WAFD Files 8-K on Regulation FD Disclosure, Stock Registration
Ticker: WAFDP · Form: 8-K · Filed: Jan 3, 2024 · CIK: 936528
| Field | Detail |
|---|---|
| Company | Wafd Inc (WAFDP) |
| Form Type | 8-K |
| Filed Date | Jan 3, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Key Dollar Amounts | $1.00 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulation-fd, compliance, corporate-governance
TL;DR
**WAFD filed a routine 8-K for Regulation FD disclosure, confirming its common and preferred stock are registered.**
AI Summary
WAFD, Inc. filed an 8-K on January 3, 2024, to disclose information under Regulation FD. This filing indicates that the company's common stock and Series A Preferred Stock are registered under Section 12(b) of the Securities Exchange Act of 1934. This matters to investors because it confirms the company's compliance with public reporting requirements, ensuring transparency and liquidity for its shares on major exchanges.
Why It Matters
This filing confirms WAFD, Inc.'s compliance with SEC regulations regarding public disclosure and the registration of its securities, which is fundamental for maintaining investor confidence and market access.
Risk Assessment
Risk Level: low — This 8-K is a routine disclosure confirming compliance and does not indicate any new risks or material changes to the company's operations or financial health.
Analyst Insight
A smart investor would view this as a routine compliance filing, confirming the company's adherence to regulatory requirements, but it offers no new material information to prompt immediate investment action.
Key Players & Entities
- WAFD, INC. (company) — the registrant filing the 8-K
- January 3, 2024 (date) — date of the earliest event reported and filing date
- Section 12(b) (other) — section of the Securities Exchange Act of 1934 under which securities are registered
- Regulation FD (other) — the item information disclosed in the 8-K
FAQ
What is the purpose of WAFD, Inc.'s 8-K filing dated January 3, 2024?
The purpose of WAFD, Inc.'s 8-K filing dated January 3, 2024, is to provide a Regulation FD Disclosure, as indicated under 'ITEM INFORMATION: Regulation FD Disclosure'.
Under which section of the Securities Exchange Act of 1934 are WAFD, Inc.'s securities registered?
WAFD, Inc.'s securities are registered pursuant to Section 12(b) of the Securities Exchange Act of 1934, as stated in the filing under 'Securities registered pursuant to Section 12(b) of the Act'.
What types of securities are specifically mentioned as being registered in this 8-K filing?
The filing specifically mentions 'us-gaap:CommonStockMember' and 'us-gaap:SeriesAPreferredStockMember' as being registered, indicating common stock and Series A Preferred Stock.
What is the business address and phone number of WAFD, Inc. as listed in the filing?
The business address of WAFD, Inc. is 425 Pike Street, Seattle, Washington 98101, and its telephone number is (206) 624-7930, according to the 'BUSINESS ADDRESS' and 'Registrant’s telephone number' sections.
Has WAFD, Inc. undergone any name changes according to the filing's historical data?
Yes, the filing indicates several former names for the company, including 'WASHINGTON FEDERAL INC' on 20230928 and 19950206, and 'WAFD INC' on 20230927, as listed under 'FORMER COMPANY' data.
Filing Stats: 424 words · 2 min read · ~1 pages · Grade level 10.6 · Accepted 2024-01-03 16:33:40
Key Financial Figures
- $1.00 — ange on which registered Common Stock, $1.00 par value per share WAFD NASDAQ Stock M
Filing Documents
- wfsl-20240103.htm (8-K) — 28KB
- 0000936528-24-000008.txt ( ) — 191KB
- wfsl-20240103.xsd (EX-101.SCH) — 2KB
- wfsl-20240103_def.xml (EX-101.DEF) — 15KB
- wfsl-20240103_lab.xml (EX-101.LAB) — 30KB
- wfsl-20240103_pre.xml (EX-101.PRE) — 16KB
- wfsl-20240103_htm.xml (XML) — 4KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure On January 3, 2024, WaFd Inc. (the "Company" or "WaFd") announced that it plans to release earnings results for the quarter ended December 31, 2023 after the close of business on Tuesday, January 16, 2024.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. January 3, 2024 WAFD, INC. By: /s/ KELLI J. HOLZ Kelli J. Holz Executive Vice President and Chief Financial Officer 3