Carlson Capital Amends SWK Holdings Stake
Ticker: SWKHL · Form: SC 13D/A · Filed: Oct 25, 2024 · CIK: 1089907
| Field | Detail |
|---|---|
| Company | Swk Holdings Corp (SWKHL) |
| Form Type | SC 13D/A |
| Filed Date | Oct 25, 2024 |
| Risk Level | medium |
| Pages | 8 |
| Reading Time | 9 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: ownership-change, sec-filing, schedule-13d
TL;DR
Carlson Capital just updated their SWK Holdings stake - watch this space.
AI Summary
On October 25, 2024, Carlson Capital, L.P. and its group members, including ASGARD INVESTMENT CORP., ASGARD INVESTMENT CORP. II, BLACK DIAMOND OFFSHORE LTD., CLINT D. CARLSON, and DOUBLE BLACK DIAMOND OFFSHORE LTD., filed an amendment to their Schedule 13D concerning SWK Holdings Corp. This filing indicates a change in their beneficial ownership of SWK Holdings Corp. stock.
Why It Matters
This amendment signals a potential shift in the control or influence over SWK Holdings Corp. by a significant investment firm, which could impact the company's strategic direction and shareholder value.
Risk Assessment
Risk Level: medium — Changes in beneficial ownership filings can indicate activist investor intentions or shifts in major holdings, which may lead to volatility.
Key Players & Entities
- Carlson Capital, L.P. (company) — Filing entity
- SWK Holdings Corp (company) — Subject company
- ASGARD INVESTMENT CORP. (company) — Group member
- ASGARD INVESTMENT CORP. II (company) — Group member
- BLACK DIAMOND OFFSHORE LTD. (company) — Group member
- CLINT D. CARLSON (person) — Group member
- DOUBLE BLACK DIAMOND OFFSHORE LTD. (company) — Group member
FAQ
What specific changes in beneficial ownership are detailed in this SC 13D/A filing?
The filing is an amendment (Amendment No. 16) to Schedule 13D, indicating a change in beneficial ownership, but the specific percentage or number of shares acquired or disposed of is not detailed in the provided header information.
Who are the primary entities involved in this filing?
The primary filing entity is Carlson Capital, L.P., along with its group members: ASGARD INVESTMENT CORP., ASGARD INVESTMENT CORP. II, BLACK DIAMOND OFFSHORE LTD., CLINT D. CARLSON, and DOUBLE BLACK DIAMOND OFFSHORE LTD. The subject company is SWK Holdings Corp.
When was this amendment filed with the SEC?
This SC 13D/A filing was made on October 25, 2024.
What is the business address of SWK Holdings Corp?
The business address for SWK Holdings Corp. is 5956 Sherry Lane, Suite 650, Dallas, TX 75225.
What is the business address of Carlson Capital, L.P.?
The business address for Carlson Capital, L.P. is 2100 McKinney Ave, Suite 1900, Dallas, TX 75201.
Filing Stats: 2,369 words · 9 min read · ~8 pages · Grade level 6.6 · Accepted 2024-10-25 16:05:56
Key Financial Figures
- $0.001 — me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti
Filing Documents
- d861404dsc13da.htm (SC 13D/A) — 106KB
- 0001193125-24-244127.txt ( ) — 108KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 25, 2024 DOUBLE BLACK DIAMOND OFFSHORE LTD. By: Carlson Capital, L.P., its investment manager By: Asgard Investment Corp. II, its general partner By: /s/ Clint D. Carlson Name: Clint D. Carlson Title: President BLACK DIAMOND OFFSHORE LTD. By: Carlson Capital, L.P., its investment manager By: Asgard Investment Corp. II, its general partner By: /s/ Clint D. Carlson Name: Clint D. Carlson Title: President CARLSON CAPITAL, L.P. By: Asgard Investment Corp. II, its general partner By: /s/ Clint D. Carlson Name: Clint D. Carlson Title: President ASGARD INVESTMENT CORP. II By: /s/ Clint D. Carlson Name: Clint D. Carlson Title: President ASGARD INVESTMENT CORP. By: /s/ Clint D. Carlson Name: Clint D. Carlson Title: President /s/ Clint D. Carlson Clint D. Carlson 10/10