SC 13G/A: GLAUKOS Corp

AI Summary

SC 13G/A filing by GLAUKOS Corp.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — tion (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class o

Filing Documents

• fp0090934-5_sc13ga.htm (SC 13G/A) — 62KB
• 0001398344-24-020809.txt ( ) — 64KB

From the Filing

SC 13G/A 1 fp0090934-5_sc13ga.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 8)* Glaukos Corporation (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 377322102 (CUSIP Number) Eddie C. Brown Brown Capital Management, LLC 1201 N. Calvert Street Baltimore, MD 21202 (410) 837-3234 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 377322102 13G Page 2 of 5 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brown Capital Management, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 923,518 6. SHARED VOTING POWER None 7. SOLE DISPOSITIVE POWER 1,634,591 8. SHARED DISPOSITIVE POWER None 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,634,591 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.97% 12. TYPE OF REPORTING PERSON (see instructions) IA CUSIP No. 377322102 13G Page 3 of 5 Pages Item 1. (a) Name of Issuer Glaukos Corporation (b) Address of Issuer’s Principal Executive Offices 229 Avenida Fabricante, San Clemente, California 92672 Item 2. (a) Name of Person Filing Brown Capital Management, LLC (b) Address of the Principal Office or, if none, residence 1201 N. Calvert Street Baltimore, MD 21202 (c) Citizenship Brown Capital Management, LLC is a Maryland Limited Liability Company (d) Title of Class of Securities Common Stock, $0.001 Par Value Per Share (e) CUSIP Number 377322102 Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [x] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with §240.13d-1(b)(1)(ii)(J). CUSIP No. 377322102 13G Page 4 of 5 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Brown Capital Management, LLC (a) Amount beneficially owned: 1,634,591 (b) Percent of class: 2.97% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 923,518 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 1,634,591 (iv) Shared power to dispose or to direct the disposition of: None Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial Instruction . Dissolution of a group requires a response to this item. It

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