TCI: No Securities Registered on Major Exchanges
Ticker: TCI · Form: 8-K · Filed: Jan 26, 2024 · CIK: 733590
| Field | Detail |
|---|---|
| Company | Transcontinental Realty Investors INC (TCI) |
| Form Type | 8-K |
| Filed Date | Jan 26, 2024 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: corporate-governance, regulatory-filing, other-events
TL;DR
**TCI shares aren't listed on major exchanges, impacting liquidity.**
AI Summary
Transcontinental Realty Investors, Inc. (TCI) filed an 8-K on January 26, 2024, reporting an 'Other Event' that occurred on December 28, 2023. This filing indicates that the company does not have any securities registered pursuant to Section 12(b) of the Act, which means its shares are not listed on a major exchange. This matters to investors because it confirms that TCI is not traded on a national securities exchange, potentially impacting liquidity and accessibility for those considering buying or owning the stock.
Why It Matters
This filing confirms Transcontinental Realty Investors, Inc. (TCI) shares are not listed on a major stock exchange, which can affect how easily investors can buy or sell the stock.
Risk Assessment
Risk Level: medium — The lack of securities registered on a major exchange can lead to lower liquidity and potentially higher volatility for investors.
Analyst Insight
An investor should be aware that Transcontinental Realty Investors, Inc. (TCI) shares are not listed on a major exchange, which could mean lower trading volume and potentially wider bid-ask spreads. This information should factor into any liquidity considerations before investing.
Key Players & Entities
- TRANSCONTINENTAL REALTY INVESTORS, INC. (company) — Registrant filing the 8-K
- December 28, 2023 (date) — Date of earliest event reported
- January 26, 2024 (date) — Date the 8-K was filed
- Nevada (company) — State of incorporation for Transcontinental Realty Investors, Inc.
- 001-09240 (company) — Commission File No. for Transcontinental Realty Investors, Inc.
FAQ
What was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on December 28, 2023.
When was this 8-K filing submitted to the SEC?
This 8-K filing was submitted to the SEC on January 26, 2024.
Does Transcontinental Realty Investors, Inc. have any securities registered pursuant to Section 12(b) of the Act?
No, the filing explicitly states 'Securities registered pursuant to Section 12(b) of the Act: None'.
What is the business address of Transcontinental Realty Investors, Inc.?
The business address of Transcontinental Realty Investors, Inc. is 1603 LBJ Freeway, Suite 800, Dallas, Texas 75234.
What is the telephone number for Transcontinental Realty Investors, Inc.?
The telephone number for Transcontinental Realty Investors, Inc. is 469-522-4200.
Filing Stats: 479 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-01-26 16:17:06
Filing Documents
- r1252408k.htm (8-K) — 32KB
- ex3_9.htm (EX-3.9) — 3KB
- ex39-001.jpg (GRAPHIC) — 156KB
- ex39-002.jpg (GRAPHIC) — 125KB
- ex39-003.jpg (GRAPHIC) — 95KB
- ex39-004.jpg (GRAPHIC) — 114KB
- 0001214659-24-001239.txt ( ) — 877KB
- tci-20231228.xsd (EX-101.SCH) — 3KB
- tci-20231228_lab.xml (EX-101.LAB) — 33KB
- tci-20231228_pre.xml (EX-101.PRE) — 22KB
- r1252408k_htm.xml (XML) — 5KB
01 Other Events
Item 8.01 Other Events. At its Annual Meeting of Stockholders held on December 13, 2023, the Stockholders of Transcontinental Realty Investors, Inc., a Nevada Corporation ("TCI" or the "Issuer") approved the text of an amendment to Article TENTH, Subpart C of the Articles of Incorporation of TCI. On December 28, 2023, a Certificate of Amendment was filed with the Secretary of State of Nevada, a file stamped copy of which is attached hereto as an Exhibit. Section 9. Financial Statements and Exhibits
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. The following exhibit is furnished with this Report: Exhibit Designation Description of Exhibit 3.9* Certificate of Amendment to the Articles of Incorporation of Transcontinental Realty Investors, Inc. filed December 28, 2023, which amends Article TENTH, Subpart C. _________________________ * Furnished herewith
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, hereunto duly authorized. Dated: January 24, 2024 TRANSCONTINENTAL REALTY INVESTORS, INC. By: /s/ Erik L. Johnson Erik L. Johnson, Executive Vice President and Chief Financial Officer