UPEXI, INC. Files 8-K: Other Events & Financials

TL;DR

UPEXI filed an 8-K on Dec 5 for a Dec 2 event. Expect financial updates.

AI Summary

UPEXI, INC. filed an 8-K on December 5, 2025, reporting an event on December 2, 2025. The filing indicates "Other Events" and "Financial Statements and Exhibits" as key items. The company, formerly known as GROVE, INC. until April 29, 2019, is incorporated in Delaware and headquartered in Tampa, Florida.

Why It Matters

This 8-K filing signals that UPEXI, INC. is disclosing significant corporate events or financial information, requiring investor attention.

Risk Assessment

Risk Level: low — This is a routine filing for an 8-K, indicating disclosure of events rather than a specific negative or positive development.

Key Players & Entities

• UPEXI, INC. (company) — Registrant
• GROVE, INC. (company) — Former company name
• December 2, 2025 (date) — Earliest event date
• December 5, 2025 (date) — Filing date
• Tampa, FL (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.00001 — ich registered Common Stock, par value $0.00001 UPXI NASDAQ Indicate by check mar
• $3.04 — n stock at a combined purchase price of $3.04. Aggregate gross proceeds were approxim
• $10 m — egate gross proceeds were approximately $10 million, with the potential for an approx
• $13 million — tential for an approximately additional $13 million following the cash exercise of the warr

Filing Documents

• upxi_8k.htm (8-K) — 25KB
• upxi_ex991.htm (EX-99.1) — 11KB
• upxi_ex992.htm (EX-99.2) — 9KB
• 0001477932-25-008815.txt ( ) — 167KB
• upxi-20251202.xsd (EX-101.SCH) — 5KB
• upxi-20251202_lab.xml (EX-101.LAB) — 15KB
• upxi-20251202_cal.xml (EX-101.CAL) — 1KB
• upxi-20251202_pre.xml (EX-101.PRE) — 9KB
• upxi-20251202_def.xml (EX-101.DEF) — 2KB
• upxi_8k_htm.xml (XML) — 4KB

01 Other Events

Item 8.01 Other Events. On December 2, 2025, Upexi, Inc. (the "Company") issued a press release announcing the closing of a private placement offering of 3,289,474 shares of common stock and warrants to purchase up to 3,289,474 shares of common stock at a combined purchase price of $3.04. Aggregate gross proceeds were approximately $10 million, with the potential for an approximately additional $13 million following the cash exercise of the warrants, before deducting placement agent fees and other estimated offering expenses payable by the Company. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein. On December 3, 2025, the Company issued a press release announcing details of its participation in three investor conferences in the month of December 2025. A copy of the press release is attached as Exhibit 99.2 to this Current Report on Form 8-K and incorporated by reference herein. The information in Item 8.01, including Exhibit 99.1 and Exhibit 99.2 attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference in any of the Company's filings under the Securities Act, or the Exchange Act, whether made before or after the date hereof, except as shall be expressly set forth by specific reference to this Report in such filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit Description 99.1 Press Release of Upexi, Inc., dated December 2, 2025 99.2 Press Release of Upexi, Inc., dated December 3, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL Document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UPEXI, INC. Dated: December 5, 2025 /s/ Andrew J. Norstrud Name: Andrew J. Norstrud Title: Chief Financial Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR