Xai Octagon Floating Rate & Alternative Income Trust (XFLT) — SEC Filings

Xai Octagon Floating Rate & Alternative Income Trust (XFLT) — 24 SEC filings. Latest: 8-K (Dec 30, 2025). Includes 18 8-K, 3 SC 13G/A, 2 DEF 14A.

View Xai Octagon Floating Rate & Alternative Income Trust on SEC EDGAR

Overview

Xai Octagon Floating Rate & Alternative Income Trust (XFLT) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 30, 2025: XAI Octagon Floating Rate & Alternative Income Trust (XFLT) announced on June 20, 2024, that it will hold its 2024 Annual Meeting of Shareholders on August 15, 2024, at 10:00 a.m. Central Time. Shareholders of record as of the close of business on June 24, 2024, will be eligible to vote on matters s

Sentiment Summary

Across 24 filings, the sentiment breakdown is: 1 bullish, 23 neutral. The dominant filing sentiment for Xai Octagon Floating Rate & Alternative Income Trust is neutral.

Filing Type Overview

Xai Octagon Floating Rate & Alternative Income Trust (XFLT) has filed 18 8-K, 2 DEF 14A, 3 SC 13G/A, 1 SC 13G with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent SEC Filings (24)

Xai Octagon Floating Rate & Alternative Income Trust SEC Filing History
DateFormDescriptionRisk
Dec 30, 20258-KXFLT Sets Annual Shareholder Meeting for Aug 15, Record Date June 24
Dec 19, 20258-KXFLT Sets Annual Shareholder Meeting for Aug 15, Record Date June 20
Oct 23, 20258-KXAI Octagon Trust Files 8-K with Material Agreementsmedium
Oct 10, 20258-KXAI Octagon Files 8-K Current Reportlow
May 8, 2025DEF 14AXAI Octagon Trust Files Proxy Statement for June Meetinglow
Mar 26, 20258-KXAI Octagon Trust Files 8-K for Material Definitive Agreementmedium
Nov 14, 2024SC 13G/ASC 13G/A Filing
Nov 7, 2024SC 13G/ASC 13G/A Filing
Oct 11, 20248-KXAI Octagon Reports Unregistered Equity Salesmedium
Oct 2, 20248-KXAI Octagon Trust Reports Unregistered Equity Salesmedium
Sep 23, 20248-KXAI Octagon Trust Reports Unregistered Equity Salesmedium
Aug 1, 20248-KXAI Octagon Trust Reports Unregistered Equity Salesmedium
Jun 14, 20248-KXAI Octagon Trust Files 8-K with Key Agreements & Equity Salesmedium
Jun 5, 20248-KXAI Octagon Files 8-K for Material Agreementmedium
Apr 12, 2024DEF 14AXAI Octagon Floating Rate & Alternative Income Trust Announces Annual Meetinglow
Apr 9, 20248-KXAI Octagon Trust Files 8-K for Agreement Changesmedium
Apr 5, 20248-KXAI Octagon Reports Unregistered Equity Salesmedium
Feb 29, 20248-KXFLT Reports Unregistered Equity Salesmedium
Feb 14, 20248-KXAI Octagon Trust Reports Unregistered Equity Salesmedium
Feb 13, 2024SC 13G/ASC 13G/A Filing

Risk Profile

Risk Assessment: Of XFLT's 16 recent filings, 0 were flagged as high-risk, 12 as medium-risk, and 4 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Key Executives

  • Theodore J. Brombach
  • Danielle Cupps

Industry Context

XAI Octagon Floating Rate & Alternative Income Trust is a closed-end investment company. This filing pertains to its annual shareholder meeting and governance.

Top Tags

8-k (6) · unregistered-sales (5) · equity-securities (5) · material-agreement (4) · 8-K (4) · corporate-governance (2) · shareholder-meeting (2) · equity-sale (2) · material-definitive-agreement (2) · filing (2)

Key Numbers

Xai Octagon Floating Rate & Alternative Income Trust Key Metrics
MetricValueContext
Fiscal Year End0930Indicates the end of the company's financial reporting year.
Meeting Date20250604Annual shareholder meeting date
Filing Date20250508Date the proxy statement was filed with the SEC
Annual Meeting DateMay 21, 2024Date of the annual meeting of shareholders
Trustee Term End2027Term end for elected Trustees

Forward-Looking Statements

  • {"claim":"XFLT's stock price may see a short-term positive reaction due to increased institutional ownership.","entity":"XAI Octagon Floating Rate & Alternative Income Trust","targetDate":"2024-03-08","confidence":"medium"}
  • {"claim":"Eagle Point Credit Management LLC may increase its stake in XFLT in future filings.","entity":"Eagle Point Credit Management LLC","targetDate":"2025-02-08","confidence":"low"}

Frequently Asked Questions

What are the latest SEC filings for Xai Octagon Floating Rate & Alternative Income Trust (XFLT)?

Xai Octagon Floating Rate & Alternative Income Trust has 24 recent SEC filings from Jan 2024 to Dec 2025, including 18 8-K, 3 SC 13G/A, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of XFLT filings?

Across 24 filings, the sentiment breakdown is: 1 bullish, 23 neutral. The dominant sentiment is neutral.

Where can I find Xai Octagon Floating Rate & Alternative Income Trust SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Xai Octagon Floating Rate & Alternative Income Trust (XFLT) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Xai Octagon Floating Rate & Alternative Income Trust?

Financial highlights for Xai Octagon Floating Rate & Alternative Income Trust are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.

What is the investment thesis for XFLT?

The investment thesis for XFLT includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Xai Octagon Floating Rate & Alternative Income Trust?

Key executives identified across Xai Octagon Floating Rate & Alternative Income Trust's filings include Theodore J. Brombach, Danielle Cupps.

What are the main risk factors for Xai Octagon Floating Rate & Alternative Income Trust stock?

Of XFLT's 16 assessed filings, 0 were flagged high-risk, 12 medium-risk, and 4 low-risk.

What are recent predictions and forward guidance from Xai Octagon Floating Rate & Alternative Income Trust?

Recent forward-looking statements from Xai Octagon Floating Rate & Alternative Income Trust include guidance on {"claim":"XFLT's stock price may see a short-term positive reaction due to increased institutional ownership.","entity": and 1 other predictions.

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