Brown Stone Capital Reports 0% Stake in VivoPower (VPIP)

TL;DR

**Brown Stone Capital has zero beneficial ownership in VivoPower, despite the SC 13G filing.**

AI Summary

Brown Stone Capital Ltd., a UK-based entity, reported a late filing on January 4, 2024, for an SC 13G related to VivoPower International PLC. The filing indicates that as of December 7, 2023, Brown Stone Capital Ltd. beneficially owns 0 shares of VivoPower's ordinary shares, nominal value $0.012 per share, with no sole or shared voting or dispositive power. This matters to investors because it clarifies that Brown Stone Capital Ltd. does not hold a significant stake in VivoPower, despite the filing being required due to a clerical oversight.

Why It Matters

This filing confirms that Brown Stone Capital Ltd. does not hold a significant ownership position in VivoPower International PLC, which can impact perceptions of institutional interest and potential influence.

Risk Assessment

Risk Level: low — The filing indicates no beneficial ownership, posing no direct risk from this specific entity's stake.

Analyst Insight

Investors should note that this filing clarifies a non-event regarding significant ownership, meaning there's no new institutional buying or selling pressure from Brown Stone Capital Ltd. to consider.

Key Numbers

• 0 — Shares Beneficially Owned (Brown Stone Capital Ltd. holds no shares of VivoPower International PLC.)
• December 7, 2023 — Date of Event (The date that triggered the filing requirement.)
• January 4, 2024 — Filing Date (The date the SC 13G was filed with the SEC.)

Key Players & Entities

• Brown Stone Capital Ltd. (company) — reporting person
• VivoPower International PLC (company) — subject company
• NIMA MONTAZERI (person) — group member
• $0.012 (dollar_amount) — nominal value per share

Forward-Looking Statements

• VivoPower's stock price will not be significantly impacted by this filing. (VivoPower International PLC) — high confidence, target: short-term

FAQ

Key Financial Figures

• $0.012 — ssuer) Ordinary shares, nominal value $0.012 per share (Title of Class of Securiti
• $0.12 — rities Ordinary shares, nominal value $0.12 per share (the " Ordinary Shares "). (

Filing Documents

• vpip_sc13g.htm (SC 13G) — 62KB
• vpip_ex991.htm (EX-99.1) — 5KB
• 0001477932-24-000030.txt ( ) — 68KB

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) Group, in accordance with 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:

Ownership

Item 4. Ownership (a) Amount Beneficially Owned: See the response to row 9 of the cover page for each Reporting Person. (b) Percent of Class: See the response to row 11 of the cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote See the table below. (ii) Shared power to vote or to direct the vote See the table below. (iii) Sole power to dispose or to direct the disposition of See the table below. (iv) Shared power to dispose or to direct the disposition of See the table below. As part of this report, the Reporting Persons current position as of the date of the event which requires filing this statement and as of the date of this report is included in the table below: Reporting Date Position Percentage (1) December 7, 2023 189,894 6.6% Current Position 0 0% (1) Based on an aggregate of 2,888,826 Ordinary Shares issued and outstanding as of November 13, 2023, as reported on the Issuer's Prospectus Supplement filed with the Securities and Exchange Commission (the " SEC ") on November 13, 2023 pursuant to Rule 424(b)(5).

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. CUSIP No. G9376R100 Page 6 of 8 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not applicable.

Certification

Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11.

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Brown Stone Capital, Ltd. Dated: January 4, 2024 By: /s/ Nima Montazeri Name: Nima Montazeri Title: President /s/ Nima Montazeri Name: Nima Montazeri 7 Exhibit Index Exhibit No. Description Exhibit 99.1 Joint Filing Agreement. 8

View Full Filing

View this SC 13G filing on SEC EDGAR