SC 13G/A: PEGASYSTEMS INC
Ticker: PEGA · Form: SC 13G/A · Filed: Nov 12, 2024 · CIK: 1013857
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by PEGASYSTEMS INC.
Risk Assessment
Risk Level: low
Filing Stats: 1,306 words · 5 min read · ~4 pages · Grade level 7.1 · Accepted 2024-11-12 10:59:00
Filing Documents
- schedule13g-aforalantrefle.htm (SC 13G/A) — 55KB
- 0001628280-24-046944.txt ( ) — 57KB
If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a (a) Not Applicable.
Ownership
Item 4. Ownership (a) Amount beneficially owned An aggregate of 40,248,808 shares of Common Stock, consisting of (1) 17,364,538 shares of Common Stock held by Mr. Trefler, individually (2) 5,067,271 shares held by the Alan N. Trefler Grantor Retained Annuity Trust I of 2023, of which Mr. Trefler is the sole trustee (3) 2,190,736 shares held by the Alan N. Trefler Grantor Retained Annuity Trust II of 2023, of which Mr. Trefler is the sole trustee (4) 7,500,000 shares held by the Alan N. Trefler Grantor Retained Annuity Trust I of 2024, of which Mr. Trefler is the sole trustee (5) 6,000,000 shares held by the Alan N. Trefler Grantor Retained Annuity Trust II of 2024, of which Mr. Trefler is the sole trustee (6) 472,516 shares which Mr. Trefler has the right to acquire within 60 days of September 30, 2024 (7) 1,605,503 shares held by the Alan N. Trefler Irrevocable Non-GST Trust of 2022, of which Daniel Sherman and Pamela Trefler are the trustees and of which Mr. Trefler has ability to appoint and remove trustees and (8) 48,000 shares held by the Trefler Foundation, of which Mr. Trefler is a trustee and shares voting and dispositive power over these shares, but has no pecuniary interest in these shares. 4 (b) Percent of class 46.7 % of the outstanding shares of Common Stock. The foregoing percentage was calculated based on the 85,753,808 shares of Common Stock disclosed by the Issuer as outstanding as of October 16, 2024, and 472,516 shares, which Mr. Trefler has the right to acquire within sixty days of September 30, 2024. (c) Number of shares as to which the person has (i) Sole power to vote or to direct the vote of 38,594,545 shares. (i) Shared power to vote or to direct the vote of 1,653,503 shares. (i) Sole power to dispose or to direct the disposition of 38,594,545 shares. (i) Shared power to dispose or to direct the disposition of 1,653,503 shares.
Ownership of Five Percent or Less of a Class
Item 5. Ownership of Five Percent or Less of a Class NA
Ownership of More than Five Percent on Behalf of Another Person
Item 6. Ownership of More than Five Percent on Behalf of Another Person. NA Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. NA
Identification and Classification of Members of the Group
Item 8. Identification and Classification of Members of the Group NA
Notice of Dissolution of Group
Item 9. Notice of Dissolution of Group NA
Certification
Item 10. Certification NA 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 12, 2024 Date s Alan Trefler Signature Alan Trefler NameTitle 6