SC 13G: WisdomTree, Inc.

AI Summary

SC 13G filing by WisdomTree, Inc..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — , Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securitie

Filing Documents

• sc13g13246002_11212024.htm (SC 13G) — 81KB
• ex991to13g13246002_11212024.htm (EX-99.1) — 4KB
• 0000921895-24-002786.txt ( ) — 87KB

(a). Name of Issuer

Item 1(a). Name of Issuer: WisdomTree, Inc., a Delaware corporation (the “Issuer”).

(b). Address of Issuer’s Principal Executive Offices

Item 1(b). Address of Issuer’s Principal Executive Offices: 250 West 34 th Street, 3 rd Floor New York, New York 10119

(a). Name of Person Filing

Item 2(a). Name of Person Filing The names of the persons filing this statement on Schedule 13G (collectively, the “Reporting Persons”) are: ETFS Capital Limited (“ETFS”), and Graham Tuckwell (“Mr. Tuckwell”).

(b). Address of Principal Business Office or, if None, Residence

Item 2(b). Address of Principal Business Office or, if None, Residence The address of the principal office of ETFS is Ordnance House, 31 Pier Road, St. Helier, Jersey JE2 4XW. The address of the principal office of Mr. Tuckwell is 43 Mary Street, Hawthorn, VIC 3122 Australia.

(c). Citizenship

Item 2(c). Citizenship ETFS is a Jersey company. Mr. Tuckwell is a citizen of Australia.

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value (the “Shares”).

(e). CUSIP Number

Item 2(e). CUSIP Number: 97717P104 4 CUSIP No. 97717P104

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: /x/ Not applicable. (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) / / A non-U.S. institution, in accordance with Rule 13d-1(b)(1)(ii)(J). (k) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____

Ownership

Item 4. Ownership (a) Amount beneficially owned: As of the close of business on November 21, 2024: (i) ETFS directly beneficially owned 15,250,000 Shares. (ii) As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed the beneficial owner of the 15,250,000 Shares directly beneficially owned by ETFS. The filing of this Schedule 13G shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that he or it does not directly own. 5 CUSIP No. 97717P104 (b) Percent of class: The following percentages are based on 146,103,656 Shares outstanding, which is the total number of Shares outstanding as of November 4, 2024, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 7, 2024. As of the close of business on November 21, 2024: (i) ETFS may be deemed to beneficially own approximately 10.4% of the outstanding Shares; and (ii) Mr. Tuckwell may be deemed to beneficially own approximately 10.4% of the outstanding Shares. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote See Cover Pages Items 5-9. (ii) Shared power to vote or to direct the vote See Cover Pages Items 5-9. (iii) Sole power to dispose or to direct the disposition of See Cover Pages Items 5-9. (iv) Shared power to dispose or to direct the disposition of See Cover Pages Items 5-9.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. Not Applicable.

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable.

Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by

Item 7. Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. See Exhibit 99.1. 6 CUSIP No. 97717P104

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not Applicable.

Certifications

Item 10. Certifications. By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 CUSIP No. 97717P104 SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: November 21, 2024 ETFS Capital Limited By: /s/ Graham Tuckwell Name: Graham Tuckwell Title: Chairman /s/ Graham Tuckwell Graham Tuckwell 8

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