StepStone Group Inc. Ownership Filing Amendment

TL;DR

StepStone Group Inc. ownership update filed by James Lim. Big changes might be brewing.

AI Summary

On November 21, 2024, James Lim filed an amendment (Amendment No. 4) to Schedule 13D for StepStone Group Inc. The filing indicates a change in beneficial ownership of Class A Common Stock. The specific details of the change in ownership, including the number of shares and percentage, are not explicitly stated in this excerpt but are the subject of the amendment.

Why It Matters

This filing signals a potential shift in control or significant stake changes for StepStone Group Inc., which could impact its stock price and strategic direction.

Risk Assessment

Risk Level: medium — Schedule 13D filings often indicate significant stake building or changes by major investors, which can lead to volatility.

Key Numbers

• 85914M107 — CUSIP Number (Identifies StepStone Group Inc. Class A Common Stock)
• November 19, 2024 — Date of Event (Date triggering the filing requirement)
• 20241121 — Filing Date (Date the amendment was filed with the SEC)

Key Players & Entities

• StepStone Group Inc. (company) — Subject company
• James Lim (person) — Filing person
• Jennifer Y. Ishiguro (person) — Authorized to receive notices
• 277 PARK AVENUE, 45TH FLOOR NEW YORK, NY 10172 (address) — Business and mail address for StepStone Group Inc.
• 100 PAINTERS MILL ROAD, SUITE 700 OWINGS MILLS, MD 21117 (address) — Mail address for James Lim

FAQ

Key Financial Figures

• $0.001 — suer) Class A Common Stock, Par Value $0.001 Per Share (Title of Class of Securiti
• $68.55 — 0,712 shares of Class A Common Stock at $68.55 per share on November 12, 2024; 10,732
• $66.97 — 0,732 shares of Class A Common Stock at $66.97 per share on November 13, 2024; 19,972
• $65.33 — 9,972 shares of Class A Common Stock at $65.33 on November 14, 2024; 103,776 shares of
• $65.43 — 3,776 shares of Class A Common Stock at $65.43 on November 15, 2024; 23,643 shares of
• $65.41 — 3,643 shares of Class A Common Stock at $65.41 on November 18, 2024; and 73,005 shares

Filing Documents

• d876525dsc13da.htm (SC 13D/A) — 33KB
• 0001193125-24-263476.txt ( ) — 34KB

of the

Item 2 of the Schedule 13D is hereby amended and supplemented as follows: This Schedule 13D is being filed by James Lim (the Reporting Person ). (a) As of the date of this statement, Mr. Lim beneficially owns 4,713,567 shares of Class A Common Stock and 163,656 Class C Units that are convertible into Class A Common Stock owned by Sanctuary Bay LLC. All of the Class C units owned by Sanctuary Bay LLC are exchangeable within 60 days of the date hereof. Item5. Interest in Securities of the Issuer (a) and (b) Items 5(a) and 5(b) of Schedule 13D are amended to reflect the following: The following table sets forth the aggregate number and percentage of the Class A Common Stock beneficially owned by the Reporting Person. The aggregate number and percentage of the Class A Common Stock beneficially owned by the Reporting Person is calculated in accordance with Rule 13d-3. Reporting Person Number of Shares Beneficially Owned Percentage of Class A Common Stock Outstanding(1) James Lim 4,877,223 6.7 % (1) Based on 72,681,239 shares of Class A Common Stock issued and outstanding as of November 5, 2024, and assuming that the Reporting Person exchanges all the Class C Units that are beneficially owned by him and currently available to be exchanged for Class A Common Stock on a one-for-one basis. (c) Item 5(c) of Schedule 13D is hereby amended and supplemented as follows: Other than the transactions described below and disclosed in the Original Filing, the Reporting Person has not effected any transactions involving the beneficial ownership of Class A Common Stock during the sixty (60) days prior to the date of this statement. With respect to the sale transactions reported below, each days sales comprised open market transactions made on that day, and the price per share reported is the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issue

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of each of the undersigneds knowledge and belief, each of the undersigned, severally and not jointly, certifies that the information set forth in this statement is true, complete and correct. Dated: November 21, 2024 /s/ Jennifer Ishiguro, Attorney-in-Fact James Lim

View Full Filing

View this SC 13D/A filing on SEC EDGAR