Stem, Inc. Amends Articles of Incorporation

Ticker: STEM · Form: 8-K · Filed: Oct 16, 2025 · CIK: 1758766

Stem, Inc. 8-K Filing Summary
FieldDetail
CompanyStem, Inc. (STEM)
Form Type8-K
Filed DateOct 16, 2025
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.0001
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, amendment, filing

Related Tickers: STEM

TL;DR

STEM just filed an 8-K for amendments to its Articles of Incorporation, effective Oct 16.

AI Summary

On October 15, 2025, Stem, Inc. filed an 8-K to report amendments to its Articles of Incorporation. These changes, effective October 16, 2025, relate to the company's corporate structure and governance.

Why It Matters

This filing indicates changes to Stem, Inc.'s foundational corporate documents, which could impact its governance structure and shareholder rights.

Risk Assessment

Risk Level: low — The filing concerns routine amendments to corporate documents and does not appear to involve significant financial or operational changes.

Key Players & Entities

  • STEM, INC. (company) — Registrant
  • October 15, 2025 (date) — Date of Report
  • October 16, 2025 (date) — Effective Date of Amendments
  • Delaware (jurisdiction) — State of Incorporation
  • 1400 Post Oak Boulevard, Suite 560, Houston, TX 77056 (address) — Business and Mail Address

FAQ

What specific amendments were made to Stem, Inc.'s Articles of Incorporation?

The filing states that the amendments relate to 'Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year', but the specific details of the amendments are not provided in this summary.

When are these amendments to the Articles of Incorporation effective?

The amendments are effective as of October 16, 2025.

What is the primary purpose of this 8-K filing for Stem, Inc.?

The primary purpose is to report amendments to Stem, Inc.'s Articles of Incorporation.

What is Stem, Inc.'s fiscal year end?

Stem, Inc.'s fiscal year ends on December 31st.

What was Stem, Inc. formerly known as?

Stem, Inc. was formerly known as Star Peak Energy Transition Corp., Star Peak Energy Acquisition Corp., and Roaring Fork Acquisition Corp.

Filing Stats: 615 words · 2 min read · ~2 pages · Grade level 11.8 · Accepted 2025-10-16 16:38:48

Key Financial Figures

  • $0.0001 — ch registered Common stock, par value $0.0001 STEM New York Stock Exchange Indicate

Filing Documents

03

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On October 15, 2025, the Board of Directors of Stem, Inc. (the "Company") approved an amendment (the "Amendment") to the Company's Amended and Restated Bylaws (the "Bylaws") that reduced the quorum required for the transaction of business at stockholder meetings from (i) a majority of the voting power of the stock outstanding and entitled to vote at the meeting, to (ii) one-third of the voting power of the stock outstanding and entitled to vote at the meeting. The Company has encountered difficulties reaching a quorum in the past due to the size and dispersed nature of the Company's stockholder base. Reducing the quorum requirement reduces the risk of failing to achieve the required quorum for any stockholder meetings, which failure would require the Company to adjourn such meetings and therefore cause the Company to incur additional costs, such as additional meeting host costs and proxy solicitation costs, and suffer other potential disruptions to its business and distractions for management. The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. The following exhibit is furnished as part of this report: Exhibit No. Description 3 Amendment to the Amended and Restated Bylaws of Stem , Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. STEM, INC. Date: October 16, 2025 By: /s/ Saul R. Laureles Name: Saul R. Laureles Title: Chief Legal Officer and Secretary _____________________________________________________________________________________________ 4

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