SWK Holdings Corp Files 8-K

TL;DR

SWKH filed a standard 8-K on Dec 4th, nothing major to see here.

AI Summary

SWK Holdings Corporation filed an 8-K on December 4, 2025, reporting on events that occurred on December 2, 2025. The filing primarily concerns financial statements and exhibits, with no specific material events detailed in the provided text beyond the standard reporting requirements.

Why It Matters

This 8-K filing indicates routine corporate reporting, suggesting no immediate significant operational or financial changes for SWK Holdings Corporation.

Risk Assessment

Risk Level: low — The filing appears to be routine and does not disclose any new material risks or significant negative events.

Key Players & Entities

• SWK Holdings Corporation (company) — Registrant
• December 2, 2025 (date) — Date of Earliest Event Reported
• December 4, 2025 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• Dallas, TX (location) — Principal Executive Office Address

FAQ

Key Financial Figures

• $0.001 — registered Common Stock, par value $0.001 per share SWKH The Nasdaq Stock Mark

Filing Documents

• e25445_swkh-8k.htm (8-K) — 38KB
• 0001552781-25-000439.txt ( ) — 245KB
• swkh-20251202.xsd (EX-101.SCH) — 4KB
• swkh-20251202_def.xml (EX-101.DEF) — 26KB
• swkh-20251202_lab.xml (EX-101.LAB) — 36KB
• swkh-20251202_pre.xml (EX-101.PRE) — 25KB
• e25445_swkh-8k_htm.xml (XML) — 5KB

01 Other Events

Item 8.01 Other Events. As previously disclosed, on October 9, 2025, SWK Holdings Corporation, a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Runway Growth Finance Corp., a Maryland corporation ("Parent"), RWAY Portfolio Holding Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Intermediary Sub"), RWAY Portfolio Corp., a Delaware corporation and a direct wholly owned subsidiary of Intermediary Sub ("Acquisition Sub"), and Runway Growth Capital LLC, a Delaware limited liability company pursuant to which, subject to the terms and conditions therein, the Company will merge with and into Parent through a series of mergers (the "Transaction"). On December 2, 2025, the Bureau of Competition of the U.S. Federal Trade Commission granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended with respect to the Transaction, satisfying one of the conditions to the consummation of the Transaction (the "Closing"). The Closing remains subject to certain other customary closing conditions, including the adoption of the Merger Agreement by the Company's stockholders. Completion of the Mergers is expected to occur in the first quarter of 2026.

Forward-Looking Statements

Forward-Looking Statements Some of the statements in this document constitute forward-looking statements because they relate to future events, future performance or financial condition. The forward-looking statements may include statements as to future operating results of Parent and the Company, and distribution projections; business prospects of Parent and the Company, and the prospects of their portfolio companies; and the impact of the investments that Parent and the Company expect to make. In addition, words such as "anticipate," "believe," "expect," "seek," "plan," "should," "estimate," "project" and "intend" indicate forward-looking statements, although not all forward-looking statements include these words. The forward-looking statements contained in this document involve risks and uncertainties. Certain factors could cause actual results and conditions to differ materially from those projected, including the uncertainties associated with (i) the ability of the parties to consummate the mergers on the expected timeline, or at all; (ii) the expected synergies and savings associated with the mergers; (iii) the ability to realize the anticipated benefits of the mergers, including the expected elimination of certain expenses and costs due to the mergers; (iv) the percentage of the Company's stockholders voting in favor of the transaction; (v) the possibility that competing offers or acquisition proposals will be made; (vi) the possibility that any or all of the various conditions to the consummation of the mergers may not be satisfied or waived; (vii) risks related to diverting management's attention from ongoing business operations; (viii) the combined company's plans, expectations, objectives and intentions, as a result of the mergers; (ix) any potential termination of the merger agreement; (x) the future operating results and net investment income projections of Parent, the Company or, following the closing of the mergers, the combined company; (xi) the abi

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) The following exhibits are filed with this report: Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SWK HOLDINGS CORPORATION By: /s/ Joe D. Staggs Joe D. Staggs President and Chief Executive Officer Date: December 4, 2025

View Full Filing

View this 8-K filing on SEC EDGAR