XFLT Sets Annual Shareholder Meeting for Aug 15, Record Date June 20

TL;DR

**XFLT's annual meeting is August 15th, so make sure you're a shareholder by June 20th to vote.**

AI Summary

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) announced on June 18, 2024, that it will hold its 2024 Annual Meeting of Shareholders on August 15, 2024, at 10:00 a.m. Central Time. Shareholders of record as of the close of business on June 20, 2024, will be eligible to vote on matters such as the election of trustees. This matters to investors because it outlines the process for shareholder participation in key governance decisions, including electing the board that oversees the fund's strategy and management.

Why It Matters

This filing sets the timeline for shareholders to exercise their voting rights on important governance issues, directly impacting the fund's future direction and oversight.

Risk Assessment

Risk Level: low — This is a routine administrative announcement regarding an annual meeting, posing minimal direct risk to investors.

Analyst Insight

Investors should mark their calendars for the record date (June 20, 2024) if they wish to vote at the Annual Meeting and review proxy materials when they become available to understand the proposals.

Key Players & Entities

• XAI Octagon Floating Rate & Alternative Income Trust (company) — the reporting entity
• August 15, 2024 (date) — date of the Annual Meeting of Shareholders
• June 20, 2024 (date) — record date for shareholders eligible to vote
• 10:00 a.m. Central Time (time) — start time of the Annual Meeting

FAQ

Key Financial Figures

• $10.00 — erred Shares, liquidation preference of $10.00 (the "MRP Shares"), at a price equal to
• $23 million — eeds (before expenses) of approximately $23 million. Immediately after giving effect to th

Filing Documents

• ea0270358-01_8k.htm (8-K) — 27KB
• 0001213900-25-123924.txt ( ) — 215KB
• xflt-20251218.xsd (EX-101.SCH) — 3KB
• xflt-20251218_def.xml (EX-101.DEF) — 26KB
• xflt-20251218_lab.xml (EX-101.LAB) — 33KB
• xflt-20251218_pre.xml (EX-101.PRE) — 22KB
• ea0270358-01_8k_htm.xml (XML) — 4KB

02. Unregistered Sale of Equity Securities

Item 3.02. Unregistered Sale of Equity Securities As previously disclosed, on October 21, 2025, XAI Octagon Floating Rate & Alternative Income Trust (NYSE: XFLT) (the "Trust") entered into a securities purchase agreement (the "Purchase Agreement") among the Trust and the purchasers named therein (the "Purchasers"), in connection with the issuance and sale of up to 7,300,000 shares of the Trust's Series A Mandatory Redeemable Preferred Shares, liquidation preference of $10.00 (the "MRP Shares"), at a price equal to $10.00 per MRP Share, in two transactions exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933. On December 18, 2025, the Trust issued and sold to the Purchasers 2,300,000 MRP Shares. The Trust received net proceeds (before expenses) of approximately $23 million. Immediately after giving effect to the sale of MRP Shares on December 18, 2025, the Trust had issued and outstanding 7,300,000 MRP Shares. For a description of the MRP Shares see the Trust's Form 8-K filed on October 23, 2025 and the full text of the Statement of Preferences of Mandatory Redeemable Preferred Shares filed therewith as Exhibit 3.1. A copy of the Purchase Agreement was also filed as Exhibit 10.1 to the Trust's Form 8-K filed on October 23, 2025. 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST Date: December 19, 2025 By: /s/ Benjamin D. McCulloch Name: Benjamin D. McCulloch Title: Secretary and Chief Legal Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR