Upexi, Inc. (UPXI) — SEC Filings
Upexi, Inc. (UPXI) — 50 SEC filings. Latest: 8-K (Dec 31, 2025). Includes 38 8-K, 6 S-1/A, 3 S-1.
Overview
Upexi, Inc. (UPXI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 29, 2025: UPEXI, INC. filed an 8-K on December 29, 2025, reporting an event that occurred on December 23, 2025. The filing is categorized under 'Other Events' and includes 'Financial Statements and Exhibits'. The company, formerly known as GROVE, INC., is incorporated in Delaware and based in Tampa, Florida.
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 4 bearish, 41 neutral, 5 mixed. The dominant filing sentiment for Upexi, Inc. is neutral.
Filing Type Overview
Upexi, Inc. (UPXI) has filed 38 8-K, 3 S-1, 1 10-Q, 6 S-1/A, 1 10-K, 1 DEF 14A with the SEC between Apr 2025 to Dec 2025.
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of UPXI's 46 recent filings, 11 were flagged as high-risk, 6 as medium-risk, and 29 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $9,239,745 |
| Net Income | $66,748,122 |
| EPS | N/A |
| Debt-to-Equity | 0.68 |
| Cash Position | $2,237,223 |
| Operating Margin | N/A |
| Total Assets | $419,728,167 |
| Total Debt | $209,000,000 |
Key Executives
- Allan Marshall
- Peter Campitiello
- Tampa, Florida
Industry Context
UPEXI is undergoing a significant strategic pivot from a traditional consumer product brand owner to a company focused on the cryptocurrency industry, specifically within the Solana ecosystem. This shift places it in a highly dynamic and volatile market characterized by rapid technological advancements, intense competition among blockchain protocols, and evolving investor interest in digital assets. The company's reliance on staking yields from Solana (SOL) positions it within the growing decentralized finance (DeFi) sector, which offers potential for high returns but also carries substantial risks.
Top Tags
8-K (15) · Cryptocurrency (8) · Solana (8) · filing (8) · Staking (7) · corporate-update (7) · disclosure (6) · financial-statements (6) · Treasury Management (6) · S-1/A Filing (6)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC File Number | 001-40535 | Identifies the company's filing history with the SEC. |
| EIN | 83-3378978 | Employer Identification Number for tax purposes. |
| Total shares of Common Stock | 6,578,948 | Shares offered for resale by the Selling Stockholder, including PIPE and Warrant Shares |
| PIPE Shares | 3,289,474 | Shares issued to the Investor in the PIPE Offering |
| Warrant Shares | 3,289,474 | Shares issuable upon exercise of Warrants by the Investor |
| Par value per share | $0.00001 | Par value of UPEXI's Common Stock |
| Closing stock price | $2.80 | Closing price of UPXI Common Stock on Nasdaq on November 27, 2025 |
| Staked SOL treasury | 95% | Approximate percentage of UPEXI's Solana treasury currently staked to earn yield |
| Solana deactivation period | 48 hours | Expected cooldown period for unstaked SOL to become liquid |
| Net Income | $66.7M | Swung from a $1.6M loss in Q3 2024 to a $66.7M profit in Q3 2025 |
| Unrealized Gain on Digital Assets | $77.9M | Primary driver of net income for Q3 2025 |
| Total Revenue | $9.2M | Increased from $4.3M in Q3 2024, largely due to digital asset revenue |
| Digital Asset Revenue | $6.0M | New revenue stream in Q3 2025, not present in Q3 2024 |
| Traditional Revenue | $3.1M | Decreased from $4.3M in Q3 2024, indicating a decline in core product sales |
| Current Digital Assets at Fair Value | $212.8M | Massive increase from $49.9M at June 30, 2025, reflecting the Solana strategy |
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Frequently Asked Questions
What are the latest SEC filings for Upexi, Inc. (UPXI)?
Upexi, Inc. has 50 recent SEC filings from Apr 2025 to Dec 2025, including 38 8-K, 6 S-1/A, 3 S-1. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of UPXI filings?
Across 50 filings, the sentiment breakdown is: 4 bearish, 41 neutral, 5 mixed. The dominant sentiment is neutral.
Where can I find Upexi, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Upexi, Inc. (UPXI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Upexi, Inc.?
Key financial highlights from Upexi, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for UPXI?
The investment thesis for UPXI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Upexi, Inc.?
Key executives identified across Upexi, Inc.'s filings include Allan Marshall, Peter Campitiello, Tampa, Florida.
What are the main risk factors for Upexi, Inc. stock?
Of UPXI's 46 assessed filings, 11 were flagged high-risk, 6 medium-risk, and 29 low-risk.
What are recent predictions and forward guidance from Upexi, Inc.?
Forward guidance and predictions for Upexi, Inc. are extracted from SEC filings as they are enriched.