US 12 Month Oil Fund Files 8-K, Confirms Non-Emerging Growth Status
Ticker: USL · Form: 8-K · Filed: Jan 30, 2024 · CIK: 1405528
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, 8-K
TL;DR
**US 12 Month Oil Fund filed a routine 8-K, confirming its non-emerging growth status and regulatory compliance.**
AI Summary
United States 12 Month Oil Fund, LP filed an 8-K on January 30, 2024, to disclose a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. This filing indicates that the company is not an emerging growth company and is simultaneously satisfying filing obligations under Rule 425, Rule 14a-12, Rule 14d-2(b), and Rule 13e-4(c). For investors, this matters because it confirms the company's regulatory compliance and status, providing transparency on its operational and reporting framework.
Why It Matters
This filing confirms United States 12 Month Oil Fund, LP's regulatory compliance and its status as a non-emerging growth company, which can influence investor perception regarding its maturity and reporting requirements.
Risk Assessment
Risk Level: low — This 8-K is a routine regulatory filing with no new material financial or operational disclosures that would introduce significant risk.
Analyst Insight
A smart investor would note this filing as a routine compliance update, confirming the company's established regulatory status, but it provides no new information to warrant immediate action.
Key Players & Entities
- United States 12 Month Oil Fund, LP (company) — registrant of the 8-K filing
- January 30, 2024 (date) — date of earliest event reported and filing date
- Delaware (company) — state of incorporation for the registrant
- 001-33859 (dollar_amount) — Commission File Number
- 26-0431897 (dollar_amount) — I.R.S. Employer Identification No.
FAQ
What is the purpose of this 8-K filing by United States 12 Month Oil Fund, LP?
The purpose of this 8-K filing is to provide a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, with the earliest event reported on January 30, 2024.
Is United States 12 Month Oil Fund, LP considered an 'emerging growth company'?
No, the filing indicates with an unchecked box that United States 12 Month Oil Fund, LP is not an 'emerging growth company' as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Under which specific provisions is this 8-K filing simultaneously satisfying obligations?
This 8-K filing is simultaneously satisfying filing obligations under Rule 425 under the Securities Act (17 CFR 230.425), Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12), Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)), and Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
What is the business address and phone number of United States 12 Month Oil Fund, LP?
The business address is 1850 Mt. Diablo Boulevard, Suite 640, Walnut Creek, California 94596, and the telephone number is (510) 522-9600.
What is the Commission File Number for United States 12 Month Oil Fund, LP?
The Commission File Number for United States 12 Month Oil Fund, LP is 001-33859.
Filing Stats: 555 words · 2 min read · ~2 pages · Grade level 9.7 · Accepted 2024-01-30 10:59:40
Filing Documents
- tm243433d3_8k.htm (8-K) — 25KB
- tm243433d3_ex99-1.htm (EX-99.1) — 14KB
- 0001104659-24-008031.txt ( ) — 210KB
- uso-20240130.xsd (EX-101.SCH) — 3KB
- uso-20240130_lab.xml (EX-101.LAB) — 33KB
- uso-20240130_pre.xml (EX-101.PRE) — 22KB
- tm243433d3_8k_htm.xml (XML) — 4KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On January 30, 2024, United States 12 Month Oil Fund, LP (the "Registrant") issued its monthly account statement for the month ended December 31, 2023, which is presented in the form of a Statement of Income (Loss) and a Statement of Changes in Net Asset Value, as required pursuant to Rule 4.22 under the Commodity Exchange Act. A copy of the monthly account statement is furnished as Exhibit 99.1 to this Current Report on Form 8-K and also can be found on the Registrant's website at www.uscfinvestments.com. The information furnished in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in any such filing.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit 99.1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UNITED STATES 12 MONTH OIL FUND, LP By: United States Commodity Funds LLC, its general partner Date: January 30, 2024 By: /s/ Stuart P. Crumbaugh Name: Stuart P. Crumbaugh Title: Chief Financial Officer