Swk Holdings Corp (SWKHL) — SEC Filings

Swk Holdings Corp (SWKHL) — 34 SEC filings. Latest: 8-K (Dec 5, 2025). Includes 20 8-K, 6 10-Q, 3 SC 13G/A.

View Swk Holdings Corp on SEC EDGAR

Overview

Swk Holdings Corp (SWKHL) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 5, 2025: On December 4, 2025, SWK Holdings Corporation entered into a new credit agreement, the "2025 Credit Agreement," with its lenders. This agreement establishes a new $150 million senior secured revolving credit facility, replacing its previous credit facility. The new facility matures on December 4, 20

Sentiment Summary

Across 34 filings, the sentiment breakdown is: 2 bullish, 31 neutral, 1 mixed. The dominant filing sentiment for Swk Holdings Corp is neutral.

Filing Type Overview

Swk Holdings Corp (SWKHL) has filed 20 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 3 SC 13G/A, 1 SC 13D/A with the SEC between Feb 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent SEC Filings (34)

Swk Holdings Corp SEC Filing History
DateFormDescriptionRisk
Dec 5, 20258-KSWK Holdings Secures $150M Credit Facilitymedium
Dec 4, 20258-KSWK Holdings Corp Files 8-Klow
Nov 6, 202510-QSWK Holdings' Net Income Soars 153% on Finance Growth, Strategic Divestituremedium
Oct 10, 20258-KSWK Holdings Corp Files 8-K for Material Agreementmedium
Oct 9, 20258-KSWK Holdings Corp Files 8-Klow
Oct 1, 20258-KSWK Holdings Corp Files 8-K on Oct 1, 2025low
Aug 14, 202510-QSWK Holdings' Q2 Net Income Dips, H1 Soars on Credit Loss Benefitmedium
Jul 17, 20258-KSWK Holdings Corp Files Material Definitive Agreementmedium
Jun 16, 20258-KSWK Holdings Corp Files 8-K on Corporate Governance and Shareholder Matterslow
May 19, 20258-KSWK Holdings Corp Files 8-K Reportlow
May 15, 202510-QSWK Holdings Corp Files Q1 2025 10-Qlow
Apr 29, 2025DEF 14ASWK Holdings Corp Files 2024 Proxy Statementlow
Apr 10, 20258-KSWK Holdings Completes Acquisitionmedium
Mar 20, 202510-KSWK Holdings Corp. Files 2024 10-Kmedium
Nov 15, 20248-KSWK Holdings to be Acquired by Perella Weinberg Partnersmedium
Nov 14, 2024SC 13G/ASC 13G/A Filing
Nov 14, 202410-QSWK Holdings Corp Files Q3 2024 10-Qmedium
Oct 25, 2024SC 13D/ACarlson Capital Amends SWK Holdings Stakemedium
Oct 3, 20248-KSWK Holdings Corp Reports Director and Officer Changeslow
Aug 15, 20248-KSWK Holdings Corp Files 8-K on Financialslow

Risk Profile

Risk Assessment: Of SWKHL's 30 recent filings, 0 were flagged as high-risk, 16 as medium-risk, and 14 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Swk Holdings Corp Financial Summary (10-Q, Nov 6, 2025)
MetricValue
Revenue$10.882M
Net Income$8.78M
EPSN/A
Debt-to-Equity0.14
Cash Position$10.206M
Operating Margin61.3%
Total Assets$289.362M
Total Debt$35.156M

Key Executives

  • CLINT D. CARLSON
  • Robert J. Benninger
  • David R. Johnson
  • Michael J. McEvoy

Industry Context

SWK Holdings operates in the financial services sector, specifically focusing on finance receivables. This sector is characterized by its sensitivity to interest rate changes and economic cycles. The company's strategic shift away from pharmaceutical development consolidates its focus, making it more susceptible to the specific risks and opportunities within the lending and receivables market.

Top Tags

financials (6) · acquisition (5) · filing (4) · corporate-governance (4) · 10-Q (4) · merger (4) · debt (3) · 8-K (3) · SEC Filing (3) · reporting (2)

Key Numbers

Swk Holdings Corp Key Metrics
MetricValueContext
Senior Secured Revolving Credit Facility$150MThis new facility replaces the previous one and provides increased borrowing capacity.
Maturity Date2030The new credit facility matures in five years, providing a medium-term financing solution.
Net Income (3 months)$8.78MIncreased from $3.468M in Q3 2024, a 153% rise
Net Income (9 months)$16.855MIncreased from $7.616M in 9M 2024, a 121% rise
Total Revenues (3 months)$10.882MIncreased from $10.418M in Q3 2024, a 4.4% rise
Cash and Cash Equivalents$10.206MIncreased from $5.927M at Dec 31, 2024
Cash Dividends Paid$49.078MPaid during the nine months ended September 30, 2025
Finance Receivables, net$245.396MDecreased from $277.760M at Dec 31, 2024
Gain on Sale of Business$1.601MContributed to other income for the three and nine months ended September 30, 2025
Unrealized Net Gains on Warrants (9 months)$2.563MIncreased from $178K in 9M 2024
Common Shares Outstanding12,095,979As of September 30, 2025, down from 12,213,599 at Dec 31, 2024
Total Assets$289.362MDecreased from $332.235M at Dec 31, 2024
Net Income (Six Months)$8.075MIncreased from $4.148M in 2024, a 94.7% rise
Net Income (Three Months)$3.536MDecreased from $3.680M in 2024, a 3.9% drop
Total Revenues (Three Months)$10.052MDecreased from $10.847M in 2024, a 7.3% drop

Related Companies

SWKH · APTR

Frequently Asked Questions

What are the latest SEC filings for Swk Holdings Corp (SWKHL)?

Swk Holdings Corp has 34 recent SEC filings from Feb 2024 to Dec 2025, including 20 8-K, 6 10-Q, 3 SC 13G/A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of SWKHL filings?

Across 34 filings, the sentiment breakdown is: 2 bullish, 31 neutral, 1 mixed. The dominant sentiment is neutral.

Where can I find Swk Holdings Corp SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Swk Holdings Corp (SWKHL) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Swk Holdings Corp?

Key financial highlights from Swk Holdings Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for SWKHL?

The investment thesis for SWKHL includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Swk Holdings Corp?

Key executives identified across Swk Holdings Corp's filings include CLINT D. CARLSON, Robert J. Benninger, David R. Johnson, Michael J. McEvoy.

What are the main risk factors for Swk Holdings Corp stock?

Of SWKHL's 30 assessed filings, 0 were flagged high-risk, 16 medium-risk, and 14 low-risk.

What are recent predictions and forward guidance from Swk Holdings Corp?

Forward guidance and predictions for Swk Holdings Corp are extracted from SEC filings as they are enriched.

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