Victory Capital Files 8-K Confirming Nasdaq Listing

Ticker: VCTR · Form: 8-K · Filed: Jan 10, 2024 · CIK: 1570827

Victory Capital Holdings, Inc. 8-K Filing Summary
FieldDetail
CompanyVictory Capital Holdings, Inc. (VCTR)
Form Type8-K
Filed DateJan 10, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: compliance, regulatory-filing, corporate-governance

TL;DR

**Victory Capital's 8-K is a routine compliance filing, no major news.**

AI Summary

Victory Capital Holdings, Inc. filed an 8-K on January 10, 2024, to report an "Other Event" and "Financial Statements and Exhibits." This filing indicates a routine update to their public record, specifically noting their Class A Common Stock, Par Value $0.01, is traded on The Nasdaq Stock Market LLC under the symbol VCTR. For investors, this filing primarily serves as a confirmation of their current public trading status and compliance with SEC regulations, rather than signaling a new material event that would directly impact stock valuation.

Why It Matters

This filing confirms Victory Capital's ongoing compliance with SEC reporting requirements and its listing on The Nasdaq Stock Market LLC, providing transparency for current and prospective investors.

Risk Assessment

Risk Level: low — This 8-K is a standard compliance filing and does not report any events that would introduce new risks to the company or its investors.

Analyst Insight

A smart investor would recognize this as a routine compliance filing, not signaling any immediate need for action or re-evaluation of Victory Capital Holdings, Inc. stock based on this specific document.

Key Numbers

  • $0.01 — Par Value per share (Par Value of Victory Capital's Class A Common Stock)

Key Players & Entities

  • Victory Capital Holdings, Inc. (company) — the registrant filing the 8-K
  • The Nasdaq Stock Market LLC (company) — the exchange where Victory Capital's Class A Common Stock is registered
  • $0.01 (dollar_amount) — par value of Class A Common Stock
  • January 10, 2024 (date) — date of earliest event reported and filing date

FAQ

What is the purpose of Victory Capital Holdings, Inc.'s 8-K filing on January 10, 2024?

The 8-K filing by Victory Capital Holdings, Inc. on January 10, 2024, is categorized under "Other Events" and "Financial Statements and Exhibits," indicating a routine update to their public record and compliance with SEC reporting requirements.

What is the trading symbol and exchange for Victory Capital Holdings, Inc.'s common stock?

Victory Capital Holdings, Inc.'s Class A Common Stock trades under the symbol VCTR on The Nasdaq Stock Market LLC, as stated in the filing.

What is the par value of Victory Capital Holdings, Inc.'s Class A Common Stock?

The par value of Victory Capital Holdings, Inc.'s Class A Common Stock is $0.01, according to the filing.

What is the earliest event reported date in this 8-K filing?

The date of the earliest event reported in this 8-K filing is January 10, 2024.

Does this 8-K filing indicate any significant new business developments or financial changes for Victory Capital Holdings, Inc.?

No, this 8-K filing primarily serves as a routine compliance update, confirming the company's trading status and SEC registration, and does not report any significant new business developments or financial changes.

Filing Stats: 451 words · 2 min read · ~2 pages · Grade level 10.6 · Accepted 2024-01-10 16:30:41

Key Financial Figures

  • $0.01 — stered Class A Common Stock, Par Value $0.01 VCTR The Nasdaq Stock Market LLC

Filing Documents

01. Other Events

Item 8.01. Other Events. On January 10, 2024, Victory Capital Holdings, Inc., (the "Company") issued a press release reporting certain information about the Company's assets under management ("AUM") as of December 31, 2023. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release reporting December AUM dated January 10, 2024. - 2 - SIGNATURE(S) Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VICTORY CAPITAL HOLDINGS, INC. Date: January 10, 2024 By: /s/ MICHAEL D. POLICARPO Name: Michael D. Policarpo Title: President, Chief Financial Officer and Chief Administrative Officer - 3 -

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