Voya Financial Confirms NYSE Listings for Common Stock, Depositary Shares

TL;DR

**Voya's common stock and preferred shares are officially listed on the NYSE, confirming market access.**

AI Summary

Voya Financial, Inc. filed an 8-K on January 8, 2024, to update its registered securities. The filing confirms that its Common Stock (VOYA) and Depositary Shares (VOYAPrB) are both registered on the New York Stock Exchange. This matters to investors because it reaffirms the company's compliance with exchange listing requirements, ensuring continued liquidity and transparency for these securities.

Why It Matters

This filing confirms Voya's primary securities are properly listed on a major exchange, which is crucial for investor confidence and the ease of trading their shares.

Risk Assessment

Risk Level: low — This filing is a routine disclosure confirming existing security listings and does not introduce new risks.

Analyst Insight

Investors should note this filing as a routine compliance update, confirming the continued listing of Voya's securities on the NYSE, which maintains their accessibility and liquidity. No immediate action is suggested based on this specific filing.

Key Players & Entities

• Voya Financial, Inc. (company) — registrant
• New York Stock Exchange (company) — exchange where securities are registered
• VOYA (company) — trading symbol for Common Stock
• VOYAPrB (company) — trading symbol for Depositary Shares
• $0.01 (dollar_amount) — par value of Common Stock and Preferred Stock

FAQ

Key Financial Figures

• $0.01 — n-Cumulative Preferred Stock, Series B, $0.01 par value Indicate by check mark whet
• $0 million — fees are estimated to be approximately $0 million - $10 million (pre-tax), which is appro
• $10 million — imated to be approximately $0 million - $10 million (pre-tax), which is approximately $45 m
• $45 million — llion (pre-tax), which is approximately $45 million - $55 million below our long-term expec
• $55 million — ), which is approximately $45 million - $55 million below our long-term expectations, befor

Filing Documents

• voya-20240108.htm (8-K) — 27KB
• 0001535929-24-000004.txt ( ) — 190KB
• voya-20240108.xsd (EX-101.SCH) — 3KB
• voya-20240108_def.xml (EX-101.DEF) — 15KB
• voya-20240108_lab.xml (EX-101.LAB) — 30KB
• voya-20240108_pre.xml (EX-101.PRE) — 16KB
• voya-20240108_htm.xml (XML) — 4KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure Voya Financial, Inc. (the "Company", "we" and "our") is furnishing this Current Report on Form 8-K to disclose alternative investment income and prepayment fees above (below) long-term expectations prior to the availability of the Company's quarterly earnings release and quarterly financial supplement for the quarter ended December 31, 2023, scheduled for release on February 6, 2024. For the fourth quarter 2023, the Company's alternative investment income and prepayment fees are estimated to be approximately $0 million - $10 million (pre-tax), which is approximately $45 million - $55 million below our long-term expectations, before variable and incentive compensation. Included in these figures is alternative investment income and prepayment fees in our general account and investment capital returns in our Investment Management segment. The long-term expectation for alternative investments is a 9% annual return, and the long-term expectation for prepayment fees is a 10-basis-point annual contribution to yield. The preliminary financial results presented above are the responsibility of management and have been prepared in good faith on a consistent basis with prior periods. However, we have not completed our financial closing procedures for the three months and year ended December 31, 2023, and our actual results could be materially different from these preliminary financial results. In addition, Ernst & Young LLP, our independent registered public accounting firm, has not audited, reviewed, compiled, or performed any procedures with respect to these preliminary financial results and does not express an opinion or any other form of assurance with respect to these preliminary financial results or their achievability. During the course of the preparation of our consolidated financial statements and related notes as of and for the three months and year ended December 31, 2023, we may identify items that would require us to make mate

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Voya Financial, Inc. (Registrant) By: /s/ My Chi To Name: My Chi To Title: Executive Vice President, Chief Legal Officer and Corporate Secretary Dated: January 8, 2024

View Full Filing

View this 8-K filing on SEC EDGAR