Voya Financial Confirms NYSE Listing for Common Stock, Depositary Shares

TL;DR

**Voya Financial just confirmed its common stock and depositary shares are still listed on the NYSE, no big news here.**

AI Summary

Voya Financial, Inc. filed an 8-K on January 26, 2024, to disclose that its Common Stock (VOYA) and Depositary Shares (VOYAPrB) are registered on the New York Stock Exchange. This filing, under Regulation FD Disclosure, simply confirms the existing listing of these securities. For investors, this matters because it reaffirms the company's continued compliance with exchange listing requirements, providing transparency and liquidity for their shares.

Why It Matters

This filing confirms Voya Financial's continued compliance with NYSE listing requirements, which is crucial for maintaining liquidity and transparency for its investors.

Risk Assessment

Risk Level: low — This filing is a routine disclosure confirming existing stock listings and does not introduce new risks or material changes.

Analyst Insight

This filing is a routine compliance update and does not provide new information that would warrant immediate action for investors. It simply confirms the continued listing of Voya's securities on the NYSE.

Key Numbers

• $0.01 — Par Value (Par value for both Common Stock and Preferred Stock Series B)
• 1/40th — Depositary Share Interest (Each Depositary Share represents a 1/40th interest in a share of Preferred Stock)
• 5.35% — Fixed-Rate (Fixed-Rate Non-Cumulative Preferred Stock, Series B)

Key Players & Entities

• Voya Financial, Inc. (company) — the registrant filing the 8-K
• New York Stock Exchange (company) — the exchange where Voya's securities are registered
• VOYA (company) — trading symbol for Common Stock
• VOYAPrB (company) — trading symbol for Depositary Shares
• $0.01 (dollar_amount) — par value of Common Stock and Preferred Stock

FAQ

Key Financial Figures

• $0.01 — n-Cumulative Preferred Stock, Series B, $0.01 par value Indicate by check mark whet
• $322 billion — 23, AUM of the Company's IM segment was $322 billion. AUM as of December 31, 2023 presented
• $92 billion — , 2023 presented by asset type included $92 billion of equity assets, $133 billion of fixed
• $133 billion — included $92 billion of equity assets, $133 billion of fixed income - public assets, $79 bi
• $79 billion — illion of fixed income - public assets, $79 billion of fixed income - private assets, $16 b
• $16 billion — llion of fixed income - private assets, $16 billion of alternative assets, and $3 billion o
• $3 billion — $16 billion of alternative assets, and $3 billion of money market assets. AUM as of Decem
• $149 billion — s. AUM as of December 31, 2023 included $149 billion of Institutional external client assets
• $138 billion — f Institutional external client assets, $138 billion of Retail external client assets, and $
• $35 billion — n of Retail external client assets, and $35 billion of Company general account assets. Exte
• $33 billion — alue basis, general account assets were $33 billion as of December 31, 2023. As provided i

Filing Documents

• voya-20240126.htm (8-K) — 25KB
• 0001535929-24-000018.txt ( ) — 188KB
• voya-20240126.xsd (EX-101.SCH) — 3KB
• voya-20240126_def.xml (EX-101.DEF) — 15KB
• voya-20240126_lab.xml (EX-101.LAB) — 30KB
• voya-20240126_pre.xml (EX-101.PRE) — 16KB
• voya-20240126_htm.xml (XML) — 4KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure Voya Financial, Inc. (the "Company") is furnishing this Current Report on Form 8-K to disclose the assets under management ("AUM") of its Investment Management ("IM") segment prior to the availability of the Company's quarterly earnings release and quarterly financial supplement for the quarter ended December 31, 2023, scheduled for release on February 6, 2024. As of December 31, 2023, AUM of the Company's IM segment was $322 billion. AUM as of December 31, 2023 presented by asset type included $92 billion of equity assets, $133 billion of fixed income - public assets, $79 billion of fixed income - private assets, $16 billion of alternative assets, and $3 billion of money market assets. AUM as of December 31, 2023 included $149 billion of Institutional external client assets, $138 billion of Retail external client assets, and $35 billion of Company general account assets. External client assets are reported on a market value basis. General account assets are reported on a statutory book value billing basis consistent with revenues earned. On a market value basis, general account assets were $33 billion as of December 31, 2023. As provided in General Instruction B.2 of Form 8-K, the information provided pursuant to this Item 7.01 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Voya Financial, Inc. (Registrant) By: /s/ My Chi To Name: My Chi To Title: Executive Vice President, Chief Legal Officer and Corporate Secretary Dated: January 26, 2024

View Full Filing

View this 8-K filing on SEC EDGAR