Carlyle Group Amends CommScope Stake, Signals Ownership Change

TL;DR

**Carlyle Group just updated its CommScope ownership, watch for potential shifts!**

AI Summary

The Carlyle Group, a major investment firm, filed an amended Schedule 13D on January 3, 2024, indicating a change in their beneficial ownership of CommScope Holding Company, Inc. common stock as of December 31, 2023. This amendment (Amendment No. 2) updates their previous disclosures regarding their stake in CommScope. This matters to investors because it signals that a significant institutional holder is adjusting its position, which could reflect their evolving outlook on CommScope's future performance or strategic direction.

Why It Matters

This filing shows that a major institutional investor, The Carlyle Group, has updated its ownership position in CommScope, which can influence market perception and potentially the stock's trading activity.

Risk Assessment

Risk Level: medium — Changes in significant institutional ownership can introduce volatility and uncertainty for a stock, depending on the nature of the change.

Analyst Insight

An investor should monitor subsequent filings (like 13F reports or further 13D amendments) from The Carlyle Group to understand the exact nature and magnitude of their ownership change in CommScope, as this filing only indicates an amendment, not the specifics of the change itself.

Key Players & Entities

• The Carlyle Group (company) — filer and investment firm
• CommScope Holding Company, Inc. (company) — subject company, issuer of securities
• Jeffrey Ferguson (person) — authorized to receive notices for The Carlyle Group
• December 31, 2023 (date) — date of event requiring the filing
• $0.01 (dollar_amount) — par value per share of CommScope Common Stock

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securiti

Filing Documents

• d626606dsc13da.htm (SC 13D/A) — 212KB
• 0001193125-24-001503.txt ( ) — 214KB

of the Schedule 13D is hereby amended by inserting the following information at the end of Item 3

Item 3 of the Schedule 13D is hereby amended by inserting the following information at the end of Item 3: From December 31, 2022 through December 31, 2023, Carlyle Partners VII acquired a total of 76,699 shares of Series A Preferred Stock as a result of dividend payments from the Issuer on the Series A Preferred Stock. Item 5. Interest in Securities of the Issuer.

of the Schedule 13D is hereby amended and restated in its entirety as follows

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: (a) (b) The following sets forth, as of the date of this Schedule 13D, the aggregate number of shares and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of the date hereof, based on 254,316,064 shares of Common Stock outstanding (consisting of 212,058,471 shares of Common Stock outstanding as of October 26, 2023, based on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2023, and 42,257,593 shares of Common Stock underlying the Series A Preferred Stock held of record by Carlyle Partners VII). Reporting Person Amount beneficially owned Percent of class Sole power to vote or to direct the vote Shared power to vote or to direct the vote Sole power to dispose or to direct the disposition Shared power to dispose or to direct the disposition The Carlyle Group Inc. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 Carlyle Holdings I GP Inc. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 Carlyle Holdings I GP Sub L.L.C. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 Carlyle Holdings I L.P. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 CG Subsidiary Holdings L.L.C. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 TC Group, L.L.C. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 TC Group Sub L.P. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 TC Group VII S1, L.L.C. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 TC Group VII S1, L.P. 42,257,593 16.6 % 0 42,257,593 0 42,257,593 Carlyle Partners VII S1

of the Schedule 13D is hereby amended and restated in its entirety as follows

Item 7 of the Schedule 13D is hereby amended and restated in its entirety as follows: Exhibit Number Description 1 Joint Filing Agreement. 2 Power of Attorney. CUSIP No. 20337X109 13D Page 13 of 15 pages

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date : January 3, 2024 THE CARLYLE GROUP INC. By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Chief Financial Officer CARLYLE HOLDINGS I GP INC. By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director and Chief Financial Officer CARLYLE HOLDINGS I GP SUB L.L.C. By: Carlyle Holdings I GP Inc., its sole member By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director and Chief Financial Officer CARLYLE HOLDINGS I L.P. By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director CG SUBSIDIARY HOLDINGS L.L.C. By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director TC GROUP, L.L.C. By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director CUSIP No. 20337X109 13D Page 14 of 15 pages TC GROUP SUB L.P. By: TC Group, L.L.C., its general partner By: /s/ Anne Frederick, attorney-in-fact Name: John C. Redett Title: Managing Director TC GROUP VII S1, L.L.C. By: /s/ Jeremy W. Anderson Name: Jeremy W. Anderson Title: Vice President TC GROUP VII S1, L.P. By: /s/ Jeremy W. Anderson Name: Jeremy W. Anderson Title: Vice President CARLYLE PARTNERS VII S1 HOLDINGS, L.P. By: TC Group VII S1, L.P., its general partner By: /s/ Jeremy W. Anderson Name: Jeremy W. Anderson Title: Vice President CUSIP No. 20337X109 13D Page 15 of 15 pages Schedule I Series A Preferred Stock Dividend Payments Date Amount of Series A Preferred Stock Dividends Issued December 31, 2022 14,924 March 31, 2023 15,129 June 30, 2023 15,337 September 30, 2023 15,548 December 31, 2023 15,761 Exhibit 1 JOIN

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