Unum Group Confirms NYSE Listing for Common Stock & Junior Notes

Ticker: UNMA · Form: 8-K · Filed: Jan 30, 2024 · CIK: 5513

Unum Group 8-K Filing Summary
FieldDetail
CompanyUnum Group (UNMA)
Form Type8-K
Filed DateJan 30, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.10
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: regulatory-filing, corporate-governance, securities-registration

TL;DR

**Unum Group's stock and junior notes are still trading on the NYSE, business as usual.**

AI Summary

Unum Group filed an 8-K on January 30, 2024, indicating that its common stock (trading symbol UNM) and its 6.250% Junior Subordinated Notes due 2058 are registered on the New York Stock Exchange (XNYS). This filing primarily serves to update the public record regarding the company's registered securities. For investors, this matters because it confirms the continued listing and trading of Unum Group's main securities on a major exchange, ensuring liquidity and accessibility for shareholders and bondholders.

Why It Matters

This filing confirms the continued listing of Unum Group's securities on the NYSE, which is crucial for maintaining investor confidence and market liquidity.

Risk Assessment

Risk Level: low — This 8-K is a routine administrative filing with no new material financial information or adverse events.

Analyst Insight

Investors should view this as a routine administrative update, confirming the continued listing of Unum Group's securities on the NYSE, with no immediate action required based solely on this filing.

Key Numbers

  • 6.250% — interest rate (for the Junior Subordinated Notes due 2058)
  • 2058 — maturity year (for the Junior Subordinated Notes)

Key Players & Entities

  • Unum Group (company) — the registrant filing the 8-K
  • UNM (company) — trading symbol for Unum Group's common stock
  • New York Stock Exchange (company) — the exchange where Unum Group's securities are registered
  • 6.250% Junior Subordinated Notes due 2058 (dollar_amount) — a class of securities registered by Unum Group
  • January 30, 2024 (date) — date of earliest event reported and filing date

FAQ

What is the purpose of this 8-K filing by Unum Group?

The purpose of this 8-K filing is to report current events, specifically under Item 1.01, 1.02, and 9.01, and to confirm the registration of its securities pursuant to Section 12(b) of the Act, as indicated by the 'Date of Report (Date of earliest event reported): January 30, 2024'.

Which specific securities of Unum Group are mentioned as registered in this filing?

The filing specifically mentions 'Common Class A Member' with the trading symbol 'UNM' and 'unm:A6250JuniorSubordinatedNotesDue2058Member' as securities registered pursuant to Section 12(b) of the Act.

On which exchange are Unum Group's securities registered?

The filing states that both the common stock (UNM) and the 6.250% Junior Subordinated Notes due 2058 are registered on 'exch:XNYS', which refers to the New York Stock Exchange.

What is Unum Group's Commission File Number and IRS Employer Identification Number?

Unum Group's Commission File Number is '001-11294' and its IRS Employer Identification No. is '62-1598430', as stated in the filing.

What is the address of Unum Group's principal executive offices?

The address of Unum Group's principal executive offices is '1 Fountain Square Chattanooga, Tennessee 37402', as provided in the filing.

Filing Stats: 758 words · 3 min read · ~3 pages · Grade level 9.8 · Accepted 2024-01-30 16:30:32

Key Financial Figures

  • $0.10 — ange on which registered Common stock, $0.10 par value UNM New York Stock Exchange

Filing Documents

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On January 30, 2024, Unum Group issued a news release reporting its results for the fourth quarter of 2023, a copy of which is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference. Also on January 30, 2024, Unum Group made available on its investor relations website at www.investors.unum.com the Statistical Supplement relating to its financial results for the fourth quarter of 2023. A copy of the Statistical Supplement is furnished herewith as Exhibit 99.2 and incorporated herein by reference. In accordance with General Instruction B.2 of Form 8-K, the information furnished pursuant to this Item 2.02, including Exhibits 99.1 and 99.2, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any of Unum Group's filings under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On January 30, 2024, Unum Group made available on its investor relations website at www.investors.unum.com a slide presentation with 2024 outlook that will accompany its fourth quarter 2023 earnings conference call scheduled for January 31, 2024. A copy of the slide presentation is furnished herewith as Exhibit 99.3 and incorporated herein by reference. In accordance with General Instruction B.2 of Form 8-K, the information furnished pursuant to this Item 7.01, including Exhibit 99.3, shall not be deemed "filed" for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any of Unum Group's filings under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits . Exhibit No. Description 99.1 News release of Unum Group dated January 30, 2024, concerning earnings for the fourth quarter of 2023. 99.2 Statistical Supplement of Unum Group for the fourth quarter of 2023. 99.3 Slide presentation of Unum Group with 2024 outlook. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Unum Group (Registrant) Date: January 30, 2024 By: /s/ J. Paul Jullienne Name: J. Paul Jullienne Title: Vice President, Managing Counsel, and Corporate Secretary

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