XFLT Sets Annual Shareholder Meeting for Aug 15, Record Date June 24
Ticker: XFLT · Form: 8-K · Filed: Dec 30, 2025 · CIK: 1703079
| Field | Detail |
|---|---|
| Company | Xai Octagon Floating Rate & Alternative Income Trust (XFLT) |
| Form Type | 8-K |
| Filed Date | Dec 30, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01, $25.00 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: corporate-governance, shareholder-meeting, record-date
TL;DR
**XFLT's annual meeting is August 15th, so make sure you're a shareholder by June 24th to vote!**
AI Summary
XAI Octagon Floating Rate & Alternative Income Trust (XFLT) announced on June 20, 2024, that it will hold its 2024 Annual Meeting of Shareholders on August 15, 2024, at 10:00 a.m. Central Time. Shareholders of record as of the close of business on June 24, 2024, will be eligible to vote on matters such as the election of trustees. This matters to shareholders because it's their opportunity to exercise voting rights on key governance issues, directly influencing the fund's leadership and strategic direction.
Why It Matters
This filing sets the timeline for shareholders to vote on critical governance matters, including the election of trustees, directly impacting the fund's future leadership and oversight. It's a key event for shareholder engagement and corporate democracy.
Risk Assessment
Risk Level: low — This filing is a routine announcement of an annual meeting, which is a standard corporate governance event and does not introduce new financial risks.
Analyst Insight
A smart investor would mark the record date (June 24, 2024) and meeting date (August 15, 2024) on their calendar to ensure they can exercise their voting rights on key governance issues, especially if they hold a significant stake or have concerns about current leadership.
Key Players & Entities
- XAI Octagon Floating Rate & Alternative Income Trust (company) — the entity filing the 8-K
- August 15, 2024 (date) — date of the Annual Meeting of Shareholders
- June 24, 2024 (date) — record date for shareholders eligible to vote
- 10:00 a.m. Central Time (time) — start time of the Annual Meeting
- June 20, 2024 (date) — date of the 8-K filing
Forward-Looking Statements
- Shareholder participation in the annual meeting will be consistent with previous years. (XAI Octagon Floating Rate & Alternative Income Trust) — medium confidence, target: August 15, 2024
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to announce the date, time, and record date for the XAI Octagon Floating Rate & Alternative Income Trust's 2024 Annual Meeting of Shareholders.
When will the 2024 Annual Meeting of Shareholders for XFLT take place?
The 2024 Annual Meeting of Shareholders for XFLT will take place on August 15, 2024, at 10:00 a.m. Central Time.
What is the record date for shareholders to be eligible to vote at the annual meeting?
The record date for shareholders to be eligible to vote at the annual meeting is the close of business on June 24, 2024.
What types of matters will be voted on at the annual meeting?
Matters to be voted on at the annual meeting include the election of trustees, as stated in the filing.
When was this 8-K filing submitted?
This 8-K filing was submitted on June 20, 2024.
Filing Stats: 585 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2025-12-30 17:12:18
Key Financial Figures
- $0.01 — Convertible Preferred Shares, par value $0.01 per share, liquidation preference $25.0
- $25.00 — $0.01 per share, liquidation preference $25.00 per share (the "6.95% Series II 2029 Co
Filing Documents
- ea0271237-01_8k.htm (8-K) — 32KB
- ea027123701_ex3-1.htm (EX-3.1) — 15KB
- 0001213900-25-126693.txt ( ) — 214KB
- xflt-20251229.xsd (EX-101.SCH) — 3KB
- xflt-20251229_lab.xml (EX-101.LAB) — 33KB
- xflt-20251229_pre.xml (EX-101.PRE) — 22KB
- ea0271237-01_8k_htm.xml (XML) — 3KB
03 Amendments to Articles
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On December 29, 2025, the holders of the Trust's 6.95% Series II 2029 Convertible Preferred Shares, par value $0.01 per share, liquidation preference $25.00 per share (the "6.95% Series II 2029 Convertible Preferred Shares"), adopted and approved Amendment No 1. to Appendix D, effective as of June 10, 2024, to the Trust's Statement of Preferences of Term Preferred Shares, effective as of March 23, 2021 (the "Statement of Preferences") establishing the preferences, voting powers, restrictions, limitations as to dividends and distributions, conversion privilege, qualifications and terms and conditions of redemption of the Trust's 6.95% Series II 2029 Convertible Preferred Shares, in order to eliminate the Non-Call Period applicable to the 6.95% Series II 2029 Convertible Preferred Share, which Amendment No. 1 was accepted and approved by the Board of Trustees of the Trust. A copy of Amendment No. 1 is filed herewith as Exhibit 3.1 and incorporated herein by reference.
01 Other Events
Item 8.01 Other Events On December 30, 2025, the Trust gave notice of its intent to call for redemption all 1,100,000 shares of its issued and outstanding 6.95% Series II 2029 Convertible Preferred Shares on January 30, 2026.
01 Financial Statements
Item 9.01 Financial Statements and Exhibits. (d) Exhibits 3.1 Amendment No 1. to Appendix D to Statement of Preferences of Term Preferred Shares SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST Date: December 30, 2025 By: /s/ Benjamin D. McCulloch Name: Benjamin D. McCulloch Title: Secretary and Chief Legal Officer