WhiteHorse Finance Confirms Nasdaq Listings for WHF & WHFCL
Ticker: WHFCL · Form: 8-K · Filed: Jan 22, 2024 · CIK: 1552198
| Field | Detail |
|---|---|
| Company | Whitehorse Finance, Inc. (WHFCL) |
| Form Type | 8-K |
| Filed Date | Jan 22, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, security-registration, corporate-governance
TL;DR
**WhiteHorse Finance just confirmed its stock and notes are still listed on Nasdaq.**
AI Summary
WhiteHorse Finance, Inc. filed an 8-K on January 22, 2024, to update its registered securities. The filing confirms that its Common Stock (WHF) and 7.875% Notes due 2028 (WHFCL) are both registered on The Nasdaq Stock Market LLC. This matters to investors because it reaffirms the company's compliance with exchange listing requirements, providing transparency and liquidity for these securities.
Why It Matters
This filing confirms the continued listing of WhiteHorse Finance's common stock and notes on Nasdaq, which is crucial for investor confidence and market liquidity.
Risk Assessment
Risk Level: low — This filing is a routine update confirming existing security registrations and does not introduce new financial risks.
Analyst Insight
A smart investor would view this as a routine compliance update, confirming the continued market access and transparency for WhiteHorse Finance's securities, without indicating any immediate need for action.
Key Numbers
- 7.875% — interest rate (for the Notes due 2028)
- 2028 — maturity year (for the Notes)
- $0.001 — par value per share (for Common Stock)
Key Players & Entities
- WhiteHorse Finance, Inc. (company) — the registrant filing the 8-K
- The Nasdaq Stock Market LLC (company) — the exchange where securities are registered
- 7.875% Notes due 2028 (dollar_amount) — a class of securities registered
Forward-Looking Statements
- WhiteHorse Finance, Inc. will maintain its listing on Nasdaq for the foreseeable future. (WhiteHorse Finance, Inc.) — high confidence, target: 2025-01-22
FAQ
What is the purpose of this 8-K filing by WhiteHorse Finance, Inc.?
The purpose of this 8-K filing, dated January 22, 2024, is to report on Regulation FD Disclosure and Financial Statements and Exhibits, specifically confirming the registration of its securities pursuant to Section 12(b) of the Securities Exchange Act of 1934.
Which specific securities of WhiteHorse Finance, Inc. are mentioned as registered in this filing?
The filing explicitly mentions two classes of securities registered: "Common Stock, par value $0.001 per share" with trading symbol WHF, and "7.875% Notes due 2028" with trading symbol WHFCL.
On which exchange are WhiteHorse Finance, Inc.'s securities registered?
Both the Common Stock (WHF) and the 7.875% Notes due 2028 (WHFCL) are registered on "The Nasdaq Stock Market LLC (Nasdaq Global Select Market)".
What is the par value of WhiteHorse Finance, Inc.'s Common Stock as stated in the filing?
The par value of WhiteHorse Finance, Inc.'s Common Stock is stated as "$0.001 per share" in the filing.
What is the earliest event reported date for this 8-K filing?
The Date of Report (Date of earliest event reported) for this 8-K filing is January 22, 2024.
Filing Stats: 538 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-01-22 16:20:17
Key Financial Figures
- $0.001 — h Registered Common Stock, par value $0.001 per share WHF The Nasdaq Stock Mark
Filing Documents
- whf-20240122x8k.htm (8-K) — 42KB
- whf-20240122xex99d1.htm (EX-99.1) — 8KB
- whf-20240122xex99d1001.jpg (GRAPHIC) — 9KB
- 0001558370-24-000408.txt ( ) — 310KB
- whf-20240122.xsd (EX-101.SCH) — 5KB
- whf-20240122_def.xml (EX-101.DEF) — 14KB
- whf-20240122_lab.xml (EX-101.LAB) — 3KB
- whf-20240122_pre.xml (EX-101.PRE) — 15KB
- whf-20240122x8k_htm.xml (XML) — 7KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On January 22, 2024, the Company issued a press release, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such Section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits 99.1 Press Release of WhiteHorse Finance, Inc. dated January 22, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 22, 2024 WHITEHORSE FINANCE, INC. By: /s/ Joyson C. Thomas Joyson C. Thomas Chief Financial Officer