SC 13G: FIRSTSUN CAPITAL BANCORP

AI Summary

SC 13G filing by FIRSTSUN CAPITAL BANCORP.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.0001 — suer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securiti

Filing Documents

• e24440_dhnfit-13g.htm (SC 13G) — 125KB
• 0001552781-24-000601.txt ( ) — 127KB

(a). Name of Issuer

Item 1(a). Name of Issuer: FirstSun Capital Bancorp (the “ Issuer ”)

(b). Address of Issuer’s

Item 1(b). Address of Issuer’s Principal Executive Offices: 1400 16th Street, Suite 250 Denver, Colorado 80202

(a). Name of Person Filing

Item 2(a). Name of Person Filing: The Hale Nelson Family U/A/D 7/8/2011; and (iii) Dana Hale Nelson Trust Agreement U/A/D 12/8/1995 (each, a “ Reporting Person ” and collectively the “ Reporting Persons ”).

(b)

Item 2(b). Address of Principal Business Office or, if None, Residence: 1400 16th Street, Suite 250 Denver, Colorado 80202

(c)

Item 2(c). Citizenship: The Dana Hale Nelson Family Irrevocable Trust U/A/D 5/25/2011is a trust existing in the State of Missouri. The JVH Orion Trust For the Dana Hale Nelson Family U/A/D 7/8/2011is a trust existing in the State of Missouri. Dana Hale Nelson Trust Agreement U/A/D 12/8/1995 is a trust existing in the State of Kansas.

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities: Common stock, par value $0.0001 per share (“ Common Stock ”)

(e). CUSIP Number

Item 2(e). CUSIP Number: 33767U107

If

Item 3. If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under Section 15 of the Exchange Act; (b) o Bank as defined in Section 3(a)(6) of the Exchange Act; (c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) o Investment company registered under Section 8 of the Investment Company Act; (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F); (g) o A parent holding company or control person in accordance Rule 13d-1(b)(1)(ii)(G); (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;. (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) o A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) o Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ______ CUSIP No. 33767U107 Schedule 13G Page 6 of 9

Ownership

Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 (a) Amount Beneficially Owned : As of the close of business on November 14, 2024, the Reporting Persons beneficially owned an aggregate of 1,685,200 shares of the Issuer’s Common Stock. Specifically, as of the close of business on November 14, 2024: i) The Dana Hale Nelson Family Irrevocable Trust U/A/D 5/25/2011, beneficially owned 1,616,000 shares of the Issuer’s Common Stock (the “ DHN Family Trust ”); ii) The JVH Orion Trust For the Dana Hale Nelson Family U/A/D 7/8/2011, beneficially owned 69,000 shares of the Issuer’s Common Stock (the “ JVH Orion Trust ”); and iii) The Dana Hale Nelson Trust Agreement U/A/D 12/8/1995, beneficially owned 200 shares of the Issuer’s Common Stock (the “ DHN Trust ”), which together with the shares of the Issuer’s Common Stock beneficially owned by the DHN Family Trust and JVH Orion Trust represented 1,685,200 shares of the Issuer’s Common Stock or 6.09% of the Issuer’s Common Stock outstanding. (b) Percent of Class : As of the close of business on November 14, 2024, the DHN Family Trust, the JVH Orion Trust and the DHN Trust may be deemed to have beneficially owned 1,685,200 shares of the Issuer’s Common Stock or 6.09% of the Issuer’s common stock outstanding (see Item 4(a) above), which percentage was calculated based on 27,666,854 shares of the Issuer’s Common Stock outstanding as of November 7, 2024, as per the information reported in the Issuer’s Form 10-Q filed on November 8, 2024. (c) Number of shares as which such person has : (i) Sole power to vote or to direct the vote: 1,685,200 (ii) Shared power to vote or to direct the vote: -0-. (iii) Sole power to dispose or to direct the disposition of: 1,685,200. (iv) Shared power to dispose o

Ownership of Five Percent

Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial

Ownership of More Than

Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable.

Identification

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: Not Applicable.

Identification and Classification

Item 8. Identification and Classification of Members of the Group: See Exhibit I.

Notice of Dissolution

Item 9. Notice of Dissolution of Group: Not Applicable.

Certification

Item 10. Certification. Not Applicable. The Reporting Persons have not added any securities to their holdings since the effective date of the registration of the class of Issuer’s securities of Section 12(b) of the Exchange Act. Exhibits: Exhibit I: Joint Filing Agreement, dated as of November 14, 2024, by and among the Dana Hale Nelson Family Irrevocable Trust U/A/D 5/25/2011, the JVH Orion Trust For the Dana Hale Nelson Family U/A/D 7/8/2011; and the Dana Hale Nelson Trust Agreement U/A/D 12/8/1995. CUSIP No. 33767U107 Schedule 13G Page 8 of 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete, and correct. Date: November 14, 2024 Dana Hale Nelson Family Irrevocable Trust U/A/D 5/25/2011 /s/ Dana Hale Nelson Name: Dana Hale Nelson Title: Trustee JVH Orion Trust For the Dana Hale Nelson Family U/A/D 7/8/2011 / s/ Dana Hale Nelson Name: Dana Hale Nelson Title: Trustee Dana Hale Nelson Trust Agreement U/A/D 12/8/1995 / s/ Dana Hale Nelson Name: Dana Hale Nelson Title: Trustee CUSIP No. 33767U107 Schedule 13G Page 9 of 9 EXHIBIT I JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the common stock, par value $0.0001 per share, of FirstSun Capital Bancorp, a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: November 14, 2024 Dana Hale Nelson Family Irrevocable Trust U/A/D 5/25/2011 / s

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