Thomson Reuters Files SOX Certifications
Ticker: TMSOF · Form: 6-K · Filed: Nov 6, 2024 · CIK: 1075124
| Field | Detail |
|---|---|
| Company | Thomson Reuters Corp /Can/ (TMSOF) |
| Form Type | 6-K |
| Filed Date | Nov 6, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: compliance, SOX, certification
Related Tickers: TRI
TL;DR
Thomson Reuters just dropped SOX certifications for CEO/CFO, showing they're on the up-and-up with financial reporting.
AI Summary
Thomson Reuters Corporation filed a Form 6-K on November 6, 2024, voluntarily furnishing certifications by its CEO and CFO under Sections 302 and 906 of the Sarbanes-Oxley Act of 2002. These certifications are included as Exhibits 99.3-99.6. The filing also incorporates by reference information from Exhibits 99.1 and 99.2 into its outstanding registration statements.
Why It Matters
This filing indicates compliance with Sarbanes-Oxley Act requirements, assuring investors about the integrity of financial reporting and internal controls.
Risk Assessment
Risk Level: low — This is a routine compliance filing and does not indicate any new risks or material changes.
Key Players & Entities
- Thomson Reuters Corporation (company) — Filer of the Form 6-K
- Sarbanes-Oxley Act of 2002 (legislation) — Governing the certifications filed
- Sections 302 and 906 (legislation) — Specific sections of the Sarbanes-Oxley Act
- CEO (person) — Provided certifications
- CFO (person) — Provided certifications
FAQ
What is the purpose of this Form 6-K filing?
The purpose of this Form 6-K is to voluntarily furnish certifications by Thomson Reuters Corporation's Chief Executive Officer and Chief Financial Officer pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002.
Which exhibits are incorporated by reference into the registration statements?
Exhibits 99.1 and 99.2 of this Form 6-K are incorporated by reference into the registrant's outstanding registration statements.
What specific sections of the Sarbanes-Oxley Act are relevant to this filing?
Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 are relevant to this filing, as they pertain to the certifications provided by the CEO and CFO.
What is the filing date of this Form 6-K?
This Form 6-K was filed on November 6, 2024.
Does Thomson Reuters file annual reports under Form 20-F or 40-F?
Thomson Reuters Corporation files annual reports under Form 40-F, as indicated by the checkmark in the filing.
Filing Stats: 284 words · 1 min read · ~1 pages · Grade level 13.2 · Accepted 2024-11-06 16:25:29
Filing Documents
- d868908d6k.htm (6-K) — 11KB
- d868908dex991.htm (EX-99.1) — 1667KB
- d868908dex992.htm (EX-99.2) — 1334KB
- d868908dex993.htm (EX-99.3) — 11KB
- d868908dex994.htm (EX-99.4) — 10KB
- d868908dex995.htm (EX-99.5) — 3KB
- d868908dex996.htm (EX-99.6) — 3KB
- g868908g03p01.jpg (GRAPHIC) — 21KB
- g868908g03p02.jpg (GRAPHIC) — 23KB
- g868908g03p03.jpg (GRAPHIC) — 21KB
- g868908g03p04.jpg (GRAPHIC) — 20KB
- g868908g03p05.jpg (GRAPHIC) — 24KB
- g868908g04p41.jpg (GRAPHIC) — 29KB
- g868908g26a01.jpg (GRAPHIC) — 69KB
- g868908g26a02.jpg (GRAPHIC) — 52KB
- 0001193125-24-252067.txt ( ) — 3394KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. THOMSON REUTERS CORPORATION (Registrant) By: /s/ Jennifer Ruddick Name: Jennifer Ruddick Title: Deputy Company Secretary Date: November 6, 2024 EXHIBIT INDEX Exhibit Number Description 99.1
Managements Discussion and Analysis
Managements Discussion and Analysis 99.2 Unaudited Consolidated Financial Statements 99.3 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 99.4 Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 99.5 Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.6 Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002