Triumph Financial Files 8-K with Stock and Exhibit Details

Ticker: TFIN-P · Form: 8-K · Filed: Nov 19, 2024 · CIK: 1539638

Triumph Financial, Inc. 8-K Filing Summary
FieldDetail
CompanyTriumph Financial, Inc. (TFIN-P)
Form Type8-K
Filed DateNov 19, 2024
Risk Levellow
Pages4
Reading Time5 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: corporate-filing, stock-information, financial-exhibits

Related Tickers: TFIN

TL;DR

Triumph Financial (TFIN) filed an 8-K detailing common and preferred stock info as of Nov 19.

AI Summary

Triumph Financial, Inc. filed an 8-K on November 19, 2024, to report on a Regulation FD Disclosure and Financial Statements and Exhibits. The filing details information related to common stock and Series C Preferred Stock as of November 19, 2024. The company, formerly known as Triumph Bancorp, Inc., is incorporated in Texas and headquartered in Dallas.

Why It Matters

This filing provides crucial updates on Triumph Financial's corporate structure and financial reporting, impacting investors' understanding of the company's equity.

Risk Assessment

Risk Level: low — This is a routine filing providing corporate and financial information without immediate material changes.

Key Numbers

  • 001-36722 — SEC File Number (Identifies the company's filing history with the SEC.)
  • 20-0477066 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

  • Triumph Financial, Inc. (company) — Registrant
  • Triumph Bancorp, Inc. (company) — Former company name
  • Texas (location) — State of Incorporation
  • Dallas (location) — Principal Executive Offices City
  • November 19, 2024 (date) — Date of Report

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose is to report on a Regulation FD Disclosure and Financial Statements and Exhibits as of November 19, 2024.

What specific types of stock are mentioned in relation to the filing date?

The filing mentions common stock and Series C Preferred Stock as of November 19, 2024.

What was Triumph Financial, Inc. formerly known as?

Triumph Financial, Inc. was formerly known as Triumph Bancorp, Inc.

In which state is Triumph Financial, Inc. incorporated?

Triumph Financial, Inc. is incorporated in Texas.

What is the principal executive office address of Triumph Financial, Inc.?

The principal executive office is located at 12700 Park Central Drive, Suite 1700, Dallas, Texas 75251.

Filing Stats: 1,208 words · 5 min read · ~4 pages · Grade level 15.5 · Accepted 2024-11-19 08:01:41

Key Financial Figures

  • $0.01 — ich registered Common stock, par value $0.01 per share TFIN NASDAQ Global Select Mar

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure Triumph Financial, Inc. executives may, from time to time, meet with investors in various meetings. A copy of the materials that may be used in such meetings are attached hereto as Exhibit 99.1. The information in this Item 7.01, including Exhibit 99.1, shall be considered furnished for purposes of the Securities Exchange Act of 1934 and shall not be deemed "filed" for any purpose.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of forward-looking terminology such as "believes," "expects," "could," "may," "will," "should," "seeks," "likely," "intends," "plans," "pro forma," "projects," "estimates" or "anticipates" or the negative of these words and phrases or similar words or phrases that are predictions of or indicate future events or trends and that do not relate solely to historical matters. You can also identify forward-looking statements by discussions of strategy, plans or intentions. Forward-looking statements involve numerous risks and uncertainties and you should not rely on them as predictions of future events. Forward-looking statements depend on assumptions, data or methods that may be incorrect or imprecise and we may not be able to realize them. We do not guarantee that the transactions and events described will happen as described (or that they will happen at all). The following factors, among others, could cause actual results and future events to differ materially from those set forth or contemplated in the forward-looking statements: business and economic conditions generally and in the bank and non-bank financial services industries, nationally and within our local market areas; our ability to mitigate our risk exposures; our ability to maintain our historical earnings trends; changes in management personnel; interest rate risk; concentration of our products and services in the transportation industry; credit risk associated with our loan portfolio; lack of seasoning in our loan portfolio; deteriorating asset quality and higher loan charge-offs; time and effort necessary to resolve nonperforming assets; inaccuracy of the assumptions and e

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. Exhibit Description 99.1 Triumph Financial, Inc. Investor Presentation 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) EXHIBIT INDEX Exhibit Description 99.1 Triumph Financial, Inc. Investor Presentation 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. TRIUMPH FINANCIAL, INC. By: /s/ Adam D. Nelson Name: Adam D. Nelson Title: Executive Vice President & General Counsel Date: November 19, 2024

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