Colony Bankcorp Faces Delisting Concerns

Ticker: CBAN · Form: 8-K · Filed: Nov 5, 2024 · CIK: 711669

Sentiment: bearish

Topics: delisting, listing-standards, regulatory

Related Tickers: CBAN

TL;DR

CBAN might get delisted - big trouble brewing.

AI Summary

Colony Bankcorp, Inc. filed an 8-K on November 5, 2024, to report a notice of delisting or failure to satisfy a continued listing rule or standard. The filing indicates potential issues with the company's continued listing on a stock exchange, though specific details regarding the rule or standard not met are not provided in this excerpt.

Why It Matters

This filing signals potential financial distress or non-compliance with exchange rules, which could significantly impact investor confidence and the company's stock trading status.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards indicates significant financial or operational issues that could lead to the stock being removed from an exchange.

Key Players & Entities

FAQ

What specific listing rule or standard has Colony Bankcorp failed to satisfy?

The provided excerpt of the 8-K filing does not specify which particular listing rule or standard Colony Bankcorp has failed to satisfy.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported is November 5, 2024.

Under which section of the Securities Exchange Act of 1934 is this 8-K filed?

This 8-K is filed pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934.

What is the principal executive office address of Colony Bankcorp, Inc.?

The principal executive office address is 115 South Grant Street, Fitzgerald, Georgia 31750.

What is the IRS Employer Identification No. for Colony Bankcorp, Inc.?

The IRS Employer Identification No. for Colony Bankcorp, Inc. is 58-1492391.

Filing Stats: 680 words · 3 min read · ~2 pages · Grade level 11 · Accepted 2024-11-05 08:30:12

Key Financial Figures

Filing Documents

01

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On November 5, 2024, Colony Bankcorp, Inc. (the "Company"), acting pursuant to authorization from its Board of Directors, provided written notice to The Nasdaq Stock Market LLC ("Nasdaq") of its determination to voluntarily withdraw the principal listing of the Company's voting common stock, $1.00 par value per share (the "Common Stock"), from Nasdaq and transfer the listing to the New York Stock Exchange ("NYSE"). The Company expects that listing and trading of its Common Stock on Nasdaq will end at market close on November 15, 2024, and that trading will commence on the NYSE at market open on November 18, 2024. The Common Stock has been authorized for listing on NYSE, where it will trade under the stock symbol "CBAN."

01

Item 7.01 Regulation FD Disclosure. On November 5, 2024 (1) , the Company issued a press release announcing the anticipated transfer of the principal listing of the Common Stock to the NYSE, a copy of which is attached as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference. As provided in General Instruction B.2 to Form 8-K, the information furnished in this Item 7.01 and in Exhibit 99.1 to this Current Report on Form 8-K shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the limitations of that section, and such information shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits. Exhibit 99.1 Press Release, dated November 5, 2024 . Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) (1) NTD: 8-K, Nasdaq notice and press release will be the same date, and expected to be 10 days prior to final Nasdaq trading date. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COLONY BANKCORP, INC. Date: November 5, 2024 By: /s/ T. Heath Fountain T. Heath Fountain Chief Executive Officer

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