SC 13G/A: INNOVATE Corp.

AI Summary

SC 13G/A filing by INNOVATE Corp..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.001 — ame of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securitie

Filing Documents

• ef20038553_sc13ga.htm (SC 13G/A) — 89KB
• 0001140361-24-046591.txt ( ) — 92KB

(a)

Item 1(a). Name of Issuer: INNOVATE Corp. (the "Issuer")

(b)

Item 1(b). Address of Issuer's Principal Executive Offices: 295 Madison Avenue, 12th Floor, New York, NY 10017

(a)

Item 2(a). Name of Person Filing: Jefferies LLC Jefferies Financial Group Inc. (each a "Reporting Person" and collectively, the "Reporting Persons")

(b)

Item 2(b). Address of Principal Business Office or, if None, Residence: 520 Madison Ave., New York, NY 10022

(c)

Item 2(c). Citizenship: The responses of the Reporting Persons to Row 4 in each of their respective cover pages are incorporated herein by reference.

(d)

Item 2(d). Title and Class of Securities: Common Stock, par value $0.001 per share, of the Issuer (the "Common Stock")

(e)

Item 2(e). CUSIP Number: 45784J303 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) Broker or dealer registered under Section 15 of the Exchange Act (b) Bank as defined in Section 3(a)(6) of the Exchange Act (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act (d) Investment company registered under Section 8 of the Investment Company Act (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J) (k) Group, in accordance with Rule 13d-1(b)(1)(ii)(K) If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. (a)-(c) The responses of the Reporting Persons to Rows 5, 6, 7, 8, 9 and 11 in each of their respective cover pages which relate to the beneficial ownership of Common Stock, as of September 30, 2024, are incorporated herein by reference. As of September 30, 2024, the Reporting Persons beneficially owned in the aggregate 700,802 shares of Common Stock, representing approximately 5.3% of the shares of Common Stock outstanding (based on 13,261,379 shares of Common Stock outstanding as of November 1, 2024, as reported in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 6, 2024). Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the

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