SC 13G: Aris Mining Corp

AI Summary

SC 13G filing by Aris Mining Corp.

Risk Assessment

Risk Level: low

Filing Documents

• c110425_sc13g.htm (SC 13G) — 56KB
• c110425_ex99-1.htm (EX-99.1) — 4KB
• c110425_ex99-2.htm (EX-99.2) — 9KB
• 0000930413-24-003092.txt ( ) — 71KB

If this Statement is Filed Pursuant

Item 3. If this Statement is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a: (a) o Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) o Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) o Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) o Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) x An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) x A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) o Group, in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________ CUSIP No. 04040Y109 Schedule 13G Page 5 of 10

Ownership

Item 4. Ownership. (a) Amount beneficially owned: The Reporting Persons beneficially own, in the aggregate, 10,765,945 shares of Common Stock. None of the securities are held by the Reporting Persons. The filing of this statement shall not be construed as an admission that either of the Reporting Persons is the beneficial owner of any of the securities covered by this Schedule 13G for any other purpose. (b) Percent of class: The number of shares of Common Stock beneficially owned by the Reporting Persons represents 6.3% of the Issuer’s outstanding Common Stock based on 170,311,042 shares of Common Stock outstanding. (c) As of September 30, 2024, the number of shares of Common Stock as to which each Reporting Person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 10,024,515 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 10,765,945 As of December 31, 2023, the number of shares of Common Stock as to which each Reporting Person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 9,612,411 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 10,376,135 As of December 31, 2022, the number of shares of Common Stock as to which each Reporting Person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 7,593,793 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 8,268,230.00

Ownership of Five Percent or

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .

Ownership of More Than Five

Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Securities reported on this Schedule 13G are beneficially owned by investment advisory clients which may include investment companies registered under the Investment Company Act and/or other separately managed accounts. No such person beneficially owns over 5%.

Identification and Classification

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable.

Identification and Classification

Item 8. Identification and Classification of Members of the Group. Not applicable. CUSIP No. 04040Y109 Schedule 13G Page 6 of 10

Notice of dissolution of group

Item 9. Notice of dissolution of group. Not applicable.

Certifications

Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. Exhibits 99.1 Joint Filing Agreement, dated November 4, 2024, by and between Kopernik Global Investors, LLC and David B. Iben. 99.2 Power of Attorney appointing Sarah L. Bertrand, dated October 25, 2024, signed by David B. Iben. CUSIP No. 04040Y109 Schedule 13G Page 7 of 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 4, 2024 KOPERNIK GLOBAL INVESTORS, LLC By: /s/Sarah L. Bertrand Name: Sarah L. Bertrand Title: General Counsel and Chief Compliance Officer /s/ David B. Iben by Sarah L. Bertrand, power of attorney David B. Iben by Sarah L. Bertrand, power of attorney

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View this SC 13G filing on SEC EDGAR