XAI Octagon Files 8-K Current Report

TL;DR

XAI Octagon filed a routine 8-K. No major news.

AI Summary

On October 10, 2025, XAI Octagon Floating Rate & Alternative Income Trust filed an 8-K report. The filing primarily serves as a current report and does not detail specific transactions or events that would significantly alter the trust's financial standing or operations.

Why It Matters

This filing indicates that XAI Octagon Floating Rate & Alternative Income Trust is up-to-date with its regulatory reporting requirements.

Risk Assessment

Risk Level: low — The filing is a standard current report with no disclosed material events, indicating no immediate new risks.

Key Players & Entities

• XAI Octagon Floating Rate & Alternative Income Trust (company) — Registrant
• October 10, 2025 (date) — Filing Date
• Delaware (jurisdiction) — State of Incorporation

FAQ

Key Financial Figures

• $25.00 — ferred Shares (Liquidation Preference $25.00) XFLTPRA New York Stock Exchange
• $0.001 — s 2026 Term Preferred Shares, par value $0.001 per share, liquidation preference of $2
• $25,000 — 01 per share, liquidation preference of $25,000 per share (the "6.50% Series 2026 Term
• $25 — be redeemed at the redemption price of $25.00, which equals the liquidation prefer
• $0.40625 — t unpaid dividends and distributions of $0.40625 on the 6.50% Series 2026 Term Preferred

Filing Documents

• ea0260993-01_8k.htm (8-K) — 41KB
• 0001213900-25-098196.txt ( ) — 246KB
• xflt-20251010.xsd (EX-101.SCH) — 4KB
• xflt-20251010_def.xml (EX-101.DEF) — 26KB
• xflt-20251010_lab.xml (EX-101.LAB) — 36KB
• xflt-20251010_pre.xml (EX-101.PRE) — 25KB
• ea0260993-01_8k_htm.xml (XML) — 5KB

01 Other Events

Item 8.01 Other Events. On October 10, 2025, XAI Octagon Floating Rate & Alternative Income Trust (the "Trust") announced that it will redeem all 1,596,000 outstanding shares of its issued and outstanding 6.50% Series 2026 Term Preferred Shares, par value $0.001 per share, liquidation preference of $25,000 per share (the "6.50% Series 2026 Term Preferred Shares") (NYSE: XFLTPRA, CUSIP No. 98400T205) on October 31, 2025 (the "Redemption Date"). The 6.50% Series 2026 Term Preferred Shares will be redeemed at the redemption price of $25.00, which equals the liquidation preference of $25.00 per share. Accumulated but unpaid dividends and distributions of $0.40625 on the 6.50% Series 2026 Term Preferred Shares from July 31, 2025 to October 30, 2025, which is the full dividend for such quarterly period, will be paid to the persons in whose name the 6.50% Series 2026 Term Preferred Shares are registered at the close of business on October 15, 2025, the record date for such dividend payment. As such, the Trust does not expect there to be accumulated and unpaid dividends on the 6.50% Series 2026 Term Preferred Shares as of October 31, 2025. The 6.50% Series 2026 Term Preferred Shares will be redeemed pursuant to and in accordance with Section 2.5(c)(i) of the Trust's Statement of Preferences of Term Preferred Shares ("Statement of Preferences"). The CUSIP number of the 6.50% Series 2026 Term Preferred Shares is 98400T205. The 6.50% Series 2026 Term Preferred Shares are listed under the trading symbol XFLTPRA on the New York Stock Exchange. On the Redemption Date, the Redemption Price shall become due and payable by the Trust upon each share of the 6.50% Series 2026 Term Preferred Shares. All shares of 6.50% Series 2026 Term Preferred Shares are held in book-entry form through the Depository Trust Company ("DTC"), and shares will be redeemed in accordance with the procedures of DTC. Payment by the Trust of the Redemption Price will be made to Equiniti Trust Company LLC, a

View Full Filing

View this 8-K filing on SEC EDGAR