Wintrust Financial Corp. Files 8-K on Security Holder Vote
Ticker: WTFCN · Form: 8-K · Filed: May 28, 2024 · CIK: 1015328
| Field | Detail |
|---|---|
| Company | Wintrust Financial Corp (WTFCN) |
| Form Type | 8-K |
| Filed Date | May 28, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: WTFC
TL;DR
WTFC filed an 8-K for a shareholder vote. Details TBD.
AI Summary
On May 23, 2024, Wintrust Financial Corp. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing does not disclose specific details of the vote or the matters presented, but it is a standard procedural filing.
Why It Matters
This filing indicates that Wintrust Financial Corp. is engaging its security holders in a voting process, which is a key aspect of corporate governance.
Risk Assessment
Risk Level: low — This is a routine procedural filing related to corporate governance and does not appear to involve any new financial risks or significant operational changes.
Key Players & Entities
- WINTRUST FINANCIAL CORP (company) — Registrant
- May 23, 2024 (date) — Date of earliest event reported
- 001-35077 (other) — Commission File Number
- 36-3873352 (other) — I.R.S. Employer Identification No.
- Rosemont, Illinois (location) — Principal executive offices location
FAQ
What specific matters were submitted for a vote of security holders?
The filing does not specify the exact matters presented for a vote, only that such a submission occurred.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on May 23, 2024.
What is the Commission File Number for Wintrust Financial Corp.?
The Commission File Number is 001-35077.
Where are Wintrust Financial Corp.'s principal executive offices located?
The principal executive offices are located in Rosemont, Illinois.
Is this filing related to a specific financial transaction or operational change?
No, this filing is a procedural report concerning a submission of matters to a vote of security holders, not a specific financial transaction or operational change.
Filing Stats: 641 words · 3 min read · ~2 pages · Grade level 10.5 · Accepted 2024-05-28 16:10:35
Filing Documents
- wtfc-20240523.htm (8-K) — 56KB
- 0001015328-24-000152.txt ( ) — 223KB
- wtfc-20240523.xsd (EX-101.SCH) — 2KB
- wtfc-20240523_def.xml (EX-101.DEF) — 16KB
- wtfc-20240523_lab.xml (EX-101.LAB) — 28KB
- wtfc-20240523_pre.xml (EX-101.PRE) — 16KB
- wtfc-20240523_htm.xml (XML) — 5KB
07
Item 5.07. Submission of Matters to a Vote of Security Holders Wintrust Financial Corporation (the "Company") held its 2024 Annual Meeting of Shareholders (the "Annual Meeting") on May 23, 2024. At the Annual Meeting, the Company's shareholders (i) elected all fourteen of the Company's director nominees, (ii) approved on an advisory (non-binding) basis the Company's 2023 executive compensation as described in the Company's proxy statement, and (iii) ratified the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year 2024. The results of the vote at the Annual Meeting were as follows: Proposal No. 1 — Election of Directors Votes For Votes Against Abstentions Broker Non-Votes Elizabeth H. Connelly 53,211,882 850,068 29,214 2,413,651 Timothy S. Crane 53,762,372 301,717 27,075 2,413,651 Peter D. Crist 51,603,964 2,427,382 59,818 2,413,651 William J. Doyle 53,432,350 629,241 29,573 2,413,651 Marla F. Glabe 53,960,683 100,442 30,039 2,413,651 H. Patrick Hackett, Jr. 53,061,446 961,338 68,380 2,413,651 Scott K. Heitmann 53,299,708 728,268 63,188 2,413,651 Brian A. Kenney 53,473,506 587,047 30,611 2,413,651 Deborah L. Hall Lefevre 53,561,826 q 500,453 28,885 2,413,651 Suzet M. McKinney 52,716,297 1,334,668 40,199 2,413,651 Gregory A. Smith 54,019,195 37,280 34,689 2,413,651 Karin Gustafson Teglia 53,254,263 807,892 29,009 2,413,651 Alex E. Washington, III 53,321,498 739,174 30,492 2,413,651 Edward J. Wehmer 53,585,109 473,298 32,757 2,413,651 Proposal No. 2 — Advisory Vote on 2023 Executive Compensation Votes For Votes Against Abstentions Broker Non-Votes 53,032,605 1,008,965 49,594 2,413,651 Proposal No. 3 — Ratification of Independent Registered Public Accounting Firm Votes For Votes Against Abstentions Broker Non-Votes 54,526,069 1,944,023 34,723 — Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has dul