Stem, Inc. Files 8-K/A Amendment on Officer/Director Changes

Ticker: STEM · Form: 8-K/A · Filed: Feb 4, 2025 · CIK: 1758766

Stem, Inc. 8-K/A Filing Summary
FieldDetail
CompanyStem, Inc. (STEM)
Form Type8-K/A
Filed DateFeb 4, 2025
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.0001, $318,750, b
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, officer-changes, director-changes

TL;DR

Stem, Inc. amended its 8-K filing regarding director/officer changes and compensation.

AI Summary

Stem, Inc. filed an amendment (8-K/A) on February 4, 2025, to a report originally dated August 6, 2024. This amendment pertains to the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements for certain officers. The filing does not contain specific dollar amounts or new executive changes beyond these categories.

Why It Matters

This filing provides updated information regarding the governance and executive structure of Stem, Inc., which can be important for investors to understand leadership changes and compensation policies.

Risk Assessment

Risk Level: low — The filing is an amendment to a previous report concerning corporate governance and officer appointments, not a material event like a merger or financial distress.

Key Players & Entities

  • STEM, INC. (company) — Registrant
  • August 6, 2024 (date) — Earliest event reported date
  • February 4, 2025 (date) — Filing date of amendment
  • Star Peak Energy Transition Corp. (company) — Former company name
  • Star Peak Energy Acquisition Corp. (company) — Former company name
  • Roaring Fork Acquisition Corp. (company) — Former company name

FAQ

What is the primary purpose of this 8-K/A filing by Stem, Inc.?

The 8-K/A filing is an amendment to a previous report and concerns the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers.

What was the original date of the report being amended?

The earliest event reported date for the original report was August 6, 2024.

On what date was this amendment filed with the SEC?

This amendment (8-K/A) was filed as of date February 4, 2025.

Does this filing announce any new executive appointments or departures?

The filing indicates it pertains to the departure of directors or certain officers and the appointment of certain officers, but does not specify names or details of these changes within the provided text.

What were some of Stem, Inc.'s former company names?

Stem, Inc. was formerly known as Star Peak Energy Transition Corp., Star Peak Energy Acquisition Corp., and Roaring Fork Acquisition Corp.

Filing Stats: 787 words · 3 min read · ~3 pages · Grade level 12.9 · Accepted 2025-02-04 16:50:55

Key Financial Figures

  • $0.0001 — ich registered Common stock, par value $0.0001 STEM New York Stock Exchange Indic
  • $318,750, b — with the Company: (i) a cash payment of $318,750, being equal to nine months of his annual

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. STEM, INC. Date: February 4, 2025 By: /s/ Saul R. Laureles Name: Saul R. Laureles Title: Chief Legal Officer and Secretary 3

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