Upexi, Inc. Files 10-K/A Amendment for Policies
Ticker: UPXI · Form: 10-K/A · Filed: Apr 22, 2025 · CIK: 1775194
| Field | Detail |
|---|---|
| Company | Upexi, Inc. (UPXI) |
| Form Type | 10-K/A |
| Filed Date | Apr 22, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, policy, executive-compensation
TL;DR
Upexi filed an amendment to its 10-K to add new trading and clawback policies for exec pay.
AI Summary
Upexi, Inc. filed an Amendment No. 1 to its Form 10-K on April 22, 2025, for the fiscal year ended June 30, 2024. This amendment primarily serves to include three new exhibits: the Upexi, Inc. Trading Policy, the Consent of its independent auditing firm, and the Upexi, Inc. Clawback Policy. The Clawback Policy is a requirement related to the recovery of erroneously awarded executive compensation, mandated by Nasdaq Section 10D.
Why It Matters
This filing clarifies Upexi's adherence to new executive compensation recovery rules and provides transparency on its trading policies, impacting investor confidence and regulatory compliance.
Risk Assessment
Risk Level: low — This filing is an amendment to attach exhibits and does not introduce new financial information or significant business changes.
Key Numbers
- FY 2024 — Fiscal Year End (The period covered by the original 10-K filing.)
Key Players & Entities
- UPEXI, INC. (company) — Filer
- June 30, 2024 (date) — Fiscal year end
- December 16, 2024 (date) — Original 10-K filing date
- April 22, 2025 (date) — Amendment filing date
- Nasdaq Section 10D (regulation) — Clawback policy requirement
FAQ
What is the primary purpose of this 10-K/A filing?
The primary purpose is to attach three exhibits: the Upexi, Inc. Trading Policy, the Consent of its independent auditing firm, and the Upexi, Inc. Clawback Policy.
When was the original Form 10-K for the fiscal year ended June 30, 2024, filed?
The original Form 10-K was filed on December 16, 2024.
What is the Upexi, Inc. Clawback Policy related to?
The Clawback Policy is related to the recovery of erroneously awarded executive compensation, as required by Nasdaq Section 10D.
What is the filing date of this Amendment No. 1?
This Amendment No. 1 was filed on April 22, 2025.
What is Upexi, Inc.'s fiscal year end?
Upexi, Inc.'s fiscal year end is June 30.
Filing Details
This Form 10-K/A (Form 10-K/A) was filed with the SEC on April 22, 2025 regarding UPEXI, INC. (UPXI).