SC 13G/A: Macy's, Inc.

AI Summary

SC 13G/A filing by Macy's, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie

Filing Documents

• sayw24111423_13ga.htm (SC 13G/A) — 109KB
• 0000905148-24-003185.txt ( ) — 111KB

From the Filing

SC 13G/A 1 sayw24111423_13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Macy's, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 55616P104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 55616P104 13G Page 2 of 10 Pages 1 NAMES OF REPORTING PERSONS Nomura Holdings, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 342,400 (1) 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 342,400 (1) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 342,400 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% (2) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC (1) Represents 342,400 shares of Common Stock underlying call options owned by Nomura Securities International, Inc. ("NSI") that are exercisable within 60 days. NSI is a wholly owned subsidiary of Nomura Holdings, Inc., which accordingly may be deemed to beneficially own the shares of Common Stock beneficially owned by NSI. (2) The percent of class is calculated based on 277,373,416 shares of Common Stock outstanding as of August 3, 2024, as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended August 3, 2024 filed with the SEC on September 4, 2024. CUSIP No. 55616P104 13G Page 3 of 10 Pages 1 NAMES OF REPORTING PERSONS Nomura Securities International, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 342,400 (3) 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 342,400 (3) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 342,400 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% (4) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BD (3) Represents 342,400 shares of Common Stock underlying call options that are exercisable within 60 days. (4) The percent of class is calculated based on 277,373,416 shares of Common Stock outstanding as of August 3, 2024, as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended August 3, 2024 filed with the SEC on September 4, 2024. CUSIP No. 55616P104 13G Page 4 of 10 Pages Item 1. (a) Name of Issuer: Macy's, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 151 West 34th Street New York, NY 10001 Item 2. (a) Name of Person(s) Filing: Nomura Holdings, Inc. Nomura Securities International, Inc. (b) Address of Principal Business Office or, if none, Residence: Nomura Holdings, Inc. 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan Nomura Securities International, Inc. Worldwide Plaza 309 West 49 th Street New York, NY 10019 (c) Citizenship: Nomura Holdings, Inc. Japan Nomura Securities International, Inc. New York (d) Title of Class of Securities: Common Stock, par value $0.01 per share ("Common Stock") (e) CUSIP Number: 55616P104 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a : (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A p

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