SWK Holdings Sets 2024 Annual Meeting Date

TL;DR

SWK Holdings annual meeting is July 18th, vote for directors!

AI Summary

SWK Holdings Corporation announced on June 14, 2024, that it will hold its 2024 Annual Meeting of Stockholders on July 18, 2024. The meeting will include a vote on the election of directors and other business as may properly come before the meeting. The company's principal executive offices are located at 5956 Sherry Lane, Suite 650, Dallas, TX 75225.

Why It Matters

This filing informs shareholders about the upcoming annual meeting where key corporate decisions, including director elections, will be made, impacting the company's future governance.

Risk Assessment

Risk Level: low — This is a routine corporate filing announcing an annual meeting date and not related to significant financial or operational changes.

Key Players & Entities

• SWK Holdings Corporation (company) — Registrant
• July 18, 2024 (date) — Annual Meeting Date
• June 14, 2024 (date) — Report Date
• 5956 Sherry Lane, Suite 650, Dallas, TX 75225 (location) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — registered Common Stock, par value $0.001 per share SWKH The Nasdaq Stock Mark

Filing Documents

• e24284_swkh-8k.htm (8-K) — 34KB
• 0001552781-24-000381.txt ( ) — 246KB
• swkh-20240614.xsd (EX-101.SCH) — 4KB
• swkh-20240614_def.xml (EX-101.DEF) — 26KB
• swkh-20240614_lab.xml (EX-101.LAB) — 36KB
• swkh-20240614_pre.xml (EX-101.PRE) — 25KB
• e24284_swkh-8k_htm.xml (XML) — 5KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 14, 2024, SWK Holdings Corporation (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting") virtually. The following is a brief description of the final voting results for each of the proposals submitted to a vote of the stockholders at the Annual Meeting, which are described in detail in the Company's definitive proxy Proposal 1 – Election of Directors. Each of Jerry Albright, Laurie L. Dotter, Robert K. Hatcher and Marcus Pennington were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier resignation, death or removal, with the voting results being as follows: Nominee For Withhold Authority Broker Non-Votes Jerry Albright 11,522,824 300,871 293,428 Laurie L. Dotter 11,680,346 143,349 293,428 Robert K. Hatcher 10,783,134 1,040,561 293,428 Marcus E. Pennington 11,509,490 314,205 293,428 Proposal 2 – Ratification of Independent Registered Public Accountants. The appointment of BPM LLP as the Company's independent registered public accounting firm for the 2024 fiscal year was ratified, as follows: For Against Abstain 11,404,747 708,281 4,095 Proposal 3 – Approval, on an advisory basis, of the compensation paid to certain executive officers. The stockholders approved, on an advisory basis, the compensation paid to certain executive officers, as follows: For Against Abstain Broker Non-Votes 11,081,191 739,774 2,730 293,428

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SWK HOLDINGS CORPORATION By: /s/ Joe D. Staggs Joe D. Staggs Chief Executive Officer Date: June 17, 2024

View Full Filing

View this 8-K filing on SEC EDGAR