Trinity Capital Confirms Nasdaq Listing for Common Stock & 7.00% Notes

TL;DR

**TRIN confirms its common stock and 7.00% notes are still listed on Nasdaq.**

AI Summary

Trinity Capital Inc. (TRIN) filed an 8-K on January 8, 2024, to confirm its registered securities on the Nasdaq Global Select Market. This includes its Common Stock, par value $0.001 per share, traded under the symbol TRIN, and its 7.00% Notes due 2025, traded under the symbol TRINL. This filing matters to investors because it reaffirms the company's compliance with exchange listing requirements, providing transparency and liquidity for its publicly traded securities.

Why It Matters

This filing confirms Trinity Capital's continued compliance with Nasdaq listing standards, which is crucial for maintaining investor confidence and ensuring the liquidity of its shares and notes.

Risk Assessment

Risk Level: low — This filing is a routine disclosure confirming existing listings and does not introduce new financial risks or operational changes.

Analyst Insight

A smart investor would view this as a routine compliance filing, confirming the stability of the company's public listings, and would not typically make immediate trading decisions based solely on this information.

Key Numbers

• $0.001 — Common Stock Par Value (The par value per share for Trinity Capital's common stock.)
• 7.00% — Notes Interest Rate (The interest rate for Trinity Capital's notes due in 2025.)
• 2025 — Notes Due Date (The maturity year for Trinity Capital's 7.00% Notes.)

Key Players & Entities

• Trinity Capital Inc. (company) — the registrant filing the 8-K
• Nasdaq Global Select Market (company) — the exchange where Trinity Capital's securities are registered
• $0.001 (dollar_amount) — par value per share of Common Stock
• TRIN (company) — trading symbol for Common Stock
• TRINL (company) — trading symbol for 7.00% Notes due 2025
• January 8, 2024 (date) — date of earliest event reported and filing date

Forward-Looking Statements

• Trinity Capital Inc. will continue to maintain its listing on the Nasdaq Global Select Market. (Trinity Capital Inc.) — high confidence, target: 2025

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share TRIN Nasdaq Global Select

Filing Documents

• ea168046_8k.htm (8-K) — 36KB
• ea168046ex99-1.htm (EX-99.1) — 10KB
• ex99-1_001.jpg (GRAPHIC) — 3KB
• 0001213900-24-001723.txt ( ) — 267KB
• trin-20240108.xsd (EX-101.SCH) — 4KB
• trin-20240108_def.xml (EX-101.DEF) — 26KB
• trin-20240108_lab.xml (EX-101.LAB) — 36KB
• trin-20240108_pre.xml (EX-101.PRE) — 25KB
• ea168046_8k_htm.xml (XML) — 5KB

01 Regulation

Item 7.01 Regulation FD Disclosure. On January 8, 2024, Trinity Capital Inc. (the "Company") issued a press release regarding its portfolio activity during the fourth quarter of 2023. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information disclosed herein, including Exhibit 99.1 hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

01 Financial

Item 9.01 Financial (d) Exhibits Exhibit Number Description 99.1 Press Release dated January 8, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 8, 2024 Trinity Capital Inc. By: /s/ Kyle Brown Name: Kyle Brown Title: Chief Executive Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR