SWK Holdings Corp Files DEF 14A

TL;DR

<b>SWK Holdings Corp has filed its DEF 14A with the SEC, providing an update on corporate matters.</b>

AI Summary

SWK Holdings Corp (SWKHL) filed a Proxy Statement (DEF 14A) with the SEC on April 26, 2024. SWK Holdings Corp filed a DEF 14A on April 26, 2024. The filing covers the period ending June 14, 2024. The company's fiscal year ends on December 31. SWK Holdings Corp is classified under Miscellaneous Business Credit Institution. The company was formerly known as KANA SOFTWARE INC and KANA COMMUNICATIONS INC.

Why It Matters

For investors and stakeholders tracking SWK Holdings Corp, this filing contains several important signals. This DEF 14A filing is a routine disclosure for publicly traded companies, providing shareholders with information regarding annual meetings, executive compensation, and other corporate governance matters. Understanding the details within this filing can offer insights into the company's financial health, executive compensation strategies, and future strategic direction.

Risk Assessment

Risk Level: low — SWK Holdings Corp shows low risk based on this filing. The filing is a routine DEF 14A, which typically contains standard corporate disclosures and does not present immediate financial risks.

Analyst Insight

Review the executive compensation details and any proposals to be voted on at the upcoming shareholder meeting for potential insights into management's strategy and shareholder interests.

Key Numbers

• 2024-04-26 — Filing Date (DEF 14A)
• 2024-06-14 — Period of Report (DEF 14A)
• 1231 — Fiscal Year End (Company Data)
• 6159 — Standard Industrial Classification (Company Data)

Key Players & Entities

• SWK Holdings Corp (company) — Filer
• KANA SOFTWARE INC (company) — Former company name
• KANA COMMUNICATIONS INC (company) — Former company name
• 2024-04-26 (date) — Filing date
• 2024-06-14 (date) — Period of report
• 1231 (date) — Fiscal year end
• 6159 (industry) — Standard Industrial Classification
• 770435679 (tax_id) — IRS Number

FAQ

Industry Context

SWK Holdings Corp operates in the Miscellaneous Business Credit Institution sector, indicating its involvement in financial services related to credit.

Regulatory Implications

As a publicly traded company, SWK Holdings Corp is subject to the reporting requirements of the Securities and Exchange Commission (SEC), including the filing of DEF 14A.

What Investors Should Do

1. Review the proxy statement for details on director nominations and voting procedures.
2. Examine the executive compensation section for information on salaries, bonuses, and equity awards.
3. Note any shareholder proposals or management proposals requiring a vote.

Key Dates

• 2024-04-26: Filing Date — Submission of DEF 14A
• 2024-06-14: Period of Report — Defines the reporting period for the filing

Year-Over-Year Comparison

This is the initial DEF 14A filing for the reporting period, with no prior filing data available for direct comparison within this extract.

Key Financial Figures

• $2 b — with combined capitalization exceeding $2 billion, from 2016 to 2017. Ms. Dotter al

Filing Documents

• e24178_swkh-def14a.htm (DEF 14A) — 453KB
• i24178001.jpg (GRAPHIC) — 3KB
• i24178002.jpg (GRAPHIC) — 39KB
• i24178003.jpg (GRAPHIC) — 39KB
• proxy_card-1.jpg (GRAPHIC) — 292KB
• proxy_card-2.jpg (GRAPHIC) — 213KB
• proxy_card-3.jpg (GRAPHIC) — 171KB
• proxy_card-4.jpg (GRAPHIC) — 141KB
• 0001552781-24-000247.txt (&nbsp;) — 3248KB
• swkh-20231231.xsd (EX-101.SCH) — 7KB
• swkh-20231231_def.xml (EX-101.DEF) — 13KB
• swkh-20231231_lab.xml (EX-101.LAB) — 62KB
• swkh-20231231_pre.xml (EX-101.PRE) — 46KB
• e24178_swkh-def14a_htm.xml (XML) — 109KB

BUSINESS

BUSINESS 26 SWK HOLDINGS CORPORATION 5956 Sherry Lane, Suite 650 Dallas, Texas 75225 PROXY April 26, 2024 The accompanying proxy is solicited on behalf of the Board of Directors (the "Board") of SWK Holdings Corporation, a Delaware corporation, for use at our 2024 Annual Meeting of Stockholders (the "Annual Meeting"), which will be held in a virtual meeting format only via the Internet on June 14, 2024, at 9:00 a.m., Central Time, and at any postponement or adjournment of such meeting. Our stockholders are encouraged to review the information provided in this Proxy Statement in conjunction with our 2023 Annual Report on Form 10-K, a copy of which also accompanies this Proxy Statement. References in this Proxy Statement to "SWK," the "Company," "we," "our" and "us" collectively refer to SWK Holdings Corporation. Many of our stockholders hold their common stock through a broker, bank or other nominee rather than directly in their own name. If your shares are held in a stock brokerage account or by a bank or other nominee, you are considered the "beneficial owner" of shares, and these proxy materials (including a voting instruction card) are being forwarded to you by your broker, bank or nominee who is considered the stockholder of record with respect to those shares. As the beneficial owner, you have the right to direct your broker, bank or nominee on how to vote and are also invited to attend the Annual Meeting. However, since you are not the stockholder of record, you may not vote these shares at the Annual Meeting unless you request and obtain a legal proxy from your broker, bank or nominee. Please note that if you request a legal proxy, any previously executed proxy will be revoked, and your vote will not be counted unless you appear at the Annual Meeting and vote at the Annual Meeting or legally appoint another proxy to vote on your behalf. Your broker, bank or nominee has enclosed a voting instruction card for you to use in directing th

View Full Filing

View this DEF 14A filing on SEC EDGAR