XTI Aerospace Files 8-K for Equity Sale

Ticker: XTIA · Form: 8-K · Filed: Nov 1, 2024 · CIK: 1529113

Sentiment: neutral

Topics: equity-sale, private-placement, capital-raise

Related Tickers: XTIA

TL;DR

XTIA sold 1M shares at $0.10 for $100K on Oct 31.

AI Summary

On October 31, 2024, XTI Aerospace, Inc. reported an unregistered sale of equity securities. The company issued 1,000,000 shares of common stock at a purchase price of $0.10 per share, totaling $100,000. This transaction was part of a private placement.

Why It Matters

This filing indicates XTI Aerospace is raising capital through a private placement, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — Unregistered sales of equity can sometimes signal financial distress or a need for quick capital, and the low price per share warrants attention.

Key Numbers

Key Players & Entities

FAQ

What was the total number of shares sold in the unregistered offering?

The company sold 1,000,000 shares of common stock.

At what price per share were the shares sold?

The shares were sold at a purchase price of $0.10 per share.

What was the total amount of money raised from this equity sale?

The total proceeds from the sale amounted to $100,000.

On what date did the earliest event reported in this 8-K occur?

The earliest event reported occurred on October 31, 2024.

Was this sale of equity registered with the SEC?

No, the filing indicates an 'Unregistered Sales of Equity Securities'.

Filing Stats: 530 words · 2 min read · ~2 pages · Grade level 12 · Accepted 2024-11-01 17:14:59

Key Financial Figures

Filing Documents

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. XTI Aerospace, Inc. (the "Company") agreed to issue 5,267,558 shares of common stock (the "Preferred Exchange Shares") to a holder of shares of the Company's Series 9 Preferred Stock, at an effective price per share of $0.0598, in exchange for the return and cancellation of 300 shares of Series 9 Preferred Stock with an aggregate stated value of $315,000, pursuant to the terms and conditions of an exchange agreement dated October 31, 2024. The Preferred Exchange Shares will be issued in reliance on the exemption from registration provided by Section 3(a)(9) of the Securities Act of 1933, as amended, on the basis that (a) the Preferred Exchange Shares will be issued in exchange for other outstanding securities of the Company; (b) there was no additional consideration delivered by the holder in connection with the exchange; and (c) there were no commissions or other remuneration paid by the Company in connection with the exchange. As of October 31, 2024, after taking into account the issuance of the Preferred Exchange Shares, the Company has 86,308,782 shares of common stock outstanding. 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XTI AEROSPACE, INC. Date: November 1, 2024 By: /s/ Brooke Turk Name: Brooke Turk Title: Chief Financial Officer 2

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