Turning Point Brands Reports Security Holder Vote
Ticker: TPB · Form: 8-K · Filed: May 6, 2024 · CIK: 1290677
| Field | Detail |
|---|---|
| Company | Turning Point Brands, INC. (TPB) |
| Form Type | 8-K |
| Filed Date | May 6, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: TPB
TL;DR
TPB held a shareholder vote on May 1st, details to follow.
AI Summary
Turning Point Brands, Inc. filed an 8-K on May 6, 2024, reporting on a matter submitted to a vote of its security holders on May 1, 2024. The filing does not disclose the specific outcome or details of the vote, only that it occurred.
Why It Matters
This filing indicates a shareholder vote took place, which could signal significant corporate actions or governance changes that investors should monitor.
Risk Assessment
Risk Level: low — The filing is procedural and does not contain new financial or operational information that would immediately impact risk.
Key Players & Entities
- Turning Point Brands, Inc. (company) — Registrant
- May 1, 2024 (date) — Date of earliest event reported
- May 6, 2024 (date) — Filing date
FAQ
What specific matter was submitted to a vote of Turning Point Brands' security holders?
The filing does not specify the exact matter that was submitted to a vote of security holders on May 1, 2024.
What was the outcome of the vote by Turning Point Brands' security holders?
The filing does not disclose the results or outcome of the vote that occurred on May 1, 2024.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on May 1, 2024.
What is the company's principal executive office address?
The principal executive offices of Turning Point Brands, Inc. are located at 5201 Interchange Way, Louisville, KY 40229.
What is the Commission File Number for Turning Point Brands, Inc.?
The Commission File Number for Turning Point Brands, Inc. is 001-37763.
Filing Stats: 543 words · 2 min read · ~2 pages · Grade level 11.2 · Accepted 2024-05-06 16:21:29
Key Financial Figures
- $0.01 — ange on which registered Common Stock, $0.01 par value TPB New York Stock Exchan
Filing Documents
- ef20028559_8k.htm (8-K) — 45KB
- 0001140361-24-024537.txt ( ) — 177KB
- tpb-20240501.xsd (EX-101.SCH) — 4KB
- tpb-20240501_lab.xml (EX-101.LAB) — 21KB
- tpb-20240501_pre.xml (EX-101.PRE) — 16KB
- ef20028559_8k_htm.xml (XML) — 4KB
07
Item 5.07 Submission of Matters to a Vote of Security Holders. Turning Point Brands, Inc. held its Annual Meeting of Stockholders on May 1, 2024, at which the following matters were voted upon: (1) Election of Directors; (2) Ratification of RSM US LLP as independent registered public accountant for the year ending December 31, 2024; and (3) Advisory vote to approve named executive officer compensation. The final number of votes cast with respect to each matter is set out below: (1) Election of Directors: Nominee Votes For Votes Withheld Broker Non-Votes Gregory H.A. Baxter 7,396,090 5,985,453 - John A. Catsimatidis JR 13,144,474 237,069 - H.C. Charles Diao 7,342,316 6,039,227 - Ashley D. Frushone 7,312,648 6,068,895 - David E. Glazek 12,394,719 986,824 - Graham A. Purdy 12,965,358 416,185 - Rohith Reddy 12,869,328 512,215 - Stephen Usher 13,066,362 315,181 - Lawrence S. Wexler 12,631,877 749,666 - (2) Ratification of RSM US LLP as independent registered public accountant for the year ending December 31, 2024: For 15,208,310 Against 113,251 Abstain 160,973 Broker Non-Votes - (3) Advisory vote to approve named executive officer compensation: For 12,814,333 Against 446,802 Abstain 120,408 Broker Non-Votes 2,100,991
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TURNING POINT BRANDS, INC. Date: May 6, 2024 By: /s/ Brittani Cushman Name: Brittani Cushman Title: Senior Vice President, General Counsel and Secretary