Wafd Inc 10-K Filing
Ticker: WAFDP · Form: 10-K · Filed: Nov 20, 2024 · CIK: 936528
| Field | Detail |
|---|---|
| Company | Wafd Inc (WAFDP) |
| Form Type | 10-K |
| Filed Date | Nov 20, 2024 |
| Pages | 15 |
| Reading Time | 18 min |
| Key Dollar Amounts | $1.00, $29.03, $7.7 billion, $50,175,000, $93,514,000 |
| Sentiment | neutral |
Sentiment: neutral
FAQ
What type of filing is this?
This is a 10-K filing submitted by Wafd Inc (ticker: WAFDP) to the SEC on Nov 20, 2024.
What are the key financial figures in this filing?
Key dollar amounts include: $1.00 (nge on which registered Common Stock, $1.00 par value per share WAFD NASDAQ Stock); $29.03 (he NASDAQ Stock Market closing price of $29.03 per share on that date. This is based o); $7.7 billion (Merger." The Merger added approximately $7.7 billion of LBC assets at fair value to the Comp); $50,175,000 (balance sheet, and the Company assumed $50,175,000 in floating rate junior subordinated de); $93,514,000 (tures, due June 2036 and June 2037, and $93,514,000 in 6.5% senior unsecured term notes whi).
How long is this filing?
Wafd Inc's 10-K filing is 15 pages with approximately 4,403 words. Estimated reading time is 18 minutes.
Where can I view the full 10-K filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 4,403 words · 18 min read · ~15 pages · Grade level 14 · Accepted 2024-11-20 17:02:07
Key Financial Figures
- $1.00 — nge on which registered Common Stock, $1.00 par value per share WAFD NASDAQ Stock
- $29.03 — he NASDAQ Stock Market closing price of $29.03 per share on that date. This is based o
- $7.7 billion — Merger." The Merger added approximately $7.7 billion of LBC assets at fair value to the Comp
- $50,175,000 — balance sheet, and the Company assumed $50,175,000 in floating rate junior subordinated de
- $93,514,000 — tures, due June 2036 and June 2037, and $93,514,000 in 6.5% senior unsecured term notes whi
- $20,916,354,000 — he Company's net loan portfolio totaled $20,916,354,000 at September 30, 2024 and represents 74
- $21,500,000 — erve for unfunded commitments which was $21,500,000, $24,500,000 and $32,500,000 as of Sept
- $24,500,000 — nded commitments which was $21,500,000, $24,500,000 and $32,500,000 as of September 30, 202
- $32,500,000 — which was $21,500,000, $24,500,000 and $32,500,000 as of September 30, 2024, 2023 and 2022
- $1,500,000 — roperty, up to a maximum loan amount of $1,500,000. The interest rate on permanent land lo
Filing Documents
- wfsl-20240930.htm (10-K) — 5088KB
- a2024_tradingxpolicy.htm (EX-19.1) — 36KB
- wafdex231dtconsent09302024.htm (EX-23.1) — 2KB
- wafdex31109302024.htm (EX-31.1) — 10KB
- wafdex31209302024.htm (EX-31.2) — 11KB
- wafdex3209302024.htm (EX-32) — 6KB
- a2024_clawbackpolicy.htm (EX-97.1) — 22KB
- a2024_clawbackpolicy001.jpg (GRAPHIC) — 41KB
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- a2024_tradingxpolicy012.jpg (GRAPHIC) — 238KB
- a2024_tradingxpolicy013.jpg (GRAPHIC) — 99KB
- meghannhartley-deloitteand.jpg (GRAPHIC) — 4KB
- wfsl-20240930_g1.jpg (GRAPHIC) — 71KB
- wfsl-20240930_g2.jpg (GRAPHIC) — 135KB
- wfsl-20240930_g3.jpg (GRAPHIC) — 899KB
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- wfsl-20240930_g6.jpg (GRAPHIC) — 340KB
- wfsl-20240930_g7.jpg (GRAPHIC) — 4KB
- 0000936528-24-000164.txt ( ) — 36263KB
- wfsl-20240930.xsd (EX-101.SCH) — 114KB
- wfsl-20240930_cal.xml (EX-101.CAL) — 253KB
- wfsl-20240930_def.xml (EX-101.DEF) — 683KB
- wfsl-20240930_lab.xml (EX-101.LAB) — 1367KB
- wfsl-20240930_pre.xml (EX-101.PRE) — 1071KB
- wfsl-20240930_htm.xml (XML) — 5923KB
Risk Factors
Item 1A. Risk Factors 23
Unresolved Staff Comments
Item 1B. Unresolved Staff Comments 36
Cybersecurity
Item 1C. Cybersecurity 37
Properties
Item 2. Properties 39
Legal Proceedings
Item 3. Legal Proceedings 39
Mine Safety Disclosures
Item 4. Mine Safety Disclosures 39 PART II
Market for Registrant's Common Equity, Related Shareholder Matters and Issuer Purchases of Equity Securities
Item 5. Market for Registrant's Common Equity, Related Shareholder Matters and Issuer Purchases of Equity Securities 40
[Reserved]
Item 6. [Reserved] 42
Management's Discussion and Analysis of Financial Condition and Results of Operations
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 42
Quantitative and Qualitative Disclosures about Market Risks
Item 7A. Quantitative and Qualitative Disclosures about Market Risks 59
Financial Statements and Supplementary Data
Item 8. Financial Statements and Supplementary Data 63
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 125
Controls and Procedures
Item 9A. Controls and Procedures 125
Other Information
Item 9B. Other Information 127
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 127 PART III
Directors, Executive Officers and Corporate Governance
Item 10. Directors, Executive Officers and Corporate Governance 127
Executive Compensation
Item 11. Executive Compensation 127
Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters 127
Certain Relationships and Related Transactions and Director Independence
Item 13. Certain Relationships and Related Transactions and Director Independence 127
Principal Accountant Fees and Services
Item 14. Principal Accountant Fees and Services 128 PART IV
Exhibits and Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules 129
Form 10-K Summary
Item 16. Form 10-K Summary 131
Signatures
Signatures 131 CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS AND RISK FACTOR SUMMARY WaFd, Inc. ("we" or the "Company") makes statements in this Annual Report on Form 10-K that constitute forward-looking statements. Words such as "expects," "anticipates," "believes," "estimates," "intends," "forecasts," "projects" and other similar expressions or future or conditional verbs such as "will," "should," "would" and "could" are intended to help identify such forward-looking statements. These statements are not historical facts, but instead represent current expectations, plans or forecasts of the Company and are based on the beliefs and assumptions of the management of the Company and the information available to management at the time that these disclosures were prepared. The Company intends for all such forward-looking statements to be covered by the safe harbor provisions for forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 and the provisions of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. These statements are not guarantees of future results or performance and involve certain risks, uncertainties and assumptions that are difficult to predict and often are beyond the Company's control. Actual outcomes and results may differ materially from those expressed in, or implied by, the Company's forward-looking statements. You should not place undue reliance on any forward-looking statement and should consider the following uncertainties and risks, as well as the risks and uncertainties discussed elsewhere in this report, including under Item 1A. "Risk Factors," and in any of the Company's other subsequent Securities and Exchange Commission filings, which could cause the Company's future results to differ materially from the plans, objectives, goals, estimates, intentions and expectations expressed in forward-looking statements: Operational Risks: fluctuat
Security Ownership Risks
Security Ownership Risks: our ability to continue to pay dividends, including on our outstanding Series A Preferred Stock; risks related to the volatility of our Common Stock, and future dilution; the ability of the Company to obtain external financing to fund its operations or obtain financing on favorable terms; risks related to Washington's anti-takeover statute; effects of activist shareholders; General Risks: the success of the Company at managing the risks involved in the foregoing and managing its business; and the timing and occurrence or non-occurrence of events that may be subject to circumstances beyond the Company's control. For the reasons described above, we caution you against relying on any forward-looking statements. You should not consider the summary of such factors to be an exhaustive statement of all risks, uncertainties, or potentially inaccurate assumptions that could cause our current expectations or beliefs to change. Further, all forward-looking statements speak only as of the date on which such statements are made, and the Company undertakes no obligation to update or revise any forward-looking statements to reflect changed assumptions, the occurrence of unanticipated events, changes to future operating results over time, or the impact of circumstances arising after the date the forward-looking statement was made. 5
Business
Item 1. Business General Washington Federal Bank, a federally-insured Washington state chartered commercial bank dba WaFd Bank (the "Bank" or "WaFd Bank"), was founded on April 24, 1917 in Ballard, Washington and is engaged primarily in providing lending, depository, insurance and other banking services to consumers, mid-sized to large businesses, and owners and developers of commercial real estate. WaFd, Inc., a Washington corporation, was formed as the Bank's holding company in November, 1994. On September 27, 2023, the Company filed Articles of Amendment to its Restated Articles of Incorporation, as amended, with the Washington Secretary of State, to change its name from Washington Federal, Inc. to WaFd, Inc. This change was effective on September 29, 2023. As used throughout this document, the terms "WaFd," the "Company" or "we" or "us" and "our" refer to WaFd, Inc. and its consolidated subsidiaries, and the term "Bank" or "WaFd Bank" refers to its bank operating subsidiary. The Company is headquartered in Seattle, Washington. On November 9, 1982 the Company listed and began trading on the NASDAQ. Profitable operations have been recorded every year since going public. As of September 30, 2024, the stock traded at 91 times its original 1982 offering price, has paid 166 consecutive quarterly cash dividends and has returned 15,195% total shareholder return to those who invested 42 years ago. On February 29, 2024, WaFd, Inc. closed its merger with Luther Burbank Corporation ("Luther Burbank" or "LBC"), a California corporation, effective as of 12:00am on March 1, 2024. Pursuant to the Merger Agreement, at the Effective Time Luther Burbank merged with and into the Company (the "Corporate Merger"), with the Company surviving the Corporate Merger. Promptly following the Corporate Merger, Luther Burbank's wholly-owned bank subsidiary, Luther Burbank Savings, merged with and into WaFd Bank with WaFd Bank as the surviving institution (the "Bank Merger"). The Corpora