SWK Holdings Corp Files 8-K

TL;DR

SWK Holdings filed an 8-K on 10/9/25, updating corporate info. Nothing major.

AI Summary

SWK Holdings Corporation filed an 8-K on October 9, 2025, reporting on other events and financial statements. The filing indicates the company's principal executive office is located at 5956 Sherry Lane, Suite 650, Dallas, TX 75225, with a business phone number of 214-217-7253. The company was incorporated in Delaware and has a fiscal year end of December 31.

Why It Matters

This 8-K filing provides updated corporate information and signals ongoing regulatory compliance for SWK Holdings Corp.

Risk Assessment

Risk Level: low — The filing is a routine corporate update and does not contain information that suggests immediate financial risk.

Key Players & Entities

• SWK Holdings Corporation (company) — Registrant
• October 9, 2025 (date) — Date of Report
• 5956 Sherry Lane, Suite 650, Dallas, TX 75225 (location) — Principal Executive Office
• 214-217-7253 (phone_number) — Business Phone
• Delaware (location) — State of Incorporation

FAQ

Key Financial Figures

• $0.001 — registered Common Stock, par value $0.001 per share SWKH The Nasdaq Stock Mark

Filing Documents

• e25355_swkh-8k.htm (8-K) — 38KB
• e25355_ex99-1.htm (EX-99.1) — 26KB
• image_001.jpg (GRAPHIC) — 7KB
• 0001552781-25-000315.txt ( ) — 289KB
• swkh-20251009.xsd (EX-101.SCH) — 4KB
• swkh-20251009_def.xml (EX-101.DEF) — 26KB
• swkh-20251009_lab.xml (EX-101.LAB) — 36KB
• swkh-20251009_pre.xml (EX-101.PRE) — 25KB
• e25355_swkh-8k_htm.xml (XML) — 5KB

01 Other Events

Item 8.01 Other Events. On October 9, 2025, SWK Holdings Corporation, a Delaware corporation (the "Company") and Runway Growth Finance Corp., a Maryland corporation ("Parent") issued a joint press release announcing the entry into a definitive merger agreement under which (i) RWAY Portfolio Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Parent ("Acquisition Sub") will merge with and into the Company, with the Company continuing as the surviving company and as a wholly-owned subsidiary of RWAY Portfolio Holding Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Parent ("Intermediary Sub"), or, in the alternative, the Company will merge with and into Acquisition Sub, with Acquisition Sub continuing as the surviving company and as a wholly-owned subsidiary of Intermediary Sub (in either case, the "First Merger"), (ii) immediately after the effectiveness of the First Merger, the Company or Acquisition Sub, as applicable, will merge with and into Intermediary Sub, with Intermediary Sub continuing as the surviving company and as a wholly-owned subsidiary of Parent (the "Second Merger"), and (iii) immediately after the effectiveness of the Second Merger, Intermediary Sub will merge with and into Parent, with Parent continuing as the surviving corporation. A copy of the joint press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.

Forward-Looking Statements

Forward-Looking Statements Some of the statements in this document constitute forward-looking statements because they relate to future events, future performance or financial condition. The forward-looking statements may include statements as to future operating results of Parent and the Company, and distribution projections; business prospects of Parent and the Company, and the prospects of their portfolio companies; and the impact of the investments that Parent and the Company expect to make. In addition, words such as "anticipate," "believe," "expect," "seek," "plan," "should," "estimate," "project" and "intend" indicate forward-looking statements, although not all forward-looking statements include these words. The forward-looking statements contained in this document involve risks and uncertainties. Certain factors could cause actual results and conditions to differ materially from those projected, including the uncertainties associated with (i) the ability of the parties to consummate the mergers on the expected timeline, or at all; (ii) the expected synergies and savings associated with the mergers; (iii) the ability to realize the anticipated benefits of the mergers, including the expected elimination of certain expenses and costs due to the mergers; (iv) the percentage of the Company's stockholders voting in favor of the transaction; (v) the possibility that competing offers or acquisition proposals will be made; (vi) the possibility that any or all of the various conditions to the consummation of the mergers may not be satisfied or waived; (vii) risks related to diverting management's attention from ongoing business operations; (viii) the combined company's plans, expectations, objectives and intentions, as a result of the mergers; (ix) any potential termination of the merger agreement; (x) the future operating results and net investment income projections of Parent, the Company or, following the closing of the mergers, the combined company; (xi) the abi

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) The following exhibits are filed with this report: Exhibit No. Description 99.1 Joint Press Release of SWK Holdings Corporation and Runway Growth Finance Corp., dated as of October 9, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SWK HOLDINGS CORPORATION By: /s/ Joe D. Staggs Joe D. Staggs President and Chief Executive Officer Date: October 9, 2025

View Full Filing

View this 8-K filing on SEC EDGAR