Vivakor (VIVK) Confirms Nasdaq Listing in 8-K Filing
Ticker: VIVK · Form: 8-K · Filed: Jan 11, 2024 · CIK: 1450704
| Field | Detail |
|---|---|
| Company | Vivakor, INC. (VIVK) |
| Form Type | 8-K |
| Filed Date | Jan 11, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, corporate-governance, exchange-listing
TL;DR
**Vivakor (VIVK) just confirmed its Nasdaq listing in an 8-K, good for market presence.**
AI Summary
Vivakor, Inc. (VIVK) filed an 8-K on January 11, 2024, reporting an event that occurred on January 5, 2024. This filing indicates that the company's Common Stock is registered on The Nasdaq Stock Market LLC (Nasdaq Capital Market) under the trading symbol VIVK. This matters to investors because it confirms Vivakor's continued listing and compliance with Nasdaq requirements, which can impact liquidity and investor confidence.
Why It Matters
This filing confirms Vivakor's listing on the Nasdaq Capital Market, which is crucial for maintaining investor visibility and access to capital markets.
Risk Assessment
Risk Level: low — This filing is largely administrative, confirming existing information, and does not introduce new significant risks.
Analyst Insight
Investors should note this filing as a routine compliance update, confirming Vivakor's continued listing on Nasdaq, which is a positive for market access and liquidity. No immediate action is suggested based solely on this administrative filing.
Key Players & Entities
- Vivakor, Inc. (company) — the registrant filing the 8-K
- The Nasdaq Stock Market LLC (company) — the exchange where Vivakor's common stock is registered
- VIVK (company) — Vivakor's trading symbol
- January 5, 2024 (date) — date of the earliest event reported
- January 11, 2024 (date) — date the 8-K was filed
FAQ
What is the purpose of this 8-K filing by Vivakor, Inc.?
The 8-K filing by Vivakor, Inc. is a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, reporting an event that occurred on January 5, 2024, and confirming details about its registered securities.
On which stock exchange is Vivakor, Inc.'s Common Stock registered?
Vivakor, Inc.'s Common Stock is registered on The Nasdaq Stock Market LLC (Nasdaq Capital Market).
What is the trading symbol for Vivakor, Inc.'s Common Stock?
The trading symbol for Vivakor, Inc.'s Common Stock is VIVK.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on January 5, 2024.
What is Vivakor, Inc.'s state of incorporation and business address?
Vivakor, Inc. is incorporated in Nevada, and its principal executive offices are located at 5220 Spring Valley Road, Suite LL20, Dallas, TX 75242.
Filing Stats: 554 words · 2 min read · ~2 pages · Grade level 12.7 · Accepted 2024-01-11 17:00:17
Key Financial Figures
- $0.001 — 0,000 shares of common stock, par value $0.001 per share, and 15,000,000 shares of pre
Filing Documents
- vivakor_8k.htm (8-K) — 25KB
- vivakor_ex3-1.htm (EX-3.1) — 13KB
- ex3-1_001.jpg (GRAPHIC) — 825KB
- ex3-1_002.jpg (GRAPHIC) — 750KB
- 0001829126-24-000145.txt ( ) — 2328KB
- vivk-20240105.xsd (EX-101.SCH) — 3KB
- vivk-20240105_lab.xml (EX-101.LAB) — 33KB
- vivk-20240105_pre.xml (EX-101.PRE) — 22KB
- vivakor_8k_htm.xml (XML) — 3KB
03. Amendments to Articles of Incorporation or Bylaws; Change
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 5, 2024, Vivakor, Inc. (the "Company"), in accordance with the approval of the holders of a majority in interest of the Company's outstanding shares delivered at the Special Meeting of the Company's Shareholders held on November 10, 2023, filed a Certificate of Amendment (the "Amendment to Articles") to the Company's Amended and Restated Articles of Incorporation, as amended, with the Secretary of State of the comprised of 200,000,000 shares of common stock, par value $0.001 per share, and 15,000,000 shares of preferred stock, par value $0.001 per share, and (ii) certain changes to the federal forum selection provisions contained therein. The above description of the Amendment to Articles does not purport to be complete and is qualified in its entirety by reference to the Amendment to Articles, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated by reference herein.
01
Item 9.01. Exhibits (d) Exhibits Exhibit No. Exhibit 3.1 Certificate of Amendment to Amended and Restated Articles of Incorporation, filed with the Secretary of State of the State of Nevada on January 5, 2024 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VIVAKOR, INC. Dated: January 11, 2024 By: /s/ James Ballengee Name: James Ballengee Title: Chief Executive Officer 2