid modernization, renewable energy integration, and corporate sustainability goals. However, it faces intense competition from established energy players and technology startups, alongside evolving regulatory landscapes and supply chain complexities for key components.
Top Tags
governance (10) · executive-compensation (10) · board-changes (9) · corporate-governance (8) · compensation (5) · amendment (5) · financial-reporting (4) · regulation-fd (4) · disclosure (4) · director-change (4)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| DEFA14A Size | 13985 | Size of the primary proxy filing document. |
| Filing Date | 2026-04-27 | The date Stem, Inc. submitted these proxy materials. |
| Event Date | 20251217 | The date of the earliest event reported in the 8-K filing. |
| Report Date | 20251201 | The earliest event reported in this 8-K filing. |
| Net Income | $153.7M | Nine months ended September 30, 2025, a significant turnaround from a $802.9M net loss in 2024. |
| Total Revenue | $109.1M | Nine months ended September 30, 2025, up from $88.8M in 2024, indicating growth. |
| Gross Profit | $36.9M | Nine months ended September 30, 2025, a substantial improvement from a $8.6M gross loss in 2024. |
| Total Operating Expenses | $84.3M | Nine months ended September 30, 2025, a sharp decrease from $783.7M in 2024 due to reduced impairments. |
| Gain on Extinguishment of Debt | $220.0M | Nine months ended September 30, 2025, contributing significantly to net income. |
| Cash and Cash Equivalents | $43.1M | As of September 30, 2025, a decrease from $56.3M at December 31, 2024. |
| Net Cash Used in Operating Activities | -$1.4M | Nine months ended September 30, 2025, indicating continued cash burn from operations. |
| Negative Working Capital | -$19.8M | As of September 30, 2025, highlighting short-term liquidity challenges. |
| Net Loss | $23.8M | Three months ended September 30, 2025, showing quarterly volatility despite the nine-month profit. |
| Reverse Stock Split | 1-for-20 | Effected on June 23, 2025, reducing outstanding shares and increasing per-share metrics. |
| Solar Software Revenue | $0.05 | Increased by 46.2% from $0.0341965 in Q2 2024, indicating strong software segment performance. |
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Frequently Asked Questions
What are the latest SEC filings for Stem, Inc. (STEM)?
Stem, Inc. has 50 recent SEC filings from Mar 2024 to Apr 2026, including 31 8-K, 6 10-Q, 5 8-K/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of STEM filings?
Across 50 filings, the sentiment breakdown is: 1 bearish, 47 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Stem, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Stem, Inc. (STEM) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Stem, Inc.?
Key financial highlights from Stem, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for STEM?
The investment thesis for STEM includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Stem, Inc.?
Key executives identified across Stem, Inc.'s filings include Matthew Tappin, John D. Harris II, David L. Miller, David Buzby, John Carrington and 19 others.
What are the main risk factors for Stem, Inc. stock?
Of STEM's 47 assessed filings, 1 were flagged high-risk, 26 medium-risk, and 20 low-risk.
What are recent predictions and forward guidance from Stem, Inc.?
Forward guidance and predictions for Stem, Inc. are extracted from SEC filings as they are enriched.