SC 13G/A: SYPRIS SOLUTIONS INC

AI Summary

SC 13G/A filing by SYPRIS SOLUTIONS INC.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• sypra3_110424.htm (SC 13G/A) — 25KB
• 0001085146-24-005348.txt ( ) — 27KB

(a)

ITEM 1(a). NAME OF ISSUER: SYPRIS SOLUTIONS, INC

(b)

ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 101 BULLITT LANE, SUITE 450 LOUISVILLE, KY, 40222

(a)

ITEM 2(a). NAME OF PERSON FILING: WILLIAMS & NOVAK

(b)

ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2625 TOWNSGATE ROAD, SUITE 330 WESTLAKE VILLAGE, CA 91361

(c)

ITEM 2(c). CITIZENSHIP: UNITED STATES

(d)

ITEM 2(d). TITLE OF CLASS OF SECURITIES: COMMON

(e)

ITEM 2(e). CUSIP NUMBER: 817655106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. (a) Amount beneficially owned: 2,262,942 (b) Percent of class: 9.9% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: WILLIAMS & NOVAK : (ii) shared power to vote or to direct the vote: WILLIAMS & NOVAK : (iii) sole power to dispose or direct the disposition of: WILLIAMS & NOVAK : (iv) shared power to dispose or to direct the disposition of: WILLIAMS & NOVAK : ITEM 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner

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