Turning Point Brands, INC. (TPB) — SEC Filings

Q: What are the key financial highlights for Turning Point Brands, INC.?

Key financial highlights for Turning Point Brands, INC. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Turning Point Brands, INC.?

Key executives at Turning Point Brands, INC. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Turning Point Brands, INC. stock?

Risk factors for Turning Point Brands, INC. (TPB) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Turning Point Brands, INC.?

Forward-looking statements and predictions from Turning Point Brands, INC. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Turning Point Brands, INC.. Recent 10-Q filing on Nov 5, 2025. AI-decoded analysis of earnings, risk factors, and insider trades.

View Turning Point Brands, INC. on SEC EDGAR

Overview

Turning Point Brands, INC. (TPB) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 5, 2025: Turning Point Brands, Inc. (TPB) reported a robust financial performance for the nine months ended September 30, 2025, with net sales increasing significantly to $342.049 million from $266.993 million in the prior year, representing a 28.1% rise. Consolidated net income also saw a substantial jump t

Sentiment Summary

Across 31 filings, the sentiment breakdown is: 2 bullish, 1 bearish, 28 neutral. The dominant filing sentiment for Turning Point Brands, INC. is neutral.

Filing Type Overview

Turning Point Brands, INC. (TPB) has filed 6 10-Q, 11 8-K, 1 DEFA14A, 1 DEF 14A, 2 10-K, 8 SC 13G/A, 2 SC 13G with the SEC between Jan 2024 to Nov 2025.

Filings by Year

2025 · 2024

Recent Filings (31)

TPB Soars: Net Sales Up 28%, Net Income Jumps 50% on Strong Q3 — 10-Q · Nov 5, 2025 Risk: medium
Turning Point Brands, Inc. (TPB) reported a robust financial performance for the nine months ended September 30, 2025, with net sales increasing significantly t
TPB Posts Flat Q2 Loss Amid Rising Regulatory Costs — 10-Q · Aug 11, 2025 Risk: high
Turning Point Brands, Inc. (TPB) reported a net loss of $0.01 per share for both the three and six months ended June 30, 2025, consistent with the prior year's
Turning Point Brands Files 8-K on Financials — 8-K · Aug 6, 2025 Risk: low
On August 6, 2025, Turning Point Brands, Inc. filed an 8-K report. The filing primarily concerns the company's results of operations and financial condition, as
Turning Point Brands Files 8-K on Shareholder Vote Matters — 8-K · May 9, 2025 Risk: low
On May 6, 2025, Turning Point Brands, Inc. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing was made public on Ma
Turning Point Brands Q1 2025: $75M Sales, $190M Assets — 10-Q · May 7, 2025 Risk: medium
Turning Point Brands, Inc. filed its Q1 2025 10-Q report on May 7, 2025, for the period ending March 31, 2025. The company reported net sales of $75 million and
Turning Point Brands Files Proxy Materials — DEFA14A · Apr 10, 2025 Risk: low
Turning Point Brands, Inc. filed a Definitive Additional Materials proxy statement on April 10, 2025. This filing relates to the company's proxy materials, indi
Turning Point Brands Files 2025 DEF 14A — DEF 14A · Mar 28, 2025 Risk: low
Turning Point Brands, Inc. filed a DEF 14A on March 28, 2025, for the fiscal year ending December 31, 2024. The filing details executive compensation and other
Turning Point Brands Files 8-K on Accountant Change — 8-K · Mar 11, 2025 Risk: low
On March 7, 2025, Turning Point Brands, Inc. filed an 8-K report. The filing primarily concerns changes in the registrant's certifying accountant and includes f
Turning Point Brands Reports 2024 Financials — 10-K · Mar 6, 2025 Risk: medium
Turning Point Brands, Inc. filed its 2024 10-K on March 6, 2025, reporting a fiscal year ending December 31, 2024. The company's total assets were $190,000,000,
Turning Point Brands Enters Material Agreement — 8-K · Feb 19, 2025 Risk: medium
On February 19, 2025, Turning Point Brands, Inc. entered into a material definitive agreement. This agreement also creates a direct financial obligation for the
Turning Point Brands Files 8-K Report — 8-K · Feb 11, 2025 Risk: low
On February 11, 2025, Turning Point Brands, Inc. (TPB) filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits,
Turning Point Brands Files 8-K — 8-K · Feb 10, 2025 Risk: low
Turning Point Brands, Inc. filed an 8-K on February 10, 2025, reporting on its results of operations and financial condition, as well as other events. The filin
Turning Point Brands Files 8-K Report — 8-K · Jan 6, 2025 Risk: low
On January 2, 2025, Turning Point Brands, Inc. filed an 8-K report detailing "Other Events." The filing does not contain specific financial transactions or mate
Turning Point Brands Enters Material Definitive Agreement — 8-K · Dec 13, 2024 Risk: medium
On December 13, 2024, Turning Point Brands, Inc. filed an 8-K to report the entry into a material definitive agreement. The filing also includes financial state
SC 13G/A Filing — SC 13G/A · Nov 14, 2024
SC 13G/A Filing — SC 13G/A · Nov 8, 2024
SC 13G/A Filing — SC 13G/A · Nov 8, 2024
Turning Point Brands Files Q3 2024 10-Q — 10-Q · Nov 7, 2024 Risk: low
Turning Point Brands, Inc. filed its 10-Q for the period ending September 30, 2024. The filing details financial performance and operational updates for the thi
Turning Point Brands Q2 2024 10-Q Filed — 10-Q · Aug 1, 2024 Risk: medium
Turning Point Brands, Inc. filed its 10-Q for the period ending June 30, 2024. The filing details financial performance and operational updates for the second q
Turning Point Brands Reports Security Holder Vote — 8-K · May 6, 2024 Risk: low
Turning Point Brands, Inc. filed an 8-K on May 6, 2024, reporting on a matter submitted to a vote of its security holders on May 1, 2024. The filing does not di
Turning Point Brands, Inc. Files 10-Q for Period Ending March 31, 2024 — 10-Q · May 2, 2024 Risk: low
Turning Point Brands, Inc. (TPB) filed a Quarterly Report (10-Q) with the SEC on May 2, 2024. The filing is a 10-Q report for Turning Point Brands, Inc. for the
Turning Point Brands Appoints New CEO, Board Changes — 8-K · Mar 22, 2024 Risk: medium
On March 20, 2024, Turning Point Brands, Inc. announced changes to its executive team and board of directors. The company appointed a new Chief Executive Offic
Turning Point Brands CFO Departs, Interim Appointed — 8-K · Mar 12, 2024 Risk: medium
Turning Point Brands, Inc. announced on March 8, 2024, the departure of its Chief Financial Officer, Michael L. Cunningham. The company has appointed David Shan
Turning Point Brands, Inc. Files 2023 Annual Report on Form 10-K — 10-K · Feb 28, 2024 Risk: medium
Turning Point Brands, Inc. (TPB) filed a Annual Report (10-K) with the SEC on February 28, 2024. Filing is a 10-K annual report for the fiscal year ending Decem
SC 13G/A Filing — SC 13G/A · Feb 14, 2024
SC 13G/A Filing — SC 13G/A · Feb 13, 2024
American Century Discloses 5.7% Stake in Turning Point Brands — SC 13G · Feb 12, 2024 Risk: low
American Century Investment Management, Inc. reported on February 12, 2024, that as of December 31, 2023, they beneficially own 1,000,000 shares of Turning Poin
FMR LLC & Abigail Johnson Trim TPB Stake to 2.028% — SC 13G/A · Feb 9, 2024 Risk: low
FMR LLC, a major investment firm, and its Chair and CEO, Abigail P. Johnson, have updated their ownership stake in Turning Point Brands, Inc. (TPB) through an S
Morgan Stanley Discloses Passive Stake in Turning Point Brands (TPB) — SC 13G · Feb 9, 2024 Risk: low
Morgan Stanley, a major financial institution, filed an SC 13G on February 9, 2024, disclosing its ownership of Turning Point Brands, Inc. (TPB) common stock as
Thrivent Financial Updates TPB Stake as of Dec 31, 2023 — SC 13G/A · Feb 7, 2024
Thrivent Financial for Lutherans filed an amended SC 13G/A on February 7, 2024, indicating their ownership of Turning Point Brands, Inc. common stock as of Dece
BlackRock Maintains Significant Passive Stake in Turning Point Brands — SC 13G/A · Jan 25, 2024
BlackRock Inc. filed an amended SC 13G/A on January 25, 2024, disclosing its ownership in Turning Point Brands, Inc. (TPB) as of December 31, 2023. This filing

Risk Profile

Risk Assessment: Of TPB's 24 recent filings, 1 were flagged as high-risk, 9 as medium-risk, and 14 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Turning Point Brands, INC.'s most recent 10-Q filing (Nov 5, 2025):

Revenue: $342.049M
Net Income: $56.508M
EPS: $2.70
Debt-to-Equity: 1.07
Cash Position: $201.189M
Operating Margin: 22.0%
Total Assets: $742.848M
Total Debt: $293.364M

Key Executives

Michael L. Cunningham
David Shane
December 31, 2023
February 12, 2024
Abigail P. Johnson

Industry Context

Turning Point Brands operates in the branded consumer products sector, with a significant focus on tobacco and related accessories. The industry is characterized by established brands, evolving consumer preferences towards next-generation products, and intense competition. Regulatory scrutiny, particularly from the FDA, is a constant factor shaping product development and market access.

Top Tags

financials (6) · institutional-ownership (5) · tobacco (4) · corporate-governance (3) · filing (3) · 10-Q (3) · passive-investment (3) · Tobacco (2) · sec-filing (2) · shareholder-vote (2)

Key Numbers

Net Sales: $342.049M — Increased from $266.993M in 2024, a 28.1% rise for the nine months ended September 30, 2025.
Consolidated Net Income: $56.508M — Increased from $37.459M in 2024, a 50.8% increase for the nine months ended September 30, 2025.
Diluted EPS: $2.70 — Increased from $1.99 in 2024 for the nine months ended September 30, 2025.
Cash: $201.189M — Increased from $46.158M at December 31, 2024, a 335.9% increase.
Proceeds from 2032 Notes: $300.000M — Significant financing activity contributing to increased cash.
At-the-Market Offering Proceeds: $97.499M — Additional capital raised through equity issuance.
Redemption of 2026 Notes: $250.000M — Debt management activity.
Total Assets: $742.848M — Increased from $493.353M at December 31, 2024.
Total Liabilities: $384.695M — Increased from $302.973M at December 31, 2024.
Shares Outstanding: 19,070,757 — As of October 31, 2025, indicating shareholder base.
Net Loss Per Share: $0.01 — Consistent net loss per share for Q2 2025 and YTD 2025, indicating ongoing profitability challenges.
Q2 2025 PMTA Costs: $1.6M — Increased from $1.0M in Q2 2024, showing rising regulatory expenses.
YTD 2025 PMTA Costs: $3.2M — Increased from $1.8M in YTD 2024, highlighting a significant increase in regulatory burden.
Diluted Shares Outstanding (Q2 2025): 20,492,267 — Increased from 18,020,862 in Q2 2024, potentially impacting EPS.
Accounts Receivable: $20.37 million — As of March 31, 2025

Forward-Looking Statements

{"claim":"Other institutional investors may increase their positions in Turning Point Brands, Inc.","entity":"Turning Point Brands, Inc.","targetDate":"Next 6-12 months","confidence":"medium"}
{"claim":"The stock price of Turning Point Brands, Inc. could see a positive short-term reaction.","entity":"Turning Point Brands, Inc.","targetDate":"Next 1-3 weeks","confidence":"medium"}
{"claim":"Morgan Stanley will maintain its passive stake in Turning Point Brands for the foreseeable future.","entity":"Morgan Stanley","targetDate":"Q4 2024","confidence":"medium"}

Frequently Asked Questions

What are the latest SEC filings for Turning Point Brands, INC. (TPB)?

Turning Point Brands, INC. has 31 recent SEC filings from Jan 2024 to Nov 2025, including 11 8-K, 8 SC 13G/A, 6 10-Q. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of TPB filings?

Across 31 filings, the sentiment breakdown is: 2 bullish, 1 bearish, 28 neutral. The dominant sentiment is neutral.

Where can I find Turning Point Brands, INC. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Turning Point Brands, INC. (TPB) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Turning Point Brands, INC.?

Key financial highlights from Turning Point Brands, INC.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for TPB?

The investment thesis for TPB includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Turning Point Brands, INC.?

Key executives identified across Turning Point Brands, INC.'s filings include Michael L. Cunningham, David Shane, December 31, 2023, February 12, 2024, Abigail P. Johnson.

What are the main risk factors for Turning Point Brands, INC. stock?

Of TPB's 24 assessed filings, 1 were flagged high-risk, 9 medium-risk, and 14 low-risk.

What are recent predictions and forward guidance from Turning Point Brands, INC.?

Recent forward-looking statements from Turning Point Brands, INC. include guidance on {"claim":"Other institutional investors may increase their positions in Turning Point Brands, Inc.","entity":"Turning Po and 2 other predictions.