SC 13G/A: EASTERN CO
Ticker: EML · Form: SC 13G/A · Filed: Nov 7, 2024 · CIK: 31107
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by EASTERN CO.
Risk Assessment
Risk Level: low
Filing Stats: 1,228 words · 5 min read · ~4 pages · Grade level 12.7 · Accepted 2024-11-07 16:48:29
Filing Documents
- dla_sc13ga.htm (SC 13G/A) — 86KB
- 0001654954-24-013938.txt ( ) — 88KB
(a)
ITEM 1(a). NAME OF ISSUER The Eastern Company (the " Issuer ")
(b)
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 3 Enterprise Drive, Suite 408 Selton, CT 06484
(a)
ITEM 2(a). NAME OF PERSONS FILING This joint statement on Schedule 13G is being filed by Forager Fund, LP, a Delaware limited partnership (the " Fund "), Forager Capital Management, LLC, a Delaware limited liability company and the general partner of the Fund (the " General Partner "), Edward Kissel and Robert MacArthur (collectively, the " Reporting Persons ").
(b)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE The business address of each of the Reporting Persons is 2025 3rd Ave. N, Suite 350, Birmingham, AL 35203.
(c)
ITEM 2(c). CITIZENSHIP The Fund is a Delaware limited partnership. The General Partner is a Delaware limited liability company. Each of Messrs. Kissel and MacArthur is a citizen of the United States.
(d)
ITEM 2(d). TITLE OF CLASS OF SECURITIES Common stock, no par value (the " Common Stock ").
(e)
ITEM 2(e). CUSIP NUMBER 276317104 ITEM 3. Not applicable. ITEM 4. The Reporting Persons, in the aggregate, beneficially own 0 shares of Common Stock of the Issuer, representing 0% of such class of securities. Each of the Fund, the General Partner and Messrs. Kissel and MacArthur beneficially owns 0 shares of Common Stock representing 0% of the class. The percentages of beneficial ownership reported herein, and on each Reporting Person's cover page to this Schedule 13G, are based on a total of 6,183,179 shares of the Common Stock issued and outstanding as of September 28, 2024, as reported in the most recent quarterly report of the Issuer on Form 10-Q for its fiscal quarter ended September 28, 2023. Each of the Fund and the General Partner has the sole power to vote and dispose of 0 shares of Common Stock. Each of Messrs. Kissel and MacArthur has the shared power to vote and dispose of 0 shares of Common Stock. CUSIP No . 276317104 Page 7 of 7 Pages ITEM 5. Not applicable. ITEM 6. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11.
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 7, 2024 FORAGER FUND, LP By: Forager Capital Management, LLC, its General Partner By: /s/ Robert MacArthur Robert MacArthur Managing Partner FORAGER CAPITAL MANAGEMENT, LLC By: /s/ Robert MacArthur Robert MacArthur Managing Partner EDWARD KISSEL /s/ Edward Kissel Edward Kissel ROBERT MACARTHUR /s/ Robert MacArthur Robert MacArthur